1,230 results for "Jan 25 2015"

Page 40 of 50
EFTA00069970.pdf
OCR Confidence: 85%  •  4295.0 KB
...www.fi n ra org The SEC https://www.sec.govilitigationiadmin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00067870.pdf
OCR Confidence: 85%  •  4631.0 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00162740.pdf
OCR Confidence: 85%  •  820.4 KB
...poll, conducted online Jan. 31-Feb. 8, found 28% of Democrats said their party was unable to get things done last year because they were too busy fighting each other or lacked resolve. Forty-seven percent EFTA00162750 blamed Republicans for blocking Democratic efforts and only 25% said the party had...
EFTA00094336.pdf
OCR Confidence: 85%  •  2244.6 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00066454.pdf
OCR Confidence: 85%  •  3572.2 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00094212.pdf
OCR Confidence: 85%  •  3884.6 KB
...Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Wed, 16 Sep 2020 12:25:26 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13...
EFTA00071487.pdf
OCR Confidence: 85%  •  3698.1 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00067007.pdf
OCR Confidence: 85%  •  3466.8 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00083403.pdf
OCR Confidence: 85%  •  3542.6 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00083150.pdf
OCR Confidence: 85%  •  3787.1 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00072364.pdf
OCR Confidence: 85%  •  2327.6 KB
...www.finra.org EFTA00072380 The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015...
EFTA00083492.pdf
OCR Confidence: 85%  •  3968.7 KB
...Wednesday, November 25, 2020 6:29 AM EFTA00083495 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix FBI DC agents: do they teach derivatives at the FBI? Otkritie majority holder of SEC fully reporting/NASDAQ traded QIWI 20-F (sec.gov) HOW QIWI ever...
EFTA00070950.pdf
OCR Confidence: 85%  •  3794.3 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00236813.pdf
OCR Confidence: 85%  •  5578.6 KB
...2015 Jun Jul Aug rep Oct Nov Mc YTO Year Jan Fab Mar Apr May 1990 043% 083% 120% 032% 072% 032% 180% 308% -059% 180% -0 01% 051% 9 88% 1991 1 06% 1.05% 216% 245% 128% 152% 0.62% 063% 025% -070% 0.95% 1 64% 11...
EFTA00130149.pdf
OCR Confidence: 85%  •  42648.3 KB
...Date Range 02/06/2016 - 09/07/2017 02/25/2017 - 02/25/2017 05/05/2015 - 05/16/2016 06/01/2015 - 06/30/2015 02/06/2014 - 12/05/2014 Page 95 of 707 DUNELLEN. NJ 08812 MIDDLESEX COUNTY PISCATAWAY. NJ 08855 MIDDLESEX COUNTY PISCATAWAY, NJ 08854 MIDDLESEX...
EFTA00083356.pdf
OCR Confidence: 85%  •  3493.6 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00124912.pdf
OCR Confidence: 85%  •  3634.8 KB
...03/25 DEBIT CARD PURCHASE,"' , AUT 032319 VISA DDA PUR 56.86 I~ 03/25 DEBIT CARD PURCHASE. 0. nue, AUT 032319 VISA DDA PUR 9.80 SUBWAY 04542387 LIN 03/25 DEBIT CARD PURCHASE. tiMIIM, AUT 032319 VISA DDA PUR 188.57 SPEEDY LUBE LINDE 03/25 DEBIT CARD...
EFTA00064615.pdf
OCR Confidence: 85%  •  3660.6 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00351428.pdf
OCR Confidence: 85%  •  456.7 KB
...Wed, 18 Mar 2015 18:54:09 +0000 How nice! I love our town...I am getting to work from home s0000 much more now and really fully appreciating out town!! I will pass along you say hello! Hope all is going well with you! On Mar 18, 2015, at...
EFTA00098380.pdf
OCR Confidence: 85%  •  2665.1 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00065335.pdf
OCR Confidence: 85%  •  5075.5 KB
...Wednesday, September 16, 2020 6:25 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00065354 Janey, Schwarzman must be pretty close to the top of the SEC's "do not investigate" list. The latest Schwarzman/Blackstone orchestrated fraud and cover up: KODK Today...
EFTA00083600.pdf
OCR Confidence: 85%  •  3446.8 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00070613.pdf
OCR Confidence: 85%  •  4143.5 KB
...Wednesday, November 25, 2020 6:29 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix FBI DC agents: do they teach derivatives at the FBI? Otkritie majority holder of SEC fully reporting/NASDAQ traded QIWI 20-F (sec.gov) HOW QIWI ever went...
EFTA00091035.pdf
OCR Confidence: 85%  •  4292.5 KB
...Wednesday, September 16, 2020 6:25 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, Schwarzman must be pretty close to the top of the SEC's "do not investigate" list. The latest Schwarzman/Blackstone orchestrated fraud and cover up: KODK Today, the...
EFTA00065268.pdf
OCR Confidence: 85%  •  4731.6 KB
...Wednesday, September 16, 2020 6:25 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, Schwarzman must be pretty close to the top of the SEC's "do not investigate" list. The latest Schwarzman/Blackstone orchestrated fraud and cover up: KODK Today, the...

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