992 results for "January 17 2018"

Page 33 of 40
EFTA00040288.pdf
OCR Confidence: 85%  •  4120.0 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00083150.pdf
OCR Confidence: 85%  •  3787.1 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00070950.pdf
OCR Confidence: 85%  •  3794.3 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov EFTA00070989 FINCEN https://www.fincen.govinews/news-releasesifincen-fines-oppenheimer-co...
EFTA00083492.pdf
OCR Confidence: 85%  •  3968.7 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00065675.pdf
OCR Confidence: 85%  •  1658.0 KB
...2002-117 of 29 January 2002). 17 www.wjavocats.com • palais C1652 EFTA00065692 William JULIE avocet a la coin — attorney at law 57. If extradition is refused solely on the basis of the nationality of the person sought, Article 3(2) requires the requested State to submit the case to...
EFTA00154443.pdf
OCR Confidence: 85%  •  1657.3 KB
...2002-117 of 29 January 2002). 17 www.wjavocats.com • palais C1652 EFTA00154460 William JULIE avocet a la coin — attorney at law 57. If extradition is refused solely on the basis of the nationality of the person sought, Article 3(2) requires the requested State to submit the case to...
EFTA00078132.pdf
OCR Confidence: 85%  •  3262.3 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00078082.pdf
OCR Confidence: 85%  •  3261.7 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00086291.pdf
OCR Confidence: 85%  •  4423.1 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00601577.pdf
OCR Confidence: 85%  •  7263.2 KB
...3-4 January 2012, Washington. DC. http://www.dmawef.orq/Professors Page/Professors Page.html Presentation, Advance 2011: Rediscovering the Customer. 20-22 September 2011, San Diego, CA. http://www.idanalytics.com/advance2011/ Webinar, Web Analytics Webinar for the American Society for Information Science and Technology, 17 June 2011. http...
EFTA00070565.pdf
OCR Confidence: 85%  •  3768.3 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00040879.pdf
OCR Confidence: 85%  •  1829.8 KB
...Opioid Crisis 17. Administration AFTERNOON HEADLINES • "Scale of outbreak in U.S. remains uncertain" [WaPo NYT, WSJ, LAT] • "Stocks Tumble on Coronavirus Fears: Live Market Updates" [NYT, WSJ] • "Elizabeth Warren, Once a Front-Runner, Drops Out of Presidential Race" [NYT, WaPo WSJ LAT] US DEPARTMENT OF JUSTICE NEWS Politico: "Barr...
EFTA00071827.pdf
OCR Confidence: 85%  •  4165.1 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00064615.pdf
OCR Confidence: 85%  •  3660.6 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. U8S agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00065335.pdf
OCR Confidence: 85%  •  5075.5 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00137248.pdf
OCR Confidence: 85%  •  5398.5 KB
...10 after an investigation" by the FBI's Child Exploitation Task Force "found evidence he participated in human trafficking." In January, the man "transported a teen to an undercover human trafficking operation conducted by the task force, according to court documents." In August 2018, he "was charged with one count...
EFTA00098841.pdf
OCR Confidence: 85%  •  8617.1 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00147473.pdf
OCR Confidence: 85%  •  3983.0 KB
...Secret Service 'Mass Attacks in Public Spaces 2018' report released - U.S. Secret Service National Threat Assessment Center 'Mass Attacks in Public Spaces 2018' report released, examining 27 targeted attacks that occurred in public spaces (including schools, workplaces, and houses of worship) between January - December 2018, by USSS Director James...
EFTA00097262.pdf
OCR Confidence: 85%  •  3966.2 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00160374.pdf
OCR Confidence: 85%  •  1775.3 KB
...According to the article, Vallow Daybell, who has pleaded not guilty, faces life in prison if convicted on two counts of first degree murder and three counts of conspiracy in the 2019 deaths of her children from previous marriages — Tylee Ryan, 17, and Joshua "JJ" Vallow, 7 — as well as...
EFTA00083075.pdf
OCR Confidence: 85%  •  5138.0 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00070613.pdf
OCR Confidence: 85%  •  4143.5 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00069970.pdf
OCR Confidence: 85%  •  4295.0 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00079513.pdf
OCR Confidence: 85%  •  3690.7 KB
...This provision applies to all victims born after 6 August 1980 who were not yet 38 years old on 6 August 2018, the day after the law was published in the Official diary. The law came into force after the publication in the Official Journal in 2018. Therefore, I inform...
EFTA00067870.pdf
OCR Confidence: 85%  •  4631.0 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov EFTA00067923 FINCEN https://www.fincen.govinews/news-releasesifincen-fines-oppenheimer-co...

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