1,065 results for "Mar 21 2018"

Page 39 of 43
EFTA00168996.pdf
OCR Confidence: 85%  •  1816.7 KB
...Stewa-t 04fietcl (Signature) Stewart Oldfield 9/5/2018 Office Director/Business Head: Stevel MattuS (Signature) Steven Mattis 9/6/2018 Regional Office Director: (Signature) AML Business Risk (Signature) AML Compiance: Kstioj G3lam (Signature) Kstsbj Golanl 9/25/2018 LATAM/1NTERNATIONAL APPROVALS Cent Facing Professional (CFP): (Signature) Account Manager. (Signature...
EFTA00078132.pdf
OCR Confidence: 85%  •  3262.3 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00072287.pdf
OCR Confidence: 85%  •  5050.9 KB
...7 2018) (sec.gov) Barry C. Honig, et al. (Release No. LR-24262; Sep. 7, 2018) The Securities and Exchange Commission today charged a group of ten individuals and ten associated entities for their participation in long-running fraudulent schemes that generated over $27 million from unlawful stock sales and...
EFTA00086579.pdf
OCR Confidence: 85%  •  3304.8 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.govilitigation/complaints/2018/comp-pr2018-259 pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6. SeeThruEquity...
EFTA00102521.pdf
OCR Confidence: 85%  •  7693.8 KB
...Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. www. sec g ov EFTA00102538 Justin Keener/JMJ Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24...
EFTA00300965.pdf
OCR Confidence: 85%  •  5861.2 KB
...gross mar- gin (-34%) over years. C-store revenues experienced positive 555 growth (3%/l% in '08/'09) during the recession. evidence of the business' resiliency. C-store segments resiliency and stability comnbute to a consistent >100% FCF conversion and >20% ROE. C.'- • ATD.B 57.97145.21 569.2...
EFTA00039689.pdf
OCR Confidence: 85%  •  6837.1 KB
...Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. VAVVV.sec.gov Justin Keener/JMJ Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779• Mar. 24 2020) (sec...
EFTA00069147.pdf
OCR Confidence: 85%  •  3026.7 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00144597.pdf
OCR Confidence: 85%  •  10605.7 KB
...Regards On Thursday, 21 March 2024 at 21:55, Kim K where are you? "On My Way To Go Find " Kim? Not so nice being bullied is it? You should know better. Anne Claire I'm waiting for your email. Thanks On Thu, Mar 21, 2024 at 20:43, wrote...
EFTA00086617.pdf
OCR Confidence: 85%  •  3382.4 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00082705.pdf
OCR Confidence: 85%  •  7855.8 KB
...Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. VO.VW.SEC goy Justin Keener/JMJ Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779. Mar. 24 2020...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. VO.VW.SEC goy Justin Keener/JMJ Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779. Mar. 24 2020...
EFTA00088144.pdf
OCR Confidence: 85%  •  3421.8 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259 pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00067932.pdf
OCR Confidence: 85%  •  6985.9 KB
...Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. VA'AV.SeCgOV Justin Keener/JMJ Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779. Mar. 24 2020) (sec...
EFTA00083600.pdf
OCR Confidence: 85%  •  3446.8 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259 pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00067130.pdf
OCR Confidence: 85%  •  7350.2 KB
...Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. VO.VW.SEC goy Justin Keener/JMJ Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779. Mar. 24 2020...
EFTA00097262.pdf
OCR Confidence: 85%  •  3966.2 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259 pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00067007.pdf
OCR Confidence: 85%  •  3466.8 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018 259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00083356.pdf
OCR Confidence: 85%  •  3493.6 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00070529.pdf
OCR Confidence: 85%  •  3189.9 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00083403.pdf
OCR Confidence: 85%  •  3542.6 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon EFTA00083418 THE DEFENDANTS...
EFTA00083492.pdf
OCR Confidence: 85%  •  3968.7 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00104460.pdf
OCR Confidence: 85%  •  4069.9 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018 259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00064615.pdf
OCR Confidence: 85%  •  3660.6 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018 259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00083150.pdf
OCR Confidence: 85%  •  3787.1 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...

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