1,028 results for "December 17 2012"

Page 31 of 42
EFTA00078132.pdf
OCR Confidence: 85%  •  3262.3 KB
...Thursday, September 17, 2020 5:56 PM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Nathan, I applaud your reproof of the SONY. Now, I urge you to look at the Dan Kamensky case. I have never met Kamensky. When I...
EFTA00078082.pdf
OCR Confidence: 85%  •  3261.7 KB
...Thursda Se stember 17 2020 5:56 PM To Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Nathan, I applaud your reproof of the SONY. Now, I urge you to look at the Dan Kamensky case. I have never met Kamensky. When...
EFTA00065335.pdf
OCR Confidence: 85%  •  5075.5 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00071747.pdf
OCR Confidence: 85%  •  3254.6 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00086291.pdf
OCR Confidence: 85%  •  4423.1 KB
...Thursday, September 17, 2020 9:17 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Please see the new photos attached: EFTA00086316 Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail participation" rate...
EFTA00071284.pdf
OCR Confidence: 85%  •  9841.4 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. U8S agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00094182.pdf
OCR Confidence: 85%  •  2807.4 KB
...The August 1 2012 "glitch" proved my allegations that Knight was insolvent. Knight had to raise virtually the entire "glitch" loss despite claiming to have a "highly liquid balance sheet". The accounting fraud is a result of the illegal naked shorting. The SEC,Handler,Jefferies et al "glitch" and bailout...
EFTA00096577.pdf
OCR Confidence: 85%  •  3949.6 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00094440.pdf
OCR Confidence: 85%  •  5602.4 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00083075.pdf
OCR Confidence: 85%  •  5138.0 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00083150.pdf
OCR Confidence: 85%  •  3787.1 KB
...Thursday, September 17, 2020 9:17 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Please see the new photos attached: Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail participation" rate: Cifu...
EFTA00069421.pdf
OCR Confidence: 85%  •  9934.2 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00098507.pdf
OCR Confidence: 85%  •  15607.1 KB
...7a2:,,g;il 104MR/2016 Sam Camel Subject Type Category cffende• Qualifier penClso Effective Termination pail Date Date 07/17/2008 Date 07/17/2008 http://offender.flejn.net/SexPred_Maintenance/personPrimaryInfo.do?link-primeInfo 1/10/2019 EFTA00098508 Florida Sexual Offender and Predators Page 2 of 2 IgIVerifIcation of...
EFTA00069109.pdf
OCR Confidence: 85%  •  3142.3 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00070950.pdf
OCR Confidence: 85%  •  3794.3 KB
...Thursday, September 17, 2020 9:17 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Please see the new photos attached: Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail participation" rate: Cifu...
EFTA00266322.pdf
OCR Confidence: 85%  •  6811.0 KB
...You therefore have no entitlement to any input tax credits for the tax periods 1 January 2011 — 31 March 2012. )c- You claimed GST on purchases of $7,043 at label 1B of your activity statement for the period's 1 January 2011 — 31 March 2012. In accordance with section...
EFTA00065405.pdf
OCR Confidence: 85%  •  5312.8 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00090355.pdf
OCR Confidence: 85%  •  4515.4 KB
...Thursda September 17 2020 9:17 AM m om>; Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Please see the new photos attached: Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail participation...
EFTA00064615.pdf
OCR Confidence: 85%  •  3660.6 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. U8S agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00096058.pdf
OCR Confidence: 85%  •  5329.7 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00067870.pdf
OCR Confidence: 85%  •  4631.0 KB
...The 2019 annual report of BILZF content (otcmarkets.com) Consolidated Financial Statements Consolidated Financial Statements For the years ended December 31, 2019 and 2018 For the three and twelve months ended December 31, 2019 backend.otcmarkets.com subsequent events: related party transactions: "Unemcumbered cash of $10 mil" and of course...
EFTA00071708.pdf
OCR Confidence: 85%  •  3182.9 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00071140.pdf
OCR Confidence: 85%  •  9568.7 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00070565.pdf
OCR Confidence: 85%  •  3768.3 KB
...Thursday, September 17, 2020 9:17 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Please see the new photos attached: Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail participation" rate: Cifu...
EFTA00127743.pdf
OCR Confidence: 85%  •  6344.4 KB
...Power Outage " February 6, 2019, www.nadler.house.govinews/documentsingle.aspx?DocumentID=392787 (accessed September 17, 2019). 5 U.S. Congress, letter to Michael E. Horowitz, Inspector General, U.S. Department of Justice, February 6, 2019, www.velazquez.house.gov/sitesivelazquez.house.gov/files/02-06- 19%20D000200IG'/020letter%2Ore...

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