1,133 results for "Jan 8 2014"

Page 42 of 46
EFTA00071708.pdf
OCR Confidence: 85%  •  3182.9 KB
...the company Between Blink and New Image Concepts, BLNK was known as Car Charging Inc https://www.sec.gov/Archives/edgar/data/1429764/000114420414059745/v390669 defl4c.htm This 2014 SEC approved offering also had several red flags of its own. WHOPPERS in fact. Guess who ELSE was involved in this...
EFTA00609489.pdf
OCR Confidence: 85%  •  7518.2 KB
...Wellington Oct10 32.0% 531.406,604 S115.804.717 531.408,604 5115,604.717 37 TransferVvise Ltd London Jan-13 21.4% 521.005.721 5138.906580 521.005.721 513005.680 6.8 Oppa, Ltd Sao Paulo Jul-12 18.9% 518883955 511.039.077 518.583...
EFTA00069970.pdf
OCR Confidence: 85%  •  4295.0 KB
...at risk for the last almost 8 years. AND: Knight/KCG/VIRT: NITE is again/always/continuously INSOLVENT SEC Data Show $359 Million of GameStop Shares Failed to Deliver - Bloomberg SEC Data Show $359 Million of GameStop Shares Failed to Deliver - Bloomberg On Jan. 28, the day after GameStop Corp...
EFTA00072364.pdf
OCR Confidence: 85%  •  2327.6 KB
...2:16-cv-03250 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document 1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00066454.pdf
OCR Confidence: 85%  •  3572.2 KB
...at risk for the last almost 8 years. AND: Knight/KCG/VIRT: NITE is again/always/continuously INSOLVENT SEC Data Show $359 Million of GameStop Shares Failed to Deliver - Bloomberg SEC Data Show $359 Million of GameStop Shares Failed to Deliver - Bloomberg On Jan. 28, the day after GameStop Corp...
EFTA00098841.pdf
OCR Confidence: 85%  •  8617.1 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00096577.pdf
OCR Confidence: 85%  •  3949.6 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00091035.pdf
OCR Confidence: 85%  •  4292.5 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00071747.pdf
OCR Confidence: 85%  •  3254.6 KB
...the company Between Blink and New Image Concepts, BLNK was known as Car Charging Inc https://www.sec.gov/Archives/edgar/data/1429764/000114420414059745/v390669 defl4c.htm This 2014 SEC approved offering also had several red flags of its own. WHOPPERS in fact. Guess who ELSE was involved in this...
EFTA00064662.pdf
OCR Confidence: 85%  •  3077.5 KB
...the company Between Blink and New Image Concepts, BLNK was known as Car Charging Inc https://www.sec.gov/Archives/edgar/data/1429764/000114420414059745/v390669 defl4c.htm This 2014 SEC approved offering also had several red flags of its own. WHOPPERS in fact. Guess who ELSE was involved in this...
EFTA00067932.pdf
OCR Confidence: 85%  •  6985.9 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00070669.pdf
OCR Confidence: 85%  •  2163.1 KB
...In a 2014 letter to the SEC, I detailed the first 2 months of NITE OTCM share volumes. When the 1Q2014 10O was filed, these volumes were confirmed: An ASTRONOMICAL increase sequentially as well as year over year. These share volumes/my letter/TCR SHOULD have triggered an immediate SEC...
EFTA00071898.pdf
OCR Confidence: 85%  •  4747.9 KB
...at risk for the last almost 8 years. AND: Knight/KCG/VIRT: NITE is again/always/continuously INSOLVENT SEC Data Show $359 Million of GameStop Shares Failed to Deliver - Bloomberg SEC Data Show $359 Million of GameStop Shares Failed to Deliver - Bloomberg On Jan. 28, the day after GameStop Corp...
EFTA00082947.pdf
OCR Confidence: 85%  •  8381.5 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00065268.pdf
OCR Confidence: 85%  •  4731.6 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00064615.pdf
OCR Confidence: 85%  •  3660.6 KB
...Monda Au ust 10 2020 8:32 AM Subject: Fw: Formal appeal for denial covered action 2015-016 Knight TCR & Appendix Janey, Hoecker et al speaking of NO 8K, recall the extensive record for the criminal/insolvent/fraud on the public Knight/KCG/VIRT:NITE The record Janey: Clayton/Sull...
EFTA00072751.pdf
OCR Confidence: 85%  •  2407.4 KB
...2:16-cv-03250 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document 1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00071487.pdf
OCR Confidence: 85%  •  3698.1 KB
...almost 8 years. AND: Knight/KCG/VIRT: NITE is again/always/continuously INSOLVENT SEC Data Show $359 Million of GameStop Shares Failed to Deliver - Bloomberg Sit Here Glitchy Glitchy Cheers! Christopher J Dilorio Whistleblower Extraordinaire SEC Data Show $359 Million of GameStop Shares Failed to Deliver - Bloomberg On Jan. 28...
EFTA00065103.pdf
OCR Confidence: 85%  •  9177.5 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00082825.pdf
OCR Confidence: 85%  •  8114.4 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00162630.pdf
OCR Confidence: 85%  •  1623.2 KB
...This spending played a pivotal role in the GOP takeover of the Senate in 2014. But when Republicans had unified control, for instance, they never repealed the Affordable Care Act. Koch said the experience of the last few years validated what he said had been his previous hesitation to become...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00069247.pdf
OCR Confidence: 85%  •  2610.4 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00064843.pdf
OCR Confidence: 85%  •  4874.6 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00069042.pdf
OCR Confidence: 85%  •  2825.9 KB
...Wednesday, July 8, 2020 9:35 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, Hoecker et al, Is Trump prolific Bag Man Jonathan Farkas related to Bag Man Michael Farkas: Skyway largest shareholder: REVOKED https://www.hollywoodreporter.com/rambling-reporter/inside...

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