1,110 results for "June 17 2018"
Page 34 of 45
EFTA00071708.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00512823.pdf
...A587-4121-AC
4E-9646IB74EEF5/AddressBook-v22.abcddb
SourceType
Mac AddressBook
First
Belarus Consulte NYC
Phone Number
0
Creation Date 2018-03-23 14:54:07 (UTC)
Modification 2018-03-23 14:54:07 (UTC)
Date
ID
472
Contact
Source
Device
Path
NYC024329.aff4lMacintosh HD
fUsers/karyna/Libraty/MailN6/1B90A3EB...
EFTA00083150.pdf
...Thursday, September 17, 2020 9:17 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail
participation" rate:
Cifu...
EFTA00094440.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00070950.pdf
...Thursday, September 17, 2020 9:17 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail
participation" rate:
Cifu...
EFTA00076843.pdf
...Thursday, September 17, 2020 9:17 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail
participation" rate:
Cifu...
EFTA00162695.pdf
...inter-island travel on June 16,
allowing residents and visitors to travel within the state's borders
EFTA00162708
without quarantining if they have not left Hawaii in the previous two
weeks and are not experiencing symptoms. The state has reported 685
cases and only 17 deaths because of its strict...
EFTA00151495.pdf
...In 2018, just prior to the Bank's closing of the Park Avenue
17
EFTA00151511
Branch, which was located nearby Mr. Epstein's house, ATTORNEY-1 withdrew $100,000.00
in cash on behalf of Mr. Epstein. When later questioned why ATTORNEY-1 withdrew these
sums from the Bank, ATTORNEY...
EFTA00083492.pdf
...Thursda Se.tember 17 2020 9:17 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail
participation" rate...
EFTA00070565.pdf
...Thursday, September 17, 2020 9:17 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail
participation" rate:
Cifu...
EFTA00157026.pdf
...2018.1554612 doi:10.1080/ 10538712.2018.1554612.
Merriam-Webster. 2021a. Compfy.Accessed May 27, 2021 (http.tf/www.mentam-webster.comMictionary/complying ).
Merriam-Webster. 202 lb. Acquiesce. Retrieved (https://www.merriarn-webster.comfdictionaryfacquiesce ).
Merriam-Webster. 2021c. Perinit.Accessed May 27. 2021 (https://www.merriam-webster.comfdictionary/permit ).
Mountjoy, Margo...
EFTA00097481.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00069011.pdf
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to
the SEC: the record: known as SeeThroughEquity
https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf
EFTA00069014
Seethruequity, LLC, Ajay Tandon, and Amit Tandon
THE DEFENDANTS...
EFTA00156400.pdf
...17-CR-438 (VEC), 2018 WL
3222527, at *3 (S.D.N.Y. July 2, 2018) (citing United States v. Ansaldi, 372 F.3d 118, 124-25
(2d Cir. 2004)); United States v. Gaskin, 364 F.3d 438, 454 (2d Cir. 2004) ("[T]o survive a
double jeopardy attack, the...
EFTA00082705.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00078132.pdf
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to
the SEC: the record: known as SeeThroughEquity
https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf
Seethruequity, LLC, Ajay Tandon, and Amit Tandon
THE DEFENDANTS 6...
EFTA00078082.pdf
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to
the SEC: the record: known as SeeThroughEquity
https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf
Seethruequity, LLC, Ajay Tandon, and Amit Tandon
THE DEFENDANTS 6...
EFTA00069339.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00106039.pdf
...Attorney for the Southern District
of New York formally opened its investigation into Epstein on November 30, 2018, following a
series of articles in the Miami Herald about Epstein's conduct and the lenient plea deal he
received in the Southern District of Florida. The same day, the AUSA who...
EFTA00069109.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00161310.pdf
...On ABC World News Tonight (4/17, story 2, 2:17, Johnson, 3.89M), Will
Carr reported the gunman's family on Saturday "released a statement. They say they're devastated and they tried to get him
help. They're also offering their apologies to the victims and their families...
EFTA00101221.pdf
...In particular, I have reviewed sex offender registration
data, and have learned that, on or about June 17, 2019, EPSTEIN listed the Virgin Islands
Residence as his primary residence. At the time of EPSTEIN's arrest on or about July 6, 2019, I
and other law enforcement officers conducted an...
EFTA00086937.pdf
...o The other is a PA request TCHIKAYA) we submitted in 2018 that was rejected because the fugitive was
French (we can include with same restrictions regarding redaction).
• I am also attaching the June 2006 agreement between the EU and Iceland and Norway on the surrender
procedure procedures between the...
EFTA00097262.pdf
...Thursday, September 17, 2020 9:17 AM
EFTA00097278
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail
participation" rate...
EFTA00071827.pdf
...Thursda , Se tember 17, 2020 9:17 AM
u jec : w: orma appea or pre iminary enia covere ac ion
-
nig
api a
open ix
Please see the new photos attached:
EFTA00071847
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the...
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