1,346 results for "December 14 2015"

Page 36 of 54
EFTA00082705.pdf
OCR Confidence: 85%  •  7855.8 KB
...Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Date: Sat, 10 Jul 2021 14:08:18 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate...
EFTA00070998.pdf
OCR Confidence: 85%  •  9436.1 KB
...Friday, May 14, 2021 6:34 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix In addition to NeoPhotonix and Bioptix BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group EFTA00071055 BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group RUSNANO was founded in March 2011 as an...
EFTA00094263.pdf
OCR Confidence: 85%  •  2268.6 KB
...Monday, September 14, 2020 9:26 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix more Chris From: Chris Dilorio Sent: Friday, September 11, 2020 7:57 AM EFTA00094263 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital...
EFTA00067130.pdf
OCR Confidence: 85%  •  7350.2 KB
...Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Tue, 22 Jun 2021 11:31:14 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13...
EFTA00092123.pdf
OCR Confidence: 85%  •  3850.5 KB
...Tuesday, July 14, 2020 12:34 PM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00092141 MORE SEC corruption/obstruction ANOTHER Jaclin money laundering shell: https://www.sec.gov/Archives/edgar/data/1449527/000121390008002174/fsl prcomplete.htm YESDtc Holdings fka PR Complete https...
EFTA00071747.pdf
OCR Confidence: 85%  •  3254.6 KB
...Tuesday, July 14, 2020 3:31 PM EFTA00071752 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix OH JOHNNY! https://www.reuters.com/article/bc-finreg-fbi-laundering-private-equity-idUSKCN24F1TP FBI concerned over laundering risks in private equity, hedge funds - leaked document - Reuters...
EFTA00082825.pdf
OCR Confidence: 85%  •  8114.4 KB
...Friday, May 14, 2021 6:34 AM EFTA00082862 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix In addition to NeoPhotonix and Bioptix BiOptix Diagnostics Inc. - Portfolio company - RUSNANO Group BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group RUSNANO was founded in March 2011 as an...
EFTA00064843.pdf
OCR Confidence: 85%  •  4874.6 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to wiAnv.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00072134.pdf
OCR Confidence: 85%  •  9784.3 KB
...Friday, May 14, 2021 6:34 AM EFTA00072197 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix In addition to NeoPhotonix and Bioptix BiOptix Diagnostics Inc. - Portfolio company - RUSNANO Group BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group RUSNANO was founded in March 2011 as an...
EFTA00065335.pdf
OCR Confidence: 85%  •  5075.5 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00065103.pdf
OCR Confidence: 85%  •  9177.5 KB
...Friday, May 14, 2021 6:34 AM EFTA00065156 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix In addition to NeoPhotonix and Bioptix BiOptix Diagnostics Inc. - Portfolio company - RUSNANO Group BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group RUSNANO was founded in March 2011 as an...
EFTA00080676.pdf
OCR Confidence: 85%  •  9910.1 KB
...Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Date: Mon, 23 Aug 2021 14:42:56 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG TCR_3-20-13-penultimate_draffdoex; KCG_Appendix_3-20_13_penultimate.pdf...
EFTA00263462.pdf
OCR Confidence: 85%  •  5463.7 KB
...The July to September 2014 Newspoll had seen Labor beginiaLlead the Liberals on the two-party-preferred vote for the first time since 2009.(23) The October to December 2015 Newspoll saw Marshall's leadership approval rating drop 11 points to 30%, the equal lowest Newspoll approval rating in history...
EFTA00087400.pdf
OCR Confidence: 85%  •  9639.7 KB
...Friday, May 14, 2021 6:34 AM EFTA00087460 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix In addition to NeoPhotonix and Bioptix BiOptix Diagnostics Inc. - Portfolio company - RUSNANO Group BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group RUSNANO was founded in March 2011 as an...
EFTA00505780.pdf
OCR Confidence: 85%  •  7503.1 KB
...World Bank and (Data as of December 31, 2012) 6 EFTA00505785 Market Opportunity US Equity Market Composition 4% 111111111111k ■ Large Cap ■ Mid Cap 3% Small Cap Micro 1% Ultra Micro air+ OX The Best Marketplace with Qualified Companies The OTCOX3 uarkelplace 0rers the Coo eopnned rod not °floe, . ',Oro CT...
EFTA00086291.pdf
OCR Confidence: 85%  •  4423.1 KB
...Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio < Sent: Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt...
EFTA00068215.pdf
OCR Confidence: 85%  •  1369.9 KB
...We then called on December 28, 2015, January 5, 2016, January 14, 2016, and January 19, 2016. None of those telephone calls were returned. Accordingly, on January 19, 2016, we faxed and mailed a letter to the U.S. Attorney expressing concern about the lack of a response. Having received...
EFTA00067007.pdf
OCR Confidence: 85%  •  3466.8 KB
...Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio < Sent: Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt...
EFTA00070202.pdf
OCR Confidence: 85%  •  10449.6 KB
...Friday, May 14, 2021 6:34 AM 4:S EFTA00070277 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix In addition to NeoPhotonix and Bioptix BiOptix Diagnostics Inc. - Portfolio company - RUSNANO Group BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group RUSNANO was founded in March 2011...
EFTA00078082.pdf
OCR Confidence: 85%  •  3261.7 KB
...Monday, September 14, 2020 9:22 AM EFTA00078087 To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix I look forward to speaking with you Regards, Chris From: Chris Dilorio Sent: Monday, September 14, 2020 6:02 AM Subject: Fw: Formal appeal for preliminary...
EFTA00070043.pdf
OCR Confidence: 85%  •  10334.7 KB
...Friday, May 14, 2021 6:34 AM cS Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix In addition to NeoPhotonix and Bioptix BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group EFTA00070116 BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group RUSNANO was founded in March 2011 as...
EFTA00083075.pdf
OCR Confidence: 85%  •  5138.0 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00071966.pdf
OCR Confidence: 85%  •  10296.7 KB
...Friday May 14 2021 6:34 AM EFTA00072037 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix In addition to NeoPhotonix and Bioptix BiOptix Diagnostics Inc. - Portfolio company - RUSNANO Group GJ BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group RUSNANO was founded in March 2011 as...
EFTA00083600.pdf
OCR Confidence: 85%  •  3446.8 KB
...October 14.2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio c > Sent: Wednesday, October 14, 2020 9:00 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The...
EFTA00067870.pdf
OCR Confidence: 85%  •  4631.0 KB
...Monday, September 14, 2020 9:22 AM To Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix I look forward to speaking with you Regards, Chris From: Chris Dilorio Sent: Monday, September 14 2020 6:02 AM Subject: Fw: Formal appeal for preliminary denial...

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