1,164 results for "December 21 2014"
Page 41 of 47
EFTA00669736.pdf
...Fri, 27 Jun 2014 15:18:19 +0000
27 June 2014
Article I.
The Washington Post
Shimon Peres, Israel's dreamer and doer
David Ignatius
Article 2.
WSJ
Obama's Foreign-Policy Failures Go Far Beyond Iraq
George Melloan
Article 3.
NYT
America and Iran Can Save Iraq
Mohammad Ali...
EFTA00065335.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
EFTA00065357
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML...
EFTA00069042.pdf
...Tue, 14 Jul 2020 18:34:21 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf
MORE SEC corruption/obstruction
ANOTHER Jaclin money laundering shell:
https://www...
EFTA00588776.pdf
...as of
, 2014
Doca: USI:9639502v5
EFTA00588776
TABLE OF CONTENTS
Page
ARTICLE I ESTABLISHMENT OF THE COMPANY
1
1.1
Formation
1
1.2
Name
1
1.3
Purpose and Business of the Company
1
1.4
Powers
2
1.5
Term
2
1.6
Registered Office; Agent for Service...
EFTA00083075.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00088802.pdf
...Until December I, 2020, the Government was required to provide "reasonable notice of
the general nature of any such evidence that the prosecutor intends to offer at trial." Fed. R. Evid.
404(b)(2)(A) (2011). On December 1, 2020, the rule was amended (the "2020 Amendments") to
require the...
EFTA00094440.pdf
...OK Pink Basic Disclosure Guidelines (v2.1 December 2019) Page 1 of 23 .
Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines
backend.otcmarkets.com
Back in 2010, AV1 Group New York was controlled by a Moussa Traore
SEC FORM D
Who happens to have the same name as former...
EFTA00069247.pdf
...2:16-cv-03250
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document
1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00098380.pdf
...2:16-cv-03250
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document
1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00065405.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
EFTA00065431
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML...
EFTA00070691.pdf
...Sentember 1 2020 8:21 AM
cfl
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Jones,
The SEC corruption goes well beyond just Handler/Jefferies/NITE.
My research: I developed a template. I would search NITE top traded OTCM shells...
EFTA00096058.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
EFTA00096084
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML...
EFTA00069339.pdf
...OTC Pink Basic Disclosure Guidelines (v2.1 December 2019) Page 1 of 23 .
Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines
EFTA00069345
backend.otcmarkets.com
Back in 2010, AV1 Group New York was controlled by a Moussa Traore
SEC FORM D
Who happens to have the same name as...
EFTA00069011.pdf
...2:16-cv-03250
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document
1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00156400.pdf
...3:12-CR-40 (JBA),
2014 WL 252013, at *4 (D. Conn. Jan. 22, 2014), aff'd, 744 F. App'x 716 (2d Cir. 2018)
(summary order) (distinguishing between a § 371 conspiracy to "commit theft from an interstate
shipment and to transport stolen property across state lines" and one to...
EFTA00558509.pdf
...19
8.4
Indemnification
20
8.5
Consent to the Acquisition of All State Associates of Final XIV, LLC
20
ARTICLE 9 Rights and Obligations of Members
20
9.1
Original Members
20
9.2
List of Members
21
9.3
Limitation of Liability
21
9.4
Priority and Return...
EFTA00083226.pdf
...Now HarnpSnec
estate that was acquired be $1.07 Son in an all-cash ptschase in December 2019 'through a
caret uty ancerrmeed tit" a000rdlrig to court papers and the realty Company
Ateeceina to the indictment unsealed Thusday and other court filings. Mansell and Epstein
nave been rnanCialy entangled low...
EFTA00069181.pdf
...SEC Acting Head of Enforcement as of 1/22/21
SEC.gov i Melissa Hodgman Named Acting Director of Division of Enforcement
SEC.gov I Melissa Hodgman Named Acting Director of Division of
Enforcement
The Securities and Exchange Commission today announced Melissa R. Hodgman, currently an Associate
Director in the...
EFTA00086291.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
Appendix
Mon, 18 Jan 2021 19:03:21 +0000
KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR 3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate...
EFTA00090355.pdf
...Thursday, December 3, 2020 12:43 PM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Grossly corrupt SEC et al,
I'm not engaging in hyperbole when I REITERATE: The Criminal, corrupt SEC is actively facilitating MULTIPLE
frauds on the public. But, it...
EFTA00073205.pdf
...aggregate income of $117.8 million in 2014, $170.6 million in 2015, $175.3
million in 2016 and $192.4 million in 2017, or aggregate income for the period of $656 million.
112.
For the period between January I, 2013 and December 31, 2017, Southern Trust
Company received tax...
EFTA00695928.pdf
...The Obama administration ended SCOMM in 2014, but the
Trump administration reactivated it. If illegal immigrants were more crime prone than natives, the
crime rates in those local areas that were first enrolled in the program should have seen crime decline
relative to areas that were not. As it turned...
EFTA00094182.pdf
...2:16-cv-03250
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document
1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00558618.pdf
...19
8.4
Indemnification
20
8.5
Consent to the Acquisition of All State Associates of Pinal XIV, LLC
20
ARTICLE' Rights and Obligations of Members
20
Original Members
20
List of Members
21
Limitation of Liability
21
Priority and Return of Capital
21
Representations of Members
21
ARTICLE 10...
Search Tips
- Use quotes for exact phrases:
"flight manifest" - Use OR for alternatives:
bank OR financial - Use wildcard for partial matches:
invest* - Exclude words:
document -redacted - Search names:
John Smith