1,028 results for "December 17 2012"
Page 30 of 42
EFTA00072287.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00070362.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00070722.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00083600.pdf
...Thursda September 17 2020 9:17 AM
EFTA00083606
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail
participation" rate...
EFTA00069074.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00072364.pdf
...The, 30 Jun 2020 13:36:17 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf
Laney,
please add the following info to my appeal of your...
EFTA00067007.pdf
...Thursday, September 17, 2020 9:17 AM
EFTA00067014
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail
participation" rate...
EFTA00065602.pdf
...The issues in the case relate to prison conditions, health, and fair trial.
•
R (HH) v Westminster Magistrates' Court [2012] UKSC 25; [2012] 3 WLR 90:
one of the leading cases on the application of Article 8 ECHR in extradition
proceedings
•
Norris v Government of the United States of America...
EFTA00154414.pdf
...The issues in the case relate to prison conditions, health, and fair trial.
•
R (HH) v Westminster Magistrates' Court [2012] UKSC 25; [2012] 3 WLR 90:
one of the leading cases on the application of Article 8 ECHR in extradition
proceedings
•
Norris v Government of the United States of America...
EFTA00073546.pdf
...The issues in the case relate to prison conditions, health, and fair trial.
•
R (HH) v Westminster Magistrates' Court [2012] UKSC 25; [2012] 3 WLR 90:
one of the leading cases on the application of Article 8 ECHR in extradition
proceedings
•
Norris v Government of the United States of America...
EFTA00299489.pdf
...address specified by Purchaser.
(0
If all of the conditions and requirements specified in this Section 5 are not
satisfied on or before February 17, 2012 (or such later date as Seller and Purchaser may agree upon
7
EFTA00299495
in writing and provide to Escrow Agent), then Escrow Agent shall...
EFTA00073205.pdf
...assets); and
JEGE, LLC (registered October 19, 2012 to hold assets).
87.
Other Epstein entities include LSJ Employees, LLC (registered October 27, 2011
to provide services); Southern Financial, LLC (registered February 25, 2013 to provide services)
and LSJ Emergency, LLC (registered December 2, 2015 to provide services).
88.
Some of...
EFTA00076843.pdf
...Thursday, September 17, 2020 9:17 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail
participation" rate:
Cifu...
EFTA00072781.pdf
...Trustee of The
Richard Yospin Faintly Tram delft dated December 28. 2012. of Newton.
Massachusetts, for consideration paid, grant to Granite Reality, LLC. a Nev. Hampshire
ed liability company, o Mari-Incmat mailing address of I 55 Seaport Blvd. Boston.
MA 0221(1. with WARRANTY (sOYENANTS.
That certain tract or...
EFTA00039689.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00144597.pdf
...On 15 December 2017, the Assembly of
States Parties adopted by consensus a
resolution on the activation of the
jurisdiction of the Court over the crime of
aggression as of 17 July 2018."
So, let's be very clear that the Israeli
Government turning off Gaza's water
supply not...
EFTA00083446.pdf
...Thursday, September 17, 2020 9:17 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail
participation" rate:
Cifu...
EFTA00083403.pdf
...Thursday, September 17, 2020 9:17 AM
Su •Ject: Fw: Forma appea or pre iminary • enia covere• action 2015-016 Knig t Capita TCR : Appen• ix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the...
EFTA00102264.pdf
...Thursday, September 17, 2020 9:17 AM
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Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
EFTA00102287
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT...
EFTA00071487.pdf
...Thursday, September 17, 2020 9:17 AM
EFTA00071499
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail
participation" rate...
EFTA00071433.pdf
...Thursda September 17 2020 9:17 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail
participation" rate:
Cifu...
EFTA00069571.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00087400.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00067932.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00064662.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
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