963 results for "December 29 2014"
Page 32 of 39
EFTA00094212.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00079641.pdf
...Monday, December 7, 2020 11:18 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
More IG fraud
EFTA00079645
this time the "independent" DFC IG: "investigating" Kushner roommate Boehler $765 mil loan to almost
insolvent KODK/Blackstone: Jason New.
The DFC IG was hired...
EFTA00061698.pdf
...15, 10:16
2010 - 10:23, 10:24,
11:7, 18:2
2014 - 11:18, 11:19,
11:22, 19:11, 19:13
2019 - 12:13, 17:13,
24:4, 24:22, 25:4,
28:9, 29:6, 53:4,
75:8, 75:24, 95:8,
99:5, 163:4...
EFTA00618036.pdf
...Day-to-day variability in wind generation in April 2005
Megawatts
700
Each day is a different color
600
Day 29
500
400
300
200
100 1
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22...
EFTA00072287.pdf
...Monday, April 5, 20215:29 AM
EFTA00072300
Subject. Fw. Formal appeal tor denial covered action OTS0t
Knight Capital TCR & Appendix
Judge Swain: still ANOTHER version of A Stroll Down the ABSOLUTELY NOTHING HAS CHANGED Avenue.
This is another version of my extensive correspondence as I wait on the SEC Final...
EFTA00071747.pdf
...the company
Between Blink and New Image Concepts, BLNK was known as Car Charging Inc
https://www.sec.gov/Archives/edgar/data/1429764/000114420414059745/v390669 defl4c.htm
This 2014 SEC approved offering also had several red flags of its own. WHOPPERS in fact.
Guess who ELSE was involved in this...
EFTA00069074.pdf
...In a 2014 letter to the SEC, I detailed the first 2 months of NITE OTCM share volumes. When the 1Q2014
10O was filed, these volumes were confirmed: An ASTRONOMICAL increase sequentially as well as year over
year. These share volumes/my letter/TCR SHOULD have triggered an immediate SEC...
EFTA00065602.pdf
...Dated this
day of December 2020.
Ghislaine Maxwell
I hereby certify that on this
day of December 2020, Ghislaine Maxwell personally appeared
before me and made his oath in due form of law that the statements herein are true.
The Honorable Alison J. Nathan
United States District Judge
Southern District...
EFTA00154414.pdf
...Dated this
day of December 2020.
Ghislaine Maxwell
I hereby certify that on this
day of December 2020, Ghislaine Maxwell personally appeared
before me and made his oath in due form of law that the statements herein are true.
The Honorable Alison J. Nathan
United States District Judge
Southern District...
EFTA00073546.pdf
...Dated this
day of December 2020.
Ghislaine Maxwell
I hereby certify that on this
day of December 2020, Ghislaine Maxwell personally appeared
before me and made his oath in due form of law that the statements herein are true.
The Honorable Alison J. Nathan
United States District Judge
Southern District...
EFTA00065335.pdf
...Monday, April 5, 20215:29 AM
EFTA00065349
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Judge Swain: still ANOTHER version of A Stroll Down the ABSOLUTELY NOTHING HAS CHANGED Avenue.
This is another version of my extensive correspondence as I wait on the SEC...
EFTA00076892.pdf
...Jim, LLC
-0-
•
Financial Ballistics, LLC
-0-
•
Southern Country Opportunity Fund, LLC
-0-
•
Financial Ballistics Trust
-0-
•
JSC Interiors, LLC27
-0-
•
FSF, LLC211
-0-
•
Jeepers, Inc.29
-0-
SUBTOTAL
$ -0-
TOTAL PERSONAL PROPERTY:
$ 636,132,058.0&°
TOTAL ESTATE PROPERTY:
$ 636,132,058.00
24 The ownership interest in 1GY...
EFTA00076491.pdf
...Jim, LLC
-0-
•
Financial Ballistics, LLC
-0-
•
Southern Country Opportunity Fund, LLC
-0-
•
Financial Ballistics Trust
-0-
•
JSC Interiors, LLC27
-0-
•
FSF, LLC211
-0-
•
Jeepers, Inc.29
-0-
SUBTOTAL
$ -0-
TOTAL PERSONAL PROPERTY:
$ 636,132,058.0&°
TOTAL ESTATE PROPERTY:
$ 636,132,058.00
24 The ownership interest in 1GY...
EFTA00083075.pdf
...Monday,Aoril 5 2021 5:29 AM
EFTA00083090
V
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Judge Swain: still ANOTHER version of A Stroll Down the ABSOLUTELY NOTHING HAS CHANGED Avenue.
This is another version of my extensive correspondence as I wait on...
EFTA00083198.pdf
...In a 2014 letter to the SEC, I detailed the first 2 months of NITE OTCM share volumes. When the 1Q2014
10O was filed, these volumes were confirmed: An ASTRONOMICAL increase sequentially as well as year over
year. These share volumes/my letter/TCR SHOULD have triggered an immediate SEC...
EFTA00069247.pdf
...In a 2014 letter to the SEC, I detailed the first 2 months of NITE OTCM share volumes. When the 1Q2014
10Q was filed, these volumes were confirmed: An ASTRONOMICAL increase sequentially as well as year over
year. These share volumes/my letter/TCR SHOULD have triggered an immediate SEC...
EFTA00094440.pdf
...OK Pink Basic Disclosure Guidelines (v2.1 December 2019) Page 1 of 23 .
Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines
backend.otcmarkets.com
Back in 2010, AV1 Group New York was controlled by a Moussa Traore
SEC FORM D
Who happens to have the same name as former...
EFTA00064917.pdf
...167, 167
(2014).
" 18 U.S.C. § 3632(a)(5)(A).
14 See DOJ Report at 42-43.
15 See supra notes 10& 11.
16 Pamela M. Casey et al., National Centerfor State Courts, Offender Risk dr Needs Assessment Instruments:
.4 Primer.* Courts 19 (2014) (stressing that third party audits...
EFTA00094035.pdf
...167, 167
(2014).
" 18 U.S.C. § 3632(a)(5)(A).
14 See DOJ Report at 42-43.
15 See supra notes 10& 11.
16 Pamela M. Casey et al., National Centerfor State Courts, Offender Risk dr Needs Assessment Instruments:
.4 Primer.* Courts 19 (2014) (stressing that third party audits...
EFTA00100180.pdf
...167, 167
(2014).
" 18 U.S.C. § 3632(a)(5)(A).
14 See DOJ Report at 42-43.
15 See supra notes 10& 11.
16 Pamela M. Casey et al., National Centerfor State Courts, Offender Risk dr Needs Assessment Instruments:
.4 Primer.* Courts 19 (2014) (stressing that third party audits...
EFTA00040288.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00657075.pdf
...Recent developments in GPS positioning technologies could drive
revenues from mobile location-based services to more than $12.7 billion
by 2014, according to a new report published by Juniper Research.
Revenues will come from sales of apps through application stores and
other channels, but also from mobile advertising tied...
EFTA00086291.pdf
...Thursday, December 3, 2020 12:43 PM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Grossly corrupt SEC et al,
EFTA00086295
I'm not engaging in hyperbole when I REITERATE: The Criminal, corrupt SEC is actively facilitating MULTIPLE
frauds on the public. But...
EFTA00285631.pdf
...Statutes 2875, 2878; 28 U.S.C.
Section 1658(a); see also Cruz v. Maypa, 773 F.3d 138, 143-44
(4th Cir. 2014). In December 2008, Section 1595 was amended to
SOUTHERN DISTRICT REPORTERS, P.C.
(212) 805-0300
EFTA00285690
I877DOEC
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