1,171 results for "March 23 2018"

Page 37 of 47
EFTA00095591.pdf
OCR Confidence: 85%  •  4525.4 KB
...although there was some change in certain buckets AND that the amounts were zeroed out within days of March 31, 2020 ONLY to end the quarter June 30, 2020 a mere $121.438 MILLION difference from the March 31, 2020 ending balancernm That is absolutely f'n amazing: $2.562...
EFTA00071747.pdf
OCR Confidence: 85%  •  3254.6 KB
...my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails...
EFTA00104533.pdf
OCR Confidence: 85%  •  1805.9 KB
...am informed that the defendant is prepared to renounce French nationality under Article 23-4 of the French Civil Code, if the Court so requires. 4. In a letter to the Department of Justice dated 9 March 2021, the Head of the International Criminal Assistance Bureau of the French Ministry...
EFTA00065268.pdf
OCR Confidence: 85%  •  4731.6 KB
...although there was some change in certain buckets AND that the amounts were zeroed out within days of March 31, 2020 ONLY to end the quarter June 30, 2020 a mere $121.438 MILLION difference from the March 31, 2020 ending balance727277 That is absolutely f'n amazing: $2.562...
EFTA00089393.pdf
OCR Confidence: 85%  •  3028.8 KB
...The Spring Break was from March 4, 2006 through March 12, 2006. I received a sub oena from with all calls made during the month of . I reviewed the 989 calls made and received during the month of March 2006. I observed on , 2006, made and received thirty five calls...
EFTA00071487.pdf
OCR Confidence: 85%  •  3698.1 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00069109.pdf
OCR Confidence: 85%  •  3142.3 KB
...my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails...
EFTA00068050.pdf
OCR Confidence: 85%  •  3036.1 KB
...The Spring Break was from March 4, 2006 through March 12, 2006. I received a sub oena from with all calls made during the month of . I reviewed the 989 calls made and received during the month of March 2006. I observed on , 2006, made and received thirty five calls...
EFTA00076303.pdf
OCR Confidence: 85%  •  3040.7 KB
...The Spring Break was from March 4, 2006 through March 12, 2006. I received a sub oena from with all calls made during the month of . I reviewed the 989 calls made and received during the month of March 2006. I observed on , 2006, made and received thirty five calls...
EFTA00080486.pdf
OCR Confidence: 85%  •  3038.7 KB
...The Spring Break was from March 4, 2006 through March 12, 2006. I received a sub oena from with all calls made during the month of . I reviewed the 989 calls made and received during the month of March 2006. I observed on , 2006, made and received thirty five calls...
EFTA00100380.pdf
OCR Confidence: 85%  •  3041.6 KB
...The Spring Break was from March 4, 2006 through March 12, 2006. I received a sub oena from with all calls made during the month of . I reviewed the 989 calls made and received during the month of March 2006. I observed on , 2006, made and received thirty five calls...
EFTA00071674.pdf
OCR Confidence: 85%  •  3042.5 KB
...The Spring Break was from March 4, 2006 through March 12, 2006. I received a sub oena from with all calls made during the month of . I reviewed the 989 calls made and received during the month of March 2006. I observed on , 2006, made and received thirty five calls...
EFTA00076331.pdf
OCR Confidence: 85%  •  3042.4 KB
...The Spring Break was from March 4, 2006 through March 12, 2006. I received a sub oena from with all calls made during the month of . I reviewed the 989 calls made and received during the month of March 2006. I observed on , 2006, made and received thirty five calls...
EFTA00105478.pdf
OCR Confidence: 85%  •  3042.5 KB
...The Spring Break was from March 4, 2006 through March 12, 2006. I received a sub oena from with all calls made during the month of . I reviewed the 989 calls made and received during the month of March 2006. I observed on , 2006, made and received thirty five calls...
EFTA00078231.pdf
OCR Confidence: 85%  •  3043.9 KB
...The Spring Break was from March 4, 2006 through March 12, 2006. I received a sub oena from with all calls made during the month of . I reviewed the 989 calls made and received during the month of March 2006. I observed on , 2006, made and received thirty five calls...
EFTA00069181.pdf
OCR Confidence: 85%  •  4811.1 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00104460.pdf
OCR Confidence: 85%  •  4069.9 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00083075.pdf
OCR Confidence: 85%  •  5138.0 KB
...7 2018) (sec.gov) EFTA00083081 Barry C. Honig, et al. (Release No. LR-24262; Sep. 7, 2018) The Securities and Exchange Commission today charged a group of ten individuals and ten associated entities for their participation in long-running fraudulent schemes that generated over $27 million from unlawful stock sales...
EFTA00261546.pdf
OCR Confidence: 85%  •  18872.5 KB
...4468-72,5 March 1992, pp. 841-2; CT, 30 Jan. 1992, p.4. [5] CPI), 29 April 1992, pp. 1826-34; CT, 14 March 1992, p.2; The Bulletin (Syd.), 31 March 1992, p. 23. [6] CT, 12 May 1992, p.2; Rann v. Olsen [2000] SASC 83; House...
EFTA00262451.pdf
OCR Confidence: 85%  •  24202.5 KB
...4468-72, 5 March 1992, pp. 841-2; CT. 30 Jan. 1992, p. 4. [5] CPD, 29 April 1992, pp. 1826-34; CT, 14 March 1992, p. 2; The Bulletin (Syd.), 31 March 1992, p. 23. [6] CT, 12 May 1992, p. 2; Rann v. Olsen [20001 SASC 83; House...
EFTA00083150.pdf
OCR Confidence: 85%  •  3787.1 KB
...The 10 receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00070950.pdf
OCR Confidence: 85%  •  3794.3 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00097262.pdf
OCR Confidence: 85%  •  3966.2 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00065335.pdf
OCR Confidence: 85%  •  5075.5 KB
...7 2018) (sec.gov) Barry C. Honig, et al. (Release No. LR-24262; Sep. 7, 2018) The Securities and Exchange Commission today charged a group of ten individuals and ten associated entities for their participation in long-running fraudulent schemes that generated over $27 million from unlawful stock sales and...
EFTA00590400.pdf
OCR Confidence: 85%  •  6776.3 KB
...i2 7.5% of the block of AOG Units became exchangeable on both March 29, 2013 and March 29, 2014. 13 Based on the mean value per share of $23.83. 14 GSTrUE is a secondary market for qualified institutional and individual investors. Apollo stopped trading on GSTrUE after its...

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