766 results for "October 19 2007"

Page 30 of 31
EFTA00082705.pdf
OCR Confidence: 85%  •  7855.8 KB
...This bullshit "COVID 19 disclosure" complaint brought by the SEC/FINRA/Goodman et al is yet another example of SEC obstruction and corruption. Like "front running", "order handling", "market access", "stand alone P&D", etc etc etc. NOT a deterrent. Intentionally. So the criminal activity can continue. Because the criminals...
EFTA00078132.pdf
OCR Confidence: 85%  •  3262.3 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00078133 The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective...
EFTA00040288.pdf
OCR Confidence: 85%  •  4120.0 KB
...That's www.wxxinews.org Like the grossly corrupt SEC IG Hoecker "investigations" of massive SEC corruption and criminal activity, the Kushner/Bohler/Blackstone/ DFC "investigation" was also a forgone conclusion No wrongdoing found in Kodak COVID-19 drug production deal: report I TheHill No doubt the SEC and Dal...
EFTA00104460.pdf
OCR Confidence: 85%  •  4069.9 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00082825.pdf
OCR Confidence: 85%  •  8114.4 KB
...This bullshit "COVID 19 disclosure" complaint brought by the SEC/FINRA/Goodman et al is yet another example of SEC obstruction and corruption. Like "front running", "order handling", "market access", "stand alone P&D", etc etc etc. NOT a deterrent. Intentionally. So the criminal activity can continue. Because the criminals...
EFTA00067702.pdf
OCR Confidence: 85%  •  4097.1 KB
...Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00067715 From: Chris Dilorio Sent: Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The...
EFTA00067130.pdf
OCR Confidence: 85%  •  7350.2 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00071827.pdf
OCR Confidence: 85%  •  4165.1 KB
...Wed, 24 Mar 2021 14:19:42 +0000 Attachments: KCG_Appendix 3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_drafl.pdf; KCG_TCR 3-20-13-penultimate draft.docx; KCG Appendix_3-20_13_pentiltimate.pdf; Cifti.jpg; Blostein.jpg; KCGMarch2017.jpg; FINRA.jpg Greetings SDNY Judges...
EFTA00083150.pdf
OCR Confidence: 85%  •  3787.1 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00079641.pdf
OCR Confidence: 85%  •  4328.0 KB
...That's www.wxxinews.org Like the grossly corrupt SEC IG Hoecker "investigations" of massive SEC corruption and criminal activity, the Kushner/Bohler/Blackstone/ DFC "investigation" was also a forgone conclusion No wrongdoing found in Kodak COVID-19 drug production deal: report i TheHill No doubt the SEC and Dal...
EFTA00069970.pdf
OCR Confidence: 85%  •  4295.0 KB
...Wednesday, March 24, 2021 8:19 AM EFTA00069972 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Greetings SDNY Judges et al, So, how is it remotely plausible that a NITE top traded money laundering shell: Thedirectory.com: SEEK which was highlighted in my...
EFTA00586852.pdf
OCR Confidence: 85%  •  5487.5 KB
...In October 2007, Boris joined Bill and Melinda Gates Foundation and in April 2010, he joined bgC3. Boris is the author of over 70 articles, patents and patent applications and co-founder of three biotechnology companies. Boris co-founded IMDx, Inc., which is focused on developing and distributing FDA approved...
EFTA02406470.pdf
OCR Confidence: 85%  •  3154.0 KB
...Monday, March 5, 2012 7:19 PM Subject: March 3 update 3 March, 2012 Articl= 1. The Atlantic Obama to Iran and Israel: 'As Pres=dent of the United States, I Don't Bluff Jeffrey Goldberg Articl...
EFTA00066454.pdf
OCR Confidence: 85%  •  3572.2 KB
...Friday, February 19, 2021 7:47 AM EFTA00066455 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Happy Friday! Everyone catch Chair Waters virtual hearing yesterday w/Ken Griffin/CDEL? If you follow me on twitter: you'll see a nice summary/explanation of...
EFTA00097262.pdf
OCR Confidence: 85%  •  3966.2 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00095591.pdf
OCR Confidence: 85%  •  4525.4 KB
...That's www.wxxinews.org Like the grossly corrupt SEC IG Hoecker "investigations" of massive SEC corruption and criminal activity, the Kushner/Bohler/Blackstone/ DFC "investigation" was also a forgone conclusion No wrongdoing found in Kodak COVID-19 drug production deal: report i TheHill No doubt the SEC and Dal...
EFTA00147473.pdf
OCR Confidence: 85%  •  3983.0 KB
...attorney Jay Lefkowitz, his former colleague, at a breakfast meeting in October 2007," which "closed an FBI probe into whether there were more victims, granted immunity to `any potential co-conspirators,' kept the deal from the victims in violation of federal law, and gave Epstein a lenient sentence in state...
EFTA00071487.pdf
OCR Confidence: 85%  •  3698.1 KB
...Friday, February 19, 2021 7:47 AM EFTA00071490 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Happy Friday! Everyone catch Chair Waters virtual hearing yesterday w/Ken Griffin/CDEL? If you follow me on twitter: you'll see a nice summary/explanation of...
EFTA00067870.pdf
OCR Confidence: 85%  •  4631.0 KB
...Wednesday, March 24, 2021 8:19 AM ce Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Greetings SDNY Judges et al, So, how is it remotely plausible that a NITE top traded money laundering shell: Thedirectory.com: SEEK which was highlighted in my...
EFTA00086579.pdf
OCR Confidence: 85%  •  3304.8 KB
...Thu, 11 Feb 2021 13:14:19 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blosteinjpg; KCGMarch2017.jpg Judge Nathan et al, EFTA00086579 There...
EFTA00071898.pdf
OCR Confidence: 85%  •  4747.9 KB
...Wednesday, March 24 2021 8:19 AM la Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Greetings SDNY Judges et al, So, how is it remotely plausible that a NITE top traded money laundering shell: Thedirectory.com: SEEK which was highlighted in my...
EFTA00692779.pdf
OCR Confidence: 85%  •  2057.1 KB
...02/03/13 Sun, 03 Feb 2013 19:32:47 +0000 The_Rise_of_the_Permanent_Temp_Economy_Erin_Hatton_NYT_January_28„2013.pdf; Makers„Takers„Fakers_Paul_Krugman_NYT_January_27,_2013.pdf; The_urgency_of_growth_EJ_Dionne_TWP_January_27,2013.pdf; Barack_Obama_is_Not...
EFTA00083356.pdf
OCR Confidence: 85%  •  3493.6 KB
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Fri, 19 Feb 2021 14:47:46 +0000 KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR 3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate...
EFTA00719559.pdf
OCR Confidence: 85%  •  2974.1 KB
...Mon, 05 Mar 2012 19:18:43 +0000 3 March, 2012 Article 1. The Atlantic Obama to Iran and Israel: 'As President of the United States, I Don't Bluf Jeffrey Goldberg Article 2. The Washington Post Mideast peace, with something short of a deal Robert Malley and Aaron David...

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