803 results for "November 23 2012"

Page 33 of 33
EFTA00237816.pdf
OCR Confidence: 85%  •  39266.1 KB
...Pursuant to recent amendments to Rule 506 of Regulation D under the 1933 Act (the "aufg") the AlphaKeys Fund is required, among other things, to disclose certain disciplinary events, in respect of various entities and/or individuals, that occurred prior to the Rule's effective date of September 23, 2013...
EFTA00236853.pdf
OCR Confidence: 85%  •  38992.7 KB
...Pursuant to recent amendments to Rule 506 of Regulation D under the 1933 Act (the "aufg") the AlphaKeys Fund is required, among other things, to disclose certain disciplinary events, in respect of various entities and/or individuals, that occurred prior to the Rule's effective date of September 23, 2013...
EFTA00613223.pdf
OCR Confidence: 85%  •  11290.6 KB
...In aggregate, our AUM and Fee-Generating AUM within the drawdown category totaled $23.9 billion and $13.6 billion, respectively, as of December 31, 2016. Credit Opportunity Funds The Credit Opportunity Fund series primarily employs our illiquid opportunistic investment strategy, which focuses on credit investments that are less liquid...

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