1,257 results for "December 5 2011"
Page 36 of 51
EFTA00094182.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00169362.pdf
...filed Articles of
Incorporation office of the Lieutenant Governor on NOVEMBER 18, 2011 that
a Certificate of Incorporation was issued by the Lieutenant Governor on
DECEMBER 8, 2011 authorizing the said corporation to conduct business in the
Virgin Islands and the corporation is considered to be in good standing.
DJ...
EFTA00104265.pdf
...2011
with attached
memorandum from
to
summarizing
Jeffrey
Epstein Investigation
Box #3
Emails between
Executive Office
Attorney-Client Privilege
P-013272
for United States Attorneys, and
Thru
Southern District of Florida, seeking advice
P-013278
regarding office-wide recusal, dated December 16
and 17, 2010, with attached letter from ■
to...
EFTA00071747.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00640206.pdf
...Credit is delinking as most investors are massively overweight credit
versus equities, as evidenced by the disparity in buying flows in 2011-12. Relevering by US corporate and the Fed debating the end
of QE are signaling that the 3-decade long rally in bonds is likely over. Investors are...
EFTA00094159.pdf
...In August of 2011, I informed
the SEC that NITE was insolvent having reported just $105 mil in working capital at June 30, 2011. AND, for the
resaons cited in my TCR detailing massive accounting fraud as a direct result of illegal naked shorting/self
clearing/reverse splits/cusip changes...
EFTA00040739.pdf
...now requires this
District to consider the victims' rights under this statute in negotiating this Agreement." (DE 407 at
¶ 83.) On December 5, 2007, Starr sent a letter to U.S. Attorney Acosta (with copy to AUSA
asking about issuance of victim notification letters and stating: "While we believe that...
EFTA00098414.pdf
...now requires this
District to consider the victims' rights under this statute in negotiating this Agreement." (DE 407 at
¶ 83.) On December 5, 2007, Starr sent a letter to U.S. Attorney Acosta (with copy to AUSA
sking about issuance of victim notification letters and stating: "While we believe that...
EFTA00083566.pdf
...now requires this
District to consider the victims' rights under this statute in negotiating this Agreement." (DE 407 at
¶ 83.) On December 5, 2007, Starr sent a letter to U.S. Attorney Acosta (with copy to AUSA
Sloman) asking about issuance of victim notification letters and stating: "While we believe...
EFTA00081333.pdf
...now requires this
District to consider the victims' rights under this statute in negotiating this Agreement." (DE 407 at
¶ 83.) On December 5, 2007, Starr sent a letter to U.S. Attorney Acosta (with copy to AUSA
Sloman) asking about issuance of victim notification letters and stating: "While we believe...
EFTA00159712.pdf
...Airport departure
Column #5: Airport landed
Column #6: Duty time
Column #7: Total flying time
Column #8: Passenger names
VISOSKI states that the total number of aircrafts he has flown for
EPSTEIN is 5.
VISOSKI is asked to turn to page 25 of the PDF file. On January 2, 1994...
EFTA00593710.pdf
...HSBC Bank USA, N.A., 2013 WL 3306161 *5 (E.D.N.Y. 2013) (accepting deferred
prosecution agreement and stating that Ville government has absolute discretion to decide not to
prosecute" and that "[e]ven a formal, written agreement to that effect, which is often referred to as
a `non...
EFTA00098593.pdf
...V17/2011
ea be at temp *tithes* from DI/17/2011 • 01120/2011
Previous Permanent Address
Current Permanent Address
6100 Red Hook Quarters Ste 83
(Address Lino 1)
(Address Line I )
Little St James Islands
(Parma Line 2)
(Address 1.110 2)
St Thomas
VI
00802
(Cary)
County
(State)
awl...
EFTA00092123.pdf
...SETTLEMENT
In 1Q2020, the NITE receivable grew to $2.5 BILLION. UP 90% from December 2019
https://www.sec.gov/Archives/edgar/data/1592386/000110465920057660/tm2018404d1 ex99-1.htm
SEC.gov I HOME
Exhibit 99.1 . Virtu Announces First Quarter 2020 Results . NEW YORK, NY, May 7, 2020 - Virtu Financial...
EFTA00617907.pdf
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IN THE CIRCUIT COURT OF THE FIFTEENTH
JUDICIAL CIRCUIT IN AND FOR
PALM BEACH COUNTY, FLORIDA
CASE NO.: 502009CA040800SSSSMB
JEFFREY EPSTEIN,
Plaintiff/Counter-Defendant,
vs.
SCOTT...
EFTA00079641.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00094212.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00591958.pdf
...2011, with attached
memorandum from A. Marie Villafafia to
Benjamin
Greenberg
summarizing
Jeffrey
Epstein Investigation
Box #3
Emails between Peter Mason, Executive Office
Attorney-Client Privilege
P-013272
Thru
for United States Attorneys, and Dexter Lee,
Southern District of Florida, seeking advice
P-013278
regarding office-wide recusal, dated December...
EFTA00593806.pdf
...January 3, 2011
FROM: GVD
PRIORITY STATUS: Routine
COPIES TO:
Skip Evans, Joan Friedman
SUBJECT:
USVI Income Tax
The enclosed case is a follow up to one I previously sent to you. It is
interesting reading and a predictable result.
Again, please note that Marjorie is one of the counsel...
EFTA00621793.pdf
...127,451,286
3/17/2011
EFTA00621797
(9:d vircyce
D.33. ZWIRN & CO.
Jeepers Inc.
6100 Red Hook Quarter, Suite B-3
St. Thomas, USVI 00802
D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, L.P.
Restatement of Changes in Net Asset Value ("NAV")
For the Year Ended December 31, 2006...
EFTA00091035.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00064843.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00617435.pdf
...NV Distributor
441-0186-100
Cabin Controllers
Environmental Controller, 10K Potentiometer
2052-1-1
Environmental Controller, 1K Potentiometer
2052-1-2
Environmental Controller, 2K Potentiometer
2052-1-3
Environmental Controller, 1.2K Potentiometer
2052-1-5
Environmental Controller, 1K Potentiometer
2052-1-6
Environmental Controller, 5-HI, 5 Line Inputs...
EFTA00069147.pdf
...p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
EFTA00069156
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org...
EFTA00070691.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011, FINRA...
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