1,082 results for "Jan 6 2014"
Page 42 of 44
EFTA00145666.pdf
...Suspicious Activity
Reporting at 1 (2014)
https://bsaaml.ffiec.gov/docs/manual/06_AssessingComplianceWithBSARegulatoryRequirement
s/04.pdf.
5
EFTA00145670
Case 1:22-cv-10904-JSR Document 119 Filed 04/12/23 Page 6 of 42
essential to ensuring that the bank has an adequate and effective BSA compliance program.
Appropriate...
EFTA00067130.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00076843.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00603608.pdf
...2004) (internal quotation marks omitted). "Rule 6(e) of the Federal Rules
of Criminal Procedure codifies this secrecy principle and prohibits the disclosure of grand jury
material except in the limited circumstances provided for in Rule 6(e)(3)." Id. One such
exception is Rule (6)(e)(3)(E)(i...
EFTA00083446.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00039689.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00083403.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00072751.pdf
...NITE/VIRT is insolvent today 6/30/2020 as a direct result of the SEC facilitated fraud on the public which is and
always has been the core business at NITE/VIRT: Abusive naked shorting publicly traded shells to facilitate
money laundering. The public is STILL at risk. The SEC...
EFTA00070565.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00071433.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00102521.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00082705.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00137183.pdf
...6 in federal court in Albuquerque to assault on a federal officer
involving physical contact." The Daily Post adds, "According to the plea agreement and other court records, Jan.
22, a federal special agent with the a Bureau of Indian Affairs made contact with Begay on the side of a...
EFTA00074599.pdf
...https://oed.com (last
visited Jan. 8, 2021) (defining "underway" as it pertains to
"a process, project, [or] activity" to mean "set in progress;
in the course of happening or being carried out"); Under
way, Merriam-Webster's Collegiate Dictionary 1365 (11th
ed. 2014) (defining -under way" to mean "in...
EFTA00136693.pdf
...WEDNESDAY, SEPTEMBER 23, 2020 6:30 AM EDT
TODAY'S TABLE OF CONTENTS
Leading the News
• Nearly 200 Arrested, $6.5 Million Seized In Worldwide Opioid Bust.
Protests
• House Republicans Urge FBI To Probe Funding Behind Recent Riots.
• Pittsburgh Man Pleads Guilty To Destruction Of Police Vehicle During Protests.
• USA...
EFTA00078263.pdf
...Amnesty International in 2014 decried the conditions at MCC, as has the former UN Special
Rapporteur for Torture Juan Mendez; so, too, did a extensive 2014 report by Human Rights Watch and Columbia
Law School's Human Rights Institute.
The question now is whether MCC will just serve as the...
EFTA00072364.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00161836.pdf
...of $50.3 million in 2013, $67.5 million in 2014, $52.8 million in 2015, and
$4.8 million in 2016 and $17.1 million in 2017, with aggregate income of $117.8 million in 2014,
$170.6 million in 2015, $175.3 million in 2016 and $192.4...
EFTA00067702.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00584062.pdf
...On December 30, 2014 — more than eight years after the Federal Action began — Edwards
and Cassell filed a motion to allow a third alleged victim, Jane Doe No. 3, to join in the suit as an
4
EFTA00584065
additional plaintiff (the "Joinder Motion"). See Exhibit B. The Joinder Motion alleges...
EFTA00635610.pdf
...In 2014, two
baseball fields were proposed on the east side of Griffith Park that would remove 44 trees and replace
four acres (1.6 ha) of picnic area, the largest picnic area in the park that is often used for large family
gatherings, cultural fairs and festivals, reunions, and...
EFTA00136798.pdf
...NBC News 2014-murder-illinois-teen-
megan-nichols-n1242651> (10/8, 6.14M) reports Brodey Ian Murbarger of Evansville, Indiana, "man was
arrested Wednesday for the 2014 murder of an Illinois teen whose body was found nearly three years ago in...
EFTA00135754.pdf
...NBC News (10/8, 6.14M) reports Brodey Ian Murbarger of Evansville, Indiana, "man was arrested
Wednesday for the 2014 murder of an Illinois teen whose body was found nearly three years ago
in a shallow grave." Authorities also executed a search warrant at Murbarger's home. "Murbarger
faces a...
EFTA00039665.pdf
...In June 2017, just weeks before the fraud Virtu/KCG transaction closed where Virtu CEO Cifu won't
disclose KCG 2Q2017 financials, FINRA not the SEC brought a complaint against VIRT for "mis marking" 1.6
MILLION short sales as long. Each, a Reg Sho violation similar to the SEC...
EFTA00150739.pdf
...Trump's tax information to The New York Times in 2019,
saying the moment she handed over the documents to journalists was 'the happiest I'd felt in
months." NBC Nightly NewsVi (7/7, story 6, 2:05, Holt, 6.14M) noted Mary Trump wrote, "I
had to take Donald...
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