668 results for "Feb 21 2014"
Page 25 of 27
EFTA00091035.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00076843.pdf
...2:16-cv-03250
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document
1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00079641.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00582649.pdf
...Federal Action following the filing of the Joinder Motion. See Exhibit D, Declaration of
Jane Doe No. 3 (Jan. 21, 2015); Exhibit E, Declaration of Jane Doe No. 3 (Feb. 5, 2015). The
declarations — each of which consisted of more than 60 separate paragraphs — provided many
details about Jane Doe...
EFTA00039828.pdf
...2:16-cv-03250
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document
1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00083446.pdf
...Self dealing? MUCH WORSE
http://irnasdaq.comIstatic-files/6b1ca278-75f0-4259-9372-5b3351126a8b
ir.nasdaq.com
121 e< 2 h"' 21 e< 16 $ 8; l< 76 =23 $ 54 -:; 2 ((1 -&22
irnasdaq.corn
EFTA00083456
As you can see, current NASDAQ CEO Adena Friedman signed off on this transaction.
SunGard was...
EFTA00076359.pdf
...291-15 at 21-23, 31.
Moreover, police reports suggest that an associate of Epstein's was offering to buy victims' silence
during the course of the prior investigation. Specifically, one victim reported that "she was
personally contacted through a source that has maintained contact with Epstein," who "assured
[the...
EFTA00058455.pdf
...291-15 at 21-23, 31.
Moreover, police reports suggest that an associate of Epstein's was offering to buy victims' silence
during the course of the prior investigation. Specifically, one victim reported that "she was
personally contacted through a source that has maintained contact with Epstein," who "assured
[the...
EFTA00070565.pdf
...Self dealing? MUCH WORSE
http://irmasdaq.com/static-files/6b1ca278-75f0-4259-9372-5b3351126a8b
ir.nasdaq.com
121 e< 2 h"' 21 e< 1658; l< 76 .23$
-:;2((1 -&22
ir.nasdaq.com
As you can see, current NASDAQ CEO Adena Friedman signed off on this transaction.
SunGard was then...
EFTA00161600.pdf
...Milan
shows, signaling that COVID-19 might have spread beyond China earlier than previously
thought." Italy's first COVID-19 patient "was detected on Feb. 21 in a little town near Milan, in
the northern region of Lombardy." But the Italian researchers' findings, "published by the INT's
scientific magazine...
EFTA00095591.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00067702.pdf
...Apptech is now a Kingdom of Bahrain "fintech" play
EDGAR Search Results (sec.gov)
Including an SEC approved offering
https://www.sec.gov/Archives/edgar/data/1070050/000157570521000053/apcx sl.htm
EFTA00067707
EDGAR Filing Documents for 0001493152-21-008775 (sec.gov)
EDGAR Filing Documents for 0001493152-21-008775
AppTech Corp...
EFTA00287327.pdf
...might be harnessed to minimize challenges with destabilizations around time-criticality, automation,
and gaming? How can meaningful human control be assured/inserted into key aspects of decision
making?
REFERENCES
Report Cites Dangers of Autonomous Weapons, New York Times, Feb. 28, 2016.
https://www.nytimes.com/2016/02/29/technology/report...
EFTA00603608.pdf
...13, 21; Exhibit D, Supplemental Responses, Nos. 2, 3, 6, 7, 8, 9, 10, 14, 15, 16, 21, 22, 25,
26, 28, 31, 32, 34, 35.1
Plaintiffs cannot properly assert privilege objections in response to Dershowitz's
Discovery Requests seeking these categories of information and documents. By filing this...
EFTA00083492.pdf
...Self dealing? MUCH WORSE
http://innasdaq.comistatic-filest6b1ca278-75f0-4259-9372-5b3351126a8b
ir.nasdaq.com
121 e< 2 h"' 21 e< 16$ 8; l< 76 =23 $ 54 -:;2((1 -&22
irnasciaq.corn
EFTA00083507
As you can see, current NASDAQ CEO Adena Friedman signed off on this transaction.
SunGard was then...
EFTA00072287.pdf
...Wed, 21 Apr 2021 16:03:19 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG TCR 3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_pentiltimate.pdf
The 2004 C2E Energy/Advanced Sports/Odyssey Energy 10K
Webb and...
EFTA00065268.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00064843.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00299022.pdf
...Petitioners' counsel received a copy of the NPA on August 28, 2008. (DE 435:21).
Thereafter, for approximately two years, Petitioners deliberately ceased all substantive
activity in this CVRA case in favor of pursuing civil damages actions against Mr. Epstein.
To that end, while Mr. Epstein was serving his prison...
EFTA00097481.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00065335.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
EFTA00065357
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML...
EFTA00083075.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00608391.pdf
...1980-1996
49
27.7%
28.8%
Bruce Johnson
1991.1995
72
N/A
20.2%
Columbia Financial Advisors
1996-1997
23
21.0%
14.0%
Low
21.0%
14.0%
High
35.6%
45.0%
Median
33.0%
32.6%
Average
29.7%
30.25E
One-Year Holding Period...
EFTA00262705.pdf
...Kam Hates le rimier @ 21 Ellen at 8:45am on 12/12/2023
"
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pi &mail met/11~LP A r\-)
Atraj J-D
acquPelint-ePelarceef :;
Advanced Physio Solutions Kara Pilates Reminder: Kara Pilates reformer a 21
Ellen...
EFTA00195963.pdf
...SETS, 03/05
6.000 DUE 03/01/35
MEG NET 03/14/05
34,375.00
03/15/05
JOURNAL
FEB 05 SPEC CLEARING FEES
03/21/05
JOURNAL
5.450.00
TO CMDY AIC
892.060.50
03/22/05
JOURNAL
FR CMDY
34.812.50
03/22...
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