1,189 results for "Nov 21 2015"
Page 41 of 48
EFTA00093044.pdf
...15-CR-66-LTS, 2015 WL 11022886 (S.D.N.Y. Mar. 26, 2015)
8
United States v. Rowe,
No. 02 CR. 756 LMM, 2003 WL 21196846 (S.D.N.Y. May 21, 2003)
8
United States v. Salvagno,
314 F. Supp. 2d 115 (N.D.N.Y. 2004)
27...
EFTA00370569.pdf
...The increased financial flexibility this deal would
provide will clearly enhance our financial profile and augment our ability to execute our growth strategy and drive
shareholder value."
• Nov 7 2012 • Alliance HealthCare Services, Inc. (NYSE:AIQ) (the "Company" or "Alliance"), a leading national
provider of outpatient diagnostic imaging and radiation...
EFTA00083600.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
Appendix
Date: Fri, 13 Nov 2020 15:13:04 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20...
EFTA00083446.pdf
...Formal appeal for preliminary denial covered action 2015-0161 Knight Capital TCR &
Appendix
Date: Tue, 24 Nov 2020 13:47:17 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.doex; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.doex; KCG_Appendix_3-20...
EFTA00078132.pdf
...Formal appeal for preliminary denial covered action 2015-0161 Knight Capital TCR &
Appendix
Date: Wed, 04 Nov 2020 04:01:51 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20...
EFTA00370578.pdf
...The increased financial flexibility this deal would
provide will clearly enhance our financial profile and augment our ability to execute our growth strategy and drive
shareholder value."
▪ Nov 7 2012 • Alliance HealthCare Services, Inc. (NYSE:AIQ) (the "Company" or "Alliance"), a leading national
provider of outpatient diagnostic imaging and radiation...
EFTA00083492.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
Appendix
Date: Mon, 30 Nov 2020 14:13:32 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20...
EFTA00623075.pdf
...Defendant Has Not Met the Other Requirements for Showing Waiver of Attorney-
Client Privilege
21
E.
Will Not Seek to Use Confidential Attorney-Client Communications
in her Action Here.
23
DID NOT WAIVE HER ATTORNEY-CLIENT PRIVILEGE BY
DENYING FABRICATED EVICENCE DURING HER DEPOSITION
25
III.EDWARDS AND CASSELL HAVE...
EFTA00129645.pdf
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eh...
EFTA00076843.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
Appendix
Date: Thu, 05 Nov 2020 13:50:34 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20...
EFTA00078082.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
Appendix
Date: Fri, 06 Nov 2020 14:09:20 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20...
EFTA00397049.pdf
...Banks now have the
option to make full or partial repayments on a weekly basis until the 3yr LTRO ends in 2015 (LTRO 2 repayment option
begins end of Feb). Consensus is that banks that deposited the funds back at the ECB for liquidity purposes (mostly core
banks) may start...
EFTA00591461.pdf
...12, 2015) (statement of Sen. Hoeven) ("It
ensures that Federal crime victims are informed of any plea bargain or deferred prosecution
agreement in their case . ...'); 161 Cong. Rec. 51466 (daily ed. Apr. 21, 2015) (statement of
Sen. Hoeven) ("This bill has many important, strong points
It also ensures that Federal...
EFTA00070043.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00104460.pdf
...www.finra.org
The SEC
https://www.sec.gov/litigation/admin/2015/33-9711.pdf
Before the SECURITIES AND EXCHANGE COMMISSION
Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING...
EFTA00071433.pdf
...www.finra.org
The SEC
https://www.sec.govilitigationiadmin/2015/33-9711.pdf
Before the SECURITIES AND EXCHANGE COMMISSION
Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING...
EFTA00071487.pdf
...www.finra.org
The SEC
https://www.sec.gov/litigation/admin/2015/33-9711.pdf
Before the SECURITIES AND EXCHANGE COMMISSION
Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING...
EFTA00066454.pdf
...www.finra.org
The SEC
https://www.sec.gov/litigation/admin/2015/33-9711.pdf
Before the SECURITIES AND EXCHANGE COMMISSION
Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING...
EFTA00070950.pdf
...www.finra.org
The SEC
https://www.sec.gov/litigation/admin/2015/33-9711.pdf
Before the SECURITIES AND EXCHANGE COMMISSION
Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING...
EFTA00086579.pdf
...www.finra.org
The SEC
https://www.sec.gov/litigation/admin/2015/33-9711.pdf
Before the SECURITIES AND EXCHANGE COMMISSION
Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING...
EFTA00039828.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
Appendix
Date: Mon, 09 Nov 2020 13:08:35 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20...
EFTA00071898.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
SDNY Judges,
per below: the BD SRO FINRA (not SEC) Nov 2020 complaint where NITE "mis marked" (AGAIN) more than 1.5
BILLION trades to conceal the identity of the well known customer. FINRA is ALSO a...
EFTA00069970.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
SONY Judges,
per below: the BD SRO FINRA (not SEC) Nov 2020 complaint where NITE "mis marked" (AGAIN) more than 1.5
BILLION trades to conceal the identity of the well known customer. FINRA is ALSO a...
EFTA00067702.pdf
...www.finra.org
The SEC
https://www.sec.govilitigationiadmin/2015/33-9711.pdf
Before the SECURITIES AND EXCHANGE COMMISSION
Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING...
EFTA00086617.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
Appendix
Date: Fri, 12 Feb 2021 21:31:38 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20...
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