822 results for "February 8 2014"
Page 27 of 33
EFTA00069011.pdf
...Wednesday, July 8, 2020 9:35 AM
suoject: rw: rormai appeal for preliminary uenial coverea action zun-usty rung,nt Lapital ILK or< /A ppenaix
Janey, Hoecker et al,
Is Trump prolific Bag Man Jonathan Farkas related to Bag Man Michael Farkas: Skyway largest shareholder:
REVOKED
https://www.hollywoodreporter.com...
EFTA00071747.pdf
...the company
Between Blink and New Image Concepts, BLNK was known as Car Charging Inc
https://www.sec.gov/Archives/edgar/data/1429764/000114420414059745/v390669 defl4c.htm
This 2014 SEC approved offering also had several red flags of its own. WHOPPERS in fact.
Guess who ELSE was involved in this...
EFTA00092123.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
EFTA00092125
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML...
EFTA00040288.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00069276.pdf
...Shall I point out the pages for you?
Blackstone wanted to buy NITE but only AFTER theirSEC/JEF et al orchestrated August 1 2012 "glitch"
"luckiest f'ers" on the Street
https://www.businessinsider.com.au/blackstone-dodged-a-bullet-with-knight-capital-2012-8
WHEW: Blackstone Almost Bought Knight...
EFTA00092308.pdf
...The victims sought to nullify the plea
5
EFTA00092312
agreement, alleging that the Government failed to fulfill its legal
obligations to inform and consult with them in the process leading up
to Epstein's plea deal.'
On December 30, 2014, two additional unnamed victims—one
of whom has now self...
EFTA00098380.pdf
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to
the SEC: the record: known as SeeThroughEquity
https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf
Seethruequity, LLC, Ajay Tandon, and Amit Tandon
THE DEFENDANTS 6...
EFTA00079641.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00069074.pdf
...Shall I point out the pages for you?
Blackstone wanted to buy NITE but only AFTER theirSEC/JEF et al orchestrated August 1 2012 "glitch"
"luckiest f'ers" on the Street
https://www.businessinsider.com.au/blackstone-dodged-a-bullet-with-knight-capital-2012-8
WHEW: Blackstone Almost Bought Knight...
EFTA00070613.pdf
...MY INFORMATION
EFTA00070613
FINRA Fines Brown Brothers Harriman A Record $8 Million for Substantial Anti-Money Laundering Compliance
Failures I FINRA.org
FINRA Fines Brown Brothers Harriman A Record $8 Million for Substantial
Anti-Money Laundering Compliance Failures I FINRA.org
WASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today...
EFTA00070998.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00040401.pdf
...MY INFORMATION
FINRA Fines Brown Brothers Harriman A Record $8 Million for Substantial Anti-Money Laundering Compliance
Failures I FINRA.org
FINRA Fines Brown Brothers Harriman A Record $8 Million for Substantial
Anti-Money Laundering Compliance Failures I FINRA.org
WASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today that...
EFTA00064615.pdf
...Monda Au ust 10 2020 8:32 AM
Subject: Fw: Formal appeal for denial covered action 2015-016 Knight TCR & Appendix
Janey, Hoecker et al
speaking of NO 8K, recall the extensive record for the criminal/insolvent/fraud on the public
Knight/KCG/VIRT:NITE
The record Janey: Clayton/Sull...
EFTA00094182.pdf
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to
the SEC: the record: known as SeeThroughEquity
https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf
Seethruequity, LLC, Ajay Tandon, and Amit Tandon
THE DEFENDANTS 6...
EFTA00096577.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00597104.pdf
...Our Annual Report on Form 10-K for the year ended December 31, 2014, filed on February 27, 2015
(SEC File No. 001.35651) (our "Form 10-K"):
2
EFTA00597158
Our Quarterly Reports on Form 10-Q for the quarter ended March 31, 2015, filed on May 8, 2015, for...
EFTA00674046.pdf
...In fiscal year
2016, CBP seized 9,062 pounds of heroin (compared to 8,282 in fiscal 2015) and 8,224 pounds of
methamphetamine (compared to 6,443 pounds in fiscal 2015).
Meanwhile, illegal immigration flows across the Southern border in fiscal 2015 were at the lowest
levels since 1972...
EFTA00067620.pdf
...Wednesday, February 26, 2020 4:58 PM
EFTA00067642
Subject: DRAFT SDNY PRESS GUIDANCE FOR THURSDAY, FEBRUARY 27, 2020
Chiefs: Please review the draft daily guidance for tomorrow, below, and advise us of any needed edits or
additions. Thank you.
UNITED STATES ATTORNEY'S OFFICE
Southern District of New York
PRESS...
EFTA00613391.pdf
...Edwards and Cassell also knew or should have known that, prior to the filing of the Joinder
Motion in December 2014 — and unlike the allegations included in the Joinder Motion about
8
EFTA00613416
Prince Andrew, Maxwell and Brunel —
had never raised these allegations about
Dershowitz to any governmental authority or...
EFTA00100685.pdf
...at
7-8; Schiller Decl. Ex. 8 at 1 II), while the Complaint
WESTLAW © 2020 Thomson Reuters. No claim to original U.S. Government Works.
8
EFTA00100692
. Dershowitz, 410 F.Supp.3d 564 (2019)
alleges that in 2018 and 2019, he gave interviews to the
Miami Herald, CNN, the NY...
EFTA00083403.pdf
...November 19, 2020 NASDAQ/Friedman announce the $2.8 BILLION acquisition of Verafin. A
financial crimes/money laundering detection/prevention firm. Wait, I didn't think NASDAQ had a money
laundering problem?!?! That's $2.8 BILLION. Must be a MASSIVE problem in fact. I've read that somewhere
before...
EFTA00091035.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00090355.pdf
...MY INFORMATION
FINRA Fines Brown Brothers Harriman A Record $8 Million for Substantial Anti-Money Laundering Compliance
Failures I FINRA.org
FINRA Fines Brown Brothers Harriman A Record $8 Million for Substantial
Anti-Money Laundering Compliance Failures I FINRA.org
WASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today that...
EFTA00069181.pdf
...MY INFORMATION
FINRA Fines Brown Brothers Harriman A Record $8 Million for Substantial Anti-Money Laundering Compliance
Failures I FINRA.org
FINRA Fines Brown Brothers Harriman A Record $8 Million for Substantial
Anti-Money Laundering Compliance Failures I FINRA.org
WASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today that...
EFTA00070691.pdf
...Sentember 1 2020 8:21 AM
cfl
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Jones,
The SEC corruption goes well beyond just Handler/Jefferies/NITE.
My research: I developed a template. I would search NITE top traded OTCM shells...
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John Smith