677 results for "October 19 2007"
Page 26 of 28
EFTA00070202.pdf
...So, 17 years of Reichman massive printing/dumping worthless certs on the public the SEC is mandated to
protect and what ELSE happens in August 2021?
Yet ANOTHER SEC approved offering from an SEC approved Filing
August 19, 2021 to be exact
Inline XBRL Viewer (sec.gov)
The selling shareholders...
EFTA00212253.pdf
...This is the Office's 34th annual report to the Attorney General, and it
covers fiscal year 2009 (October 1, 2008 - September 30, 2009).
Jurisdiction and Functions of OPR
OPR has jurisdiction to investigate allegations of professional misconduct
made against Department of Justice (DOJ) attorneys where the allegations relate
to...
EFTA00093702.pdf
...So, 17 years of Reichman massive printing/dumping worthless certs on the public the SEC is mandated to
protect and what ELSE happens in August 2021?
Yet ANOTHER SEC approved offering from an SEC approved Filing
August 19, 2021 to be exact
EFTA00093717
Inline XBRL Viewer (sec.gov)
The selling...
EFTA00065103.pdf
...FOR IMMEDIATE RELEASE 2021-
132 Washington D.C., July 19, 2021 —
viww sec g ov
Aron Govil: Cemtrex and Telidyne: "Govil flooded the market with paid for buy recommendations for cemtrex
stock and made false claims about Telidyne development of mobile apps that would facilitate crypto currency
transactions and help...
EFTA00071433.pdf
...Wednesday, October 14, 2020 9:32 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
From: Chris Dilorio .zz
>
Sent: Wednesday, October 14, 2020 9:00 AM
EFTA00071443
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00093864.pdf
...So, 17 years of Reichman massive printing/dumping worthless certs on the public the SEC is mandated to
protect and what ELSE happens in August 2021?
Yet ANOTHER SEC approved offering from an SEC approved Filing
August 19, 2021 to be exact
EFTA00093881
Inline XBRL Viewer (sec.gov)
The selling...
EFTA00098841.pdf
...This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as
of October 25, 2018, by and between FTE NETWORKS, INC., a Nevada corporation, with headquarters
located at 999 Vanderbilt Beach Rd., Suite 601, Naples, FL 34108 (the "Company"), and CROWN BRIDGE
PARTNERS, LLC, a New York limited liability company, with its address...
EFTA00070362.pdf
...So, 17 years of Reichman massive printing/dumping worthless certs on the public the SEC is mandated to
protect and what ELSE happens in August 2021?
Yet ANOTHER SEC approved offering from an SEC approved Filing
August 19, 2021 to be exact
Inline XBRL Viewer (sec.gov)
The selling shareholders...
EFTA00097481.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00617635.pdf
...Nikolic joined the BMGF in
October 2007 and bgC3 in April 2010.
Dr. Nikolic has led select for-profit and not-for-profit investment activities at the aforementioned
Gates-affiliated organizations. On the for-profit side, Dr. Nikolic has led investments in various life-
science/IT/healthcare companies such as...
EFTA00078132.pdf
...Wednesday, October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00078133
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their respective...
EFTA00067702.pdf
...Wednesday, October 14, 2020 9:32 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00067715
From: Chris Dilorio
Sent: Wednesday, October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The...
EFTA00082947.pdf
...Sat, 17 Jul 2021 19:12:24 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf;
kcglq2015.pdf
ABSOLUTELY ASTONNISHING!
STIPULATED ORDER AND FINAL JUDGMENT: Defendants shall...
EFTA00070722.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00039689.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00104460.pdf
...From the BD SRO FINRA complaint:
"Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to
understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue
"....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00083150.pdf
...From the BD SRO FINRA complaint:
"Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to
understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue
"....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00102521.pdf
...This bullshit "COVID 19 disclosure" complaint brought by the SEC/FINRA/Goodman
et al is yet another example of SEC obstruction and corruption. Like "front running", "order handling", "market
access", "stand alone P&D", etc etc etc. NOT a deterrent. Intentionally. So the criminal activity can continue.
Because the criminals...
EFTA00071827.pdf
...Wed, 24 Mar 2021 14:19:42 +0000
Attachments: KCG_Appendix 3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_drafl.pdf;
KCG_TCR 3-20-13-penultimate draft.docx; KCG Appendix_3-20_13_pentiltimate.pdf;
Cifti.jpg; Blostein.jpg; KCGMarch2017.jpg; FINRA.jpg
Greetings SDNY Judges...
EFTA00067932.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00040288.pdf
...That's
www.wxxinews.org
Like the grossly corrupt SEC IG Hoecker "investigations" of massive SEC corruption and criminal activity, the
Kushner/Bohler/Blackstone/ DFC "investigation" was also a forgone conclusion
No wrongdoing found in Kodak COVID-19 drug production deal: report I TheHill
No doubt the SEC and Dal...
EFTA00082705.pdf
...This bullshit "COVID 19 disclosure" complaint brought by the SEC/FINRA/Goodman
et al is yet another example of SEC obstruction and corruption. Like "front running", "order handling", "market
access", "stand alone P&D", etc etc etc. NOT a deterrent. Intentionally. So the criminal activity can continue.
Because the criminals...
EFTA00069970.pdf
...Wednesday, March 24, 2021 8:19 AM
EFTA00069972
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Greetings SDNY Judges et al,
So, how is it remotely plausible that a NITE top traded money laundering shell: Thedirectory.com: SEEK which
was highlighted in my...
EFTA00067752.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00097262.pdf
...From the BD SRO FINRA complaint:
"Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to
understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue
"....ROEs to OATS with innaccurate account codes, which provide information about...
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