1,094 results for "Feb 11 2014"

Page 38 of 44
EFTA00262007.pdf
OCR Confidence: 85%  •  21947.7 KB
...1 4 3/4022)In 2014 he became an advisor with the Bespoke Approach lobby accfc- Me-O(cts-- OLfit.J Car -TA NG IN 11.11-e-tc_CCI-t)9 Tim Bryant PROCE--kCe< Tct 6Ic r ( N CcAt Pette:S S ‘r)i \& '2 CC7 ?C OS...
EFTA00094263.pdf
OCR Confidence: 85%  •  2268.6 KB
...Fri, 18 Sep 2020 11:25:43 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20- 3-penultimate_draft.docx; KCG_Appendix_3-20_ 3_pentiltimate.pdf; kcgl.pdf; kcg2.pdf; kcg3.pdf; kcg4.pdf Judge Cave et...
EFTA00070043.pdf
OCR Confidence: 85%  •  10334.7 KB
...EFTA00070049 My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade scats in SEC filings to be expunged. Now...
EFTA00072364.pdf
OCR Confidence: 85%  •  2327.6 KB
...2:16-cv-03250 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document 1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00071966.pdf
OCR Confidence: 85%  •  10296.7 KB
...My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade scats in SEC filings to be expunged. Now, we...
EFTA00089576.pdf
OCR Confidence: 85%  •  2100.2 KB
...The SEC Feb 2019 complaint against Hanover/Magna is my information: Bogus obligations, assigned, converted to worthless certs. Then dumped on the public and converted to REAL money by the executing BD/MM:NITE. Who generates illegal trading profits by abusive naked shorting. Very symbiotic relationship. 1 of the Hanover...
EFTA00070202.pdf
OCR Confidence: 85%  •  10449.6 KB
...My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade scats in SEC filings to be expunged. Now, we...
EFTA00087400.pdf
OCR Confidence: 85%  •  9639.7 KB
...Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of...
EFTA00094336.pdf
OCR Confidence: 85%  •  2244.6 KB
...Friday, September 11, 2020 7:57 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Cave, Judge Jones EFTA00094336 For 7+ years I have pleaded with the SEC and DoJ to interview me. Both with or without counsel. On my dime. I...
EFTA00094159.pdf
OCR Confidence: 85%  •  2234.6 KB
...Fri, 11 Sep 2020 13:57:50 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; kcgl.pdf; kcg2.pdf; kcg3.pdf; kcg4.pdf Judge Cave, Judge...
EFTA00071487.pdf
OCR Confidence: 85%  •  3698.1 KB
...Virtu Financial Inc (NASDAQ:VIRT) Q4 2020 Earnings Call Feb 11, 2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions and Answers; Call Participants; Prepared Remarks: Operator. Good day, and ... www.tool.com From: Chris Dilorio Sent: Thursday, February 11, 2021 6:14 AM EFTA00071494 Subject: Fw: Formal appeal...
EFTA00093702.pdf
OCR Confidence: 85%  •  10555.7 KB
...My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade stats in SEC filings to be expunged. Now, we...
EFTA00069571.pdf
OCR Confidence: 85%  •  9608.6 KB
...Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of...
EFTA00086617.pdf
OCR Confidence: 85%  •  3382.4 KB
...To f'n funny I have hard copies as usual Virtu Financial Inc (VIRT) O4 2020 Earnings Call Transcript I The Motley Fool Virtu Financial Inc (VIRT) Q4 2020 Earnings Call Transcript I The Motley Fool Virtu Financial Inc (NASDAQ:VIRT) Q4 2020 Earnings Call Feb 11, 2021, 8:30...
EFTA00072134.pdf
OCR Confidence: 85%  •  9784.3 KB
...Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of...
EFTA00070669.pdf
OCR Confidence: 85%  •  2163.1 KB
...The SEC Feb 2019 complaint against Hanover/Magna is my information: Bogus obligations, assigned, converted to worthless certs. Then dumped on the public and converted to REAL money by the executing BD/MM:NITE. Who generates illegal trading profits by abusive naked shorting. Very symbiotic relationship. 1 of the Hanover...
EFTA00072751.pdf
OCR Confidence: 85%  •  2407.4 KB
...2:16-cv-03250 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document 1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00093864.pdf
OCR Confidence: 85%  •  10677.9 KB
...My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade stats in SEC filings to be expunged. Now, we...
EFTA00128844.pdf
OCR Confidence: 85%  •  4959.0 KB
...SCI was licensed on December 22, 2014 to conduct the statutorily permissible activities outlined in 9 V.I.C. § 726 of transaction•related funds, demand, fixed terms and interbank deposit of funds, commercial lending, money services activities, brokerage management services, insurance brokerage, trade financing, financial services, securities and investment advice...
EFTA00067669.pdf
OCR Confidence: 85%  •  2166.4 KB
...Parmar pleaded guilty to the charges on March 11. On Feb. 21, 2018, a woman ordered a vehicle through Parmar's ride-sharing company to pick her up in Manhattan and take her to her home in White Plains. She was picked up by Parmar at approximately 11:30 p...
EFTA00088144.pdf
OCR Confidence: 85%  •  3421.8 KB
...To f'n funny I have hard copies as usual Virtu Financial Inc (VIRT) O4 2020 Earnings Call Transcript i The Motley Fool Virtu Financial Inc (VIRT) Q4 2020 Earnings Call Transcript I The Motley Fool Virtu Financial Inc (NASDAQ:VIRT) Q4 2020 Earnings Call Feb 11, 2021, 8:30...
EFTA00080676.pdf
OCR Confidence: 85%  •  9910.1 KB
...Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of...
EFTA00195963.pdf
OCR Confidence: 85%  •  14252.9 KB
...DUE 03/01/35 MBS NET 03/11/05 113.281.25 03/14/05 JOURNAL FNMA 30YR(FNMA) GTD SETS, 03/05 6.000 DUE 03/01/35 MEG NET 03/14/05 34,375.00 03/15/05 JOURNAL FEB 05 SPEC CLEARING FEES 03/21/05 JOURNAL...
EFTA00070362.pdf
OCR Confidence: 85%  •  10773.1 KB
...My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade stats in SEC filings to be expunged. Now, we...
EFTA00071140.pdf
OCR Confidence: 85%  •  9568.7 KB
...Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of...

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