1,400 results for "April 5 2013"
Page 37 of 56
EFTA00104460.pdf
...The period covered in the complaint related to the 1.5 billion+ mis marked tickets was 2013-2016. The only
possibility: KCG. The SEC facilitated glitch and financing to cover up a massive and ongoing fraud on the public
reverse merger between Getco and Knight closed in July 2013 to...
EFTA00594729.pdf
...31, March 31,
2013
2013
2013
2013
2014
2014
2014
2014
2015
(in thousands)
Net income (loss)
5(2.906) 5(3.989) 5(4.562) 5(4390) 5(4.844) 5(5.507) 5(7.744) 5(6.511) 5(7.861)
Stock-based compensation
18
23
194
192...
EFTA00069339.pdf
...Thursday, April 22, 2021 5:57 AM
To:
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00069352
so sorry for incorrect e mail
From: Chris Dilorio
Sent: Thursday, April 22, 2021 5:44 AM
Subject: Fw: Formal appeal for denial covered action 2015-016...
EFTA00678712.pdf
...Sat, 10 Aug 2013 11:37:02 +0000
Attachments: JPM_TheJ.P._Morgan_View_2013-08-09_1188076.pdf
Inline-Images: imagel.gif
Jeffrey
I think we should add another 2mm to that European equity basket. We went further ovenveight Europe.
Paul Barrett I Managing Director I Global Investment
• •
up...
EFTA00091093.pdf
...Thursday, April 22, 2021 5:57 AM
To:
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
so sorry for incorrect e mail
From: Chris Dilorio
Sent: Thursday, April 22, 2021 5:44 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight...
EFTA00096577.pdf
...It
had my TCR in its possession in March 2013. So why did it take 5 years for the SEC to issue its preliminary
denial? I would remind the SEC that this is very much an ONGOING conspiracy on the part of the SEC et al.
IN FURTHERANCE OF THE...
EFTA00608391.pdf
...October 18, 2007
Page 42
Table VIII
Market Ratings and Yields
As of April 16, 2007
Rating"
Yield
AAA
5.47%
AA
5.57%
A
5.75%
BBB
6.39%
BB
6.77%
B
7.50%
CCC
9.38%
CC
23.51%
Based on a number of factors including but...
EFTA00087338.pdf
...not as well remunerated?
5. Barclays in its own review of Ichikowitz and his company, Paramount's business,
said in SAR 31000116798393 that it found 29 payments totaling $585,245 from
Paramount to a public relations firm named Bell Pottinger between January 2012
and December 2013. In light of reports...
EFTA00070722.pdf
...Thursday, April 22, 2021 5:57 AM
To:
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
so sorry for incorrect e mail
From: Chris Dilorio
Sent: Thursday, April 22, 2021 5:44 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight...
EFTA00289691.pdf
...Mitchell
$250,000
Committed Amount
On or before March IS,
2013
David .1. Mitchell
$250,000
Committed Amount
On or before April 1,
2013
David J. Mitchell
$200,000
Committed Amount
On or before May I,
2013
Option But Not Obligation to Purchase
David J. Mitchell
$250,000
Option But...
EFTA00086291.pdf
...Wednesday, April 29, 2020 8:03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00082947.pdf
...Thursday, April 22, 2021 5:57 AM
To:
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
so sorry for incorrect e mail
From: Chris Dilorio <
Sent: Thursday, April 22, 2021 5:44 AM
EFTA00083004
Subject: Fw: Formal appeal for denial covered action 2015-016...
EFTA00071898.pdf
...The period covered in the complaint related to the 1.5 billion+ mis marked tickets was 2013-2016. The only
possibility: KCG. The SEC facilitated glitch and financing to cover up a massive and ongoing fraud on the public
reverse merger between Getco and Knight closed in July 2013 to...
EFTA00102264.pdf
...Wednesday, April 29, 2020 8:03 AM
To:
>.
>;
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC...
EFTA00130149.pdf
...5/2013
DATE LAST SEEN: 6/2015
LOCATION ID: BRON)0N
FDN ADDR IND: 0
DATE LAST COHABIT: 1/2019
CONFIDENCE: 63
FDN DID IND: 0
Associate
56;7800
UNIQUE ID:
AKAs
Identity
UNIQUE ID:
NAME:
SSN Info
SSN:
VALID: yes
ISSUED LOCATION: New York
ISSUED START DATE: 05/02...
EFTA00095591.pdf
...Wednesday, April 29, 2020 8:03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00090355.pdf
...Wednesda , April 29, 2020 8:03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00621763.pdf
GI()
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Global Investment Opportunities Group
Account Position Summary
arrow...4 lot ir.....vmog nuri as ni 40,4 1. 3011
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EFTA00067130.pdf
...Monday, April 5, 2021 5:29 AM
EFTA00067183
Subject. Fw. Formal appeal tor denial covered action 201S-016/ Knight Capital TCR & Appendix
Judge Swain: still ANOTHER version of A Stroll Down the ABSOLUTELY NOTHING HAS CHANGED Avenue.
This is another version of my extensive correspondence as I wait on the...
EFTA00097262.pdf
...It
had my TCR in its possession in March 2013. So why did it take 5 years for the SEC to issue its preliminary
denial? I would remind the SEC that this is very much an ONGOING conspiracy on the part of the SEC et al.
IN FURTHERANCE OF THE...
EFTA00067752.pdf
...Thursda A.ril 22, 2021 5:57 AM
To:
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
so sorry for incorrect e mail
From: Chris Dilorio ‹
>
Sent: Thursday, April 22, 2021 5:44 AM
EFTA00067791
Subject: Fw: Formal appeal for denial covered action 2015...
EFTA00082705.pdf
...Thursday, April 22, 2021 5:57 AM
To:
Subject: Fw: Formal appeal for denial covered action 2015-016 Knight Capital TCR & Appendix
so sorry for incorrect e mail
From: Chris Dilorio
Sent: Thursday, April 22, 2021 5:44 AM
EFTA00082754
Subject: Fw: Formal appeal for denial covered action 2015-016...
EFTA00102521.pdf
...Thursday, April 22, 2021 5:57 AM
To:
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
so sorry for incorrect e mail
From: Chris Dilorio
Sent: Thursday, April 22, 2021 5:44 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight...
EFTA00151495.pdf
...Epstein began discussions in the spring of 2013 about
a potential relationship between Deutsche Bank and Mr. Epstein.
19.
In April of 2013, in preparation for Mr. Epstein's onboarding, a junior
relationship coordinator on the Epstein account (herein, "RELATIONSHIP COORDINATOR-
1") prepared a memorandum for RELATIONSHIP MANAGER-1 to...
EFTA00087400.pdf
...Thursday, April 22, 2021 5:57 AM
To:
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
so sorry for incorrect e mail
From: Chris Dilorio
Sent: Thursday, April 22, 2021 5:44 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight...
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