1,430 results for "September 10 2013"
Page 37 of 58
EFTA00074309.pdf
...Friday, December 20, 2019 10:55 AM
To: '
Cc: Lankier, Andrew
Subject: David Rodgers Subpoena
We attach flight logs for David Rodgers, dated between January 23, 2006 and September 19, 2013. We understand that these
records will be kept confidential, pursuant to Fed. R. Crim. P. 6...
EFTA00690288.pdf
...See "Risk Factors" beginning on page S-6 and in our Annual Report on Form 10-K for the
cl,to
=
year ended December 31. 2014. as updated by our Quarterly Report on Form 10-Q for the quarterly period ended September 30. 2015.
to co
a
Ce3
which are...
EFTA00621909.pdf
...HSBC Bank USA, M, 2013 WL 3306161 at *5 MI
July 1, 2013).
Yours truly,
teeva - 6-
t
ct
.
'
Martin G. Weinberg
cc:
Assistant U.S. Attorney
y's Office
500 South Australian Ave
Suite 400
West Palm Beach, Florida 33401
Roy Black, Esq.
Black, Srebnick, Komspan & Stumpf,
201 South...
EFTA00083492.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00083518
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00174156.pdf
...to
island back to Nl
31 10/28/2018 Outbound Col E Km' international Palm Beach FL
32
1011112018 Outbound Cyril E King International Palm Bead', EL
13
10/10.2018
Outbound pre E Kin. international Palm Beach, El
31
9/30/2013 Outbound Pan:
letaatata NJ
35
9/22...
EFTA00071827.pdf
...From the BD SRO FINRA complaint:
"Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to
understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue
"....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00070950.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00074329.pdf
...Friday, December 20, 2019 10:55 AM
To:
)'
Cc: Lankler, Andrew
Subject: David Rodgers Subpoena
Alison, Maurene, and Alex-
We attach flight logs for David Rodgers, dated between January 23, 2006 and September 19, 2013. We understand
that these records will be kept confidential, pursuant to...
EFTA00674416.pdf
...11-cv-
7
EFTA00674422
Case 9:08-cv-80736-KAM Document 326 Entered on FLSD Docket 04/15/2015 Page 8 of 16
1209, 2013 WL 4012772, at *10 (D. Conn. Aug. 5, 2013) (Discovery documents are not judicial
documents subject to a presumptive right of access because, "prior to...
EFTA00606588.pdf
...11-cv-
7
EFTA00606594
Case 9:08-cv-80736-KAM Document 326 Entered on FLSD Docket 04/15/2015 Page 8 of 16
1209, 2013 WL 4012772, at *10 (D. Conn. Aug. 5, 2013) (Discovery documents are not judicial
documents subject to a presumptive right of access because, "prior to...
EFTA00089576.pdf
...www.sec.gov
pg 27
"Our stock is subject to a "Global Lock" imposed by the Depository Trust and Clearing Corporation (DTCC)"
"On September 24, 2013, we were notified that the DTCC would be placing a 'Global Lock" on the Company's
Class A stock as a result of actions...
EFTA00728441.pdf
...On September
, 2010, before me came
rachey James Edwards and swore that
_
s true and correct.
44sicz, sent S. WILLIAMSON
sic
'I. MY COMMISSION *OO8953SO
EXPIRES !NM 02.2013
396409
Na cam
Bradley James Edwards
EFTA00728475
FISTEN AFF.
EFTA00728476
SUPREME COURT OF THE STATE OF NEW YORK
COUNTY OF NEW...
EFTA00211543.pdf
...1996)(noting that intervenors participated in settlement
negotiations); Su
Siemens Indus., Inc, 2013 WL 3477202 at *3 (N.D.Cal. July
10, 2013)(intervention allowed so that intervenor could participate in settlement
negotiations); United States
Grand Rapids, 166 F.Supp.2d 1213, 1220 (W.D.
EFTA00211549
Case 9:08-cv...
EFTA00262164.pdf
...Hill MPion the 18th of September 2009, in regards of acquiring
funding and support to establish the centre in Port Pirie. I received a letter from Hon Joh Hill MP advising me
that the Health Advisory Council of Port Pirie were engaged in a 10 year health service needs planning...
EFTA00094159.pdf
...www.sec.gov
pg 27
"Our stock is subject to a "Global Lock" imposed by the Depository Trust and Clearing Corporation (DTCC)"
"On September 24, 2013, we were notified that the DTCC would be placing a 'Global Lock" on the Company's
Class A stock as a result of actions...
EFTA00262772.pdf
...13YNRRO63
1 May 2013 - •508t1 c-ftt4 -10 -30 t-Itk-ct-f4 LAWYERS
TCHN1 -4emes
Dear Ms
4,O1,
Government of South Australia
a2•4.
SA Health s
-
Country Health SA Local Health
Network Inc.
Yorke and Northern Rural
Region
cr. Pen Pine Regions( Health Service
The Terrace
PO...
EFTA00067870.pdf
...From the BD SRO FINRA complaint:
"Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to
understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue
"....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00608160.pdf
COMPLIANCE CERTIFICATE
In connection with the Series AA Preferred Stock Purchase Agreement dated as of
September 16, 2013, as amended on April 28, 2014 and on July 9, 2014 (as amended, the
"Agreement"), by and between Blue Talon Data Systems, Inc., a Delaware corporation (the
"Company"), and the Purchasers set...
EFTA00105378.pdf
...It took Hoffman until Farrow's story in September to apologize.
And this new report from MIT makes clear that Hoffman and Epstein had other interactions over the years. In July 2013,
Epstein visited the MIT campus to meet with Hoffman and others. And Hoffman continued to be consulted on...
EFTA00636801.pdf
...08/04/2013
Sun, 04 Aug 2013 10:56:05 +0000
Profiling_Obama_Bill_Keller_NYT_July_28._2013.pdf;
The GOP_Divide on Immigration_Michael_Gerson_TWP_July_29,_2013.pdf;
Obina's_plan_tojinkicorporate_tax_refonnjobs_spending_is_quickly_rejected_by_GOP
Zach_Goldfarb_TWP July_30,2013...
EFTA00615869.pdf
...I have reviewed a copy of the non-
prosecution agreement signed on about September 24, 2007, by Epstein and his attorneys and a
representative of the U.S. Attorney's Office. The text of that agreement bars disclosure of the
agreement to the victims.
85. On about January 10, 2008...
EFTA00094182.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00071898.pdf
...From the BD SRO FINRA complaint:
"Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to
understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue
"....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00069247.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00069251
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00074322.pdf
...Friday, December 20, 2019 10:55 AM
To:
<
)
Cc: Lankler, Andrew
Subject: David Rodgers Subpoena
We attach flight logs for David Rodgers, dated between January 23, 2006 and September 19, 2013. We understand
that these records will be kept confidential, pursuant to Fed. R. Crim. P...
Search Tips
- Use quotes for exact phrases:
"flight manifest" - Use OR for alternatives:
bank OR financial - Use wildcard for partial matches:
invest* - Exclude words:
document -redacted - Search names:
John Smith