805 results for "November 23 2010"

Page 33 of 33
EFTA00237816.pdf
OCR Confidence: 85%  •  39266.1 KB
...Pursuant to recent amendments to Rule 506 of Regulation D under the 1933 Act (the "aufg") the AlphaKeys Fund is required, among other things, to disclose certain disciplinary events, in respect of various entities and/or individuals, that occurred prior to the Rule's effective date of September 23, 2013...
EFTA00236853.pdf
OCR Confidence: 85%  •  38992.7 KB
...Pursuant to recent amendments to Rule 506 of Regulation D under the 1933 Act (the "aufg") the AlphaKeys Fund is required, among other things, to disclose certain disciplinary events, in respect of various entities and/or individuals, that occurred prior to the Rule's effective date of September 23, 2013...
EFTA00595846.pdf
OCR Confidence: 85%  •  6343.7 KB
...The Foreign Account Tax Compliance Act ("FATCA"), which was enacted in 2010, imposes a 30% withholding tax on certain types of payments made to "foreign financial institutions" and certain other non-U.S. entities unless certain due diligence. reporting, withholding, and certification requirements are satisfied. On January 17, 2013, final...
EFTA00613223.pdf
OCR Confidence: 85%  •  11290.6 KB
...focused opportunistic funds, Apollo Asia Real Estate Fund, M., our Asia focused opportunistic fund and our legacy Citi Property Investors business, the real estate investment management business we acquired from Citigroup in November 2010. In 2015, we expanded our real estate equity strategy through the acquisition of Venator Real Estate...
EFTA00310618.pdf
OCR Confidence: 85%  •  10505.4 KB
...Prior to his current position, from July 1996 to November 1998 Mr. Oh served as an Investment Analyst and later a Portfolio Manager at Siegler, Collery & Co. At Siegler Collery he was responsible for sourcing, analyzing, proposing and maintaining investments of the finn as well as training an investment analyst...

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