805 results for "November 23 2010"
Page 33 of 33
EFTA00237816.pdf
...Pursuant to recent amendments to Rule 506 of Regulation
D under the 1933 Act (the "aufg") the AlphaKeys Fund is required, among other things,
to disclose certain disciplinary events, in respect of various entities and/or individuals, that
occurred prior to the Rule's effective date of September 23, 2013...
EFTA00236853.pdf
...Pursuant to recent amendments to Rule 506 of Regulation
D under the 1933 Act (the "aufg") the AlphaKeys Fund is required, among other things,
to disclose certain disciplinary events, in respect of various entities and/or individuals, that
occurred prior to the Rule's effective date of September 23, 2013...
EFTA00595846.pdf
...The Foreign Account Tax Compliance Act
("FATCA"), which was enacted in 2010, imposes a 30% withholding tax on certain types of payments made to
"foreign financial institutions" and certain other non-U.S. entities unless certain due diligence. reporting,
withholding, and certification requirements are satisfied.
On January 17, 2013, final...
EFTA00613223.pdf
...focused opportunistic funds, Apollo Asia Real Estate Fund, M., our Asia focused opportunistic
fund and our legacy Citi Property Investors business, the real estate investment management business we
acquired from Citigroup in November 2010. In 2015, we expanded our real estate equity strategy through the
acquisition of Venator Real Estate...
EFTA00310618.pdf
...Prior to his current position, from July 1996 to November 1998
Mr. Oh served as an Investment Analyst and later a Portfolio Manager at Siegler, Collery & Co.
At Siegler Collery he was responsible for sourcing, analyzing, proposing and maintaining
investments of the finn as well as training an investment analyst...
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John Smith