1,322 results for "December 6 2013"
Page 34 of 53
EFTA00040288.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00225025.pdf
...Regardless of whether this position is correct or not,6 in an
redacted all victim identifying information from
of
the Chart. There is no assertion that the Chart contained any 6(e) information.
5 The Exhibits included 6(e) materials, including grand jury transcripts.
6 See, e.g., United States...
EFTA00612483.pdf
...817, citing deposition of Scott Rothstein, December 12, 2011, p. 31, lines 1-6.
26 Id. at lines 7-24.
" R. 817-18, citing deposition of Scott Rothstein dated December 12, 2011, p. 61, line
15; p. 62, line 6.
-I 0-
EXHIBIT 2
EFTA00612516
The above facts were relied...
EFTA00624733.pdf
...Zuckerman shall pay STC the Fee in accordance with
the following payment schedule:
(i)
Twenty-Two Million Dollars ($22,000,000.00) promptly upon
execution of this Agreement by the parties hereto; and
(ii)
Eight Million Dollars ($8,000,000.00) on or before December 1, 2013.
(c)
Mr. Itickerman...
EFTA00585968.pdf
...Zuckerman shall pay STC the Fee in accordance with
the following payment schedule:
(i)
Twenty-Two Million Dollars ($22,000,000.00) promptly upon
execution of this Agreement by the parties hereto; and
(ii)
Eight Million Dollars ($8,000,000.00) on or before December 1, 2013.
(c)
Mr. Itickerman...
EFTA00086579.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00086593
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00102264.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00619489.pdf
...Spouse first name
6. Spouse
Vwe declare that Vwe have provided information concerning
16 (enter number of accounts) foreign bank and financial account(s) for the
filing year ending December 31. 2 014 to the preparer listed in Part II; that this information is to the best of my/our...
EFTA00605358.pdf
...8
6
EFTA00605364
RESISTANCE TESTS
Cmikaleere_
BRODARSKI INSTITUT
ZAGREB
RESISTANCE TEST - Results
Test: 81-9433
8045-M
Model: M-1322
Model scale:
7.000
Appendages: NONE
SHIP PARTICULARS
Displacement
5.6. t (metric)
Draught fore
Draught aft
Mean draught
Water density
.50 m
.50 m
Trim o
.00 DI
.50...
EFTA00086617.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FIN RA
.✓ww.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00078132.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00078145
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00624741.pdf
...Zuckerman shall pay STC the Fee in accordance with
the following payment schedule:
(i)
Twenty-Two Million Dollars ($22,000,000.00) promptly upon
execution of this Agreement by the parties hereto; and
(ii)
Eight Million Dollars ($8,000,000.00) on or before December 1, 2013.
(c)
Mr. Zuckerman...
EFTA00078082.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00078095
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00312015.pdf
Page 1 of 6
AMERICAN EXPRESS TRAVEL
Document generated Wed. 05 December 2018 07:31:58
Any changes made after this time are not reflected below
Travel Arrangements for
American Express Travel Record Locator
Travel Details
Other Information
Agent Details
Centurion Travel Service
Phoen1.11,
Toll Fre
When Overseas Call...
EFTA00039828.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00585976.pdf
...Zuckerman shall pay STC the Fee in accordance with
the following payment schedule:
(i)
Twenty-Two Million Dollars ($22,000,000.00) promptly upon
execution of this Agreement by the parties hereto; and
(ii)
Eight Million Dollars ($8,000,000.00) on or before December 1, 2013.
(c)
Mr. Zuckerman...
EFTA00083600.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00083616
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00297935.pdf
...Please contact your
travel office by 6:00 PM on December 24. or this entire reservation will automatically cancel.
Travel Details
Other Information
Friday 28 Dec 18
CITIZENS OF UNITED STATES MUST CARRY A VALID PASSPORT
Flight Information
Airline Record Locator
Airline
Flight
Origin
Destination
Departing
Arriving
Departure Terminal
Arrival...
EFTA00067007.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00088144.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00088161
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00040401.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00040431
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00086291.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00076843.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00064843.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00151495.pdf
...Epstein and related individuals and entities from August 2013 until December 2018. At that
point the Bank decided to terminate this relationship following additional negative press related
to Mr. Epstein's past criminal conduct.
9.
Mr. Epstein also had a well-publicized reputation related to the trafficking and
abuse of...
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