1,072 results for "Dec 4 2014"
Page 43 of 43
EFTA00091035.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00079641.pdf
...Monday, January 4, 2021 8:37 AM
EFTA00079642
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
If you want to know who owns Trump and the SEC just look at the General Flynn employment contract with the
Israeli spy company NSO. No doubt Mr...
EFTA00095591.pdf
...Citadel Securities LLC
Citadel Securities LLC - SEC.gov I HOME
4 Violations of the Federal Securities Laws 9. Section 17(a)(1) of the Exchange Act requires, among other
things, that broker-dealers make and keep for prescribed periods such records, furnish such copies thereof,
and
VONVJ . sec .c) ov...
EFTA00136157.pdf
...Politico (7/27, Starks, 4.29M) reports in its Cybersecurity newsletter that the
House this week "is set to consider a $1.4 trillion, seven-bill spending package (H...
EFTA00083075.pdf
...What
is Dougie Cifu hiding? Something about "what percentage of those 4+ trillion shares of OTCM money laundering
shells did NITE trade?" made Dougie squirm like the snake most already know he is.
Love the parting shot to Kramm/UBS:
"your firm would love to have our business"
Virtu Financial...
EFTA00065241.pdf
...He later said he arranged the visit, on Dec. 18, 1997, at Mr. Kerik's request.
A photograph from the time shows Mr. Ray outside City Hall that day, standing behind Mr. Gorbachev, with Mr. Kerik in
the foreground. Mr. Kerik and Mr. Gorbachev are both gesturing with their hands...
EFTA00207294.pdf
...2014
4
EFTA00207308
EXHIBIT D
EFTA00207309
Case 9:08-cv-80893-KAM Document 140-1
Entered on FLSD Docket 04/13/2010 Page 1 of
7Q
Page 527
1
2
3
4
5
6
7
8
times you went to Mr. Epstein's home?
A.
I don't know. Like...
EFTA00096058.pdf
...Tuesday, May 4, 2021 7:15 PM
EFTA00096060
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended.
2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS...
EFTA00039689.pdf
...May 4, 2021
Virtu Financial Inc (VIRT) C11 2021 Earnings Call Transcript I The Motley Fool
Virtu Financial Inc (VIRT) Q1 2021 Earnings
Call Transcript I The Motley Fool
Virtu Financial Inc (NASDAQ:VIRT) Q1 2021 Earnings Call May 4,
2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions...
EFTA00064843.pdf
...Monday, April 19, 2021 4:10 PM
EFTA00064845
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Welcome to Episode number: I lost track: of SEC criminal obstruction/corruption while screwing the public it is
mandated to protect and screwing the whistleblower who caught them...
EFTA00070722.pdf
...May 4, 2021
Virtu Financial Inc (VIRT) O1 2021 Earnings Call Transcript i The Motley Fool
Virtu Financial Inc (VIRT) Q1 2021 Earnings
Call Transcript I The Motley Fool
Virtu Financial Inc (NASDAQ:VIRT) Q1 2021 Earnings Call May 4,
2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions...
EFTA00065405.pdf
...Tuesday, May 4, 2021 7:15 PM
EFTA00065407
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended.
2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS...
EFTA00040963.pdf
...1-2
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EFTA00072287.pdf
...Monday, April 19, 2021 4:10 PM
EFTA00072292
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Welcome to Episode number: I lost track: of SEC criminal obstruction/corruption while screwing the public it is
mandated to protect and screwing the whistleblower who caught them...
EFTA00094440.pdf
...Tuesday, May 4, 2021 7:15 PM
EFTA00094447
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended.
2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS...
EFTA00069339.pdf
...Tuesday, May 4, 20217:15 PM
EFTA00069349
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended.
2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS pressed...
EFTA00065268.pdf
...AND, in Q12021, more
than 4 TRILLION shares of money laundering shells like Hometown International were traded by NITE, CDEL et
al.
Market Statistics - Equity Trading Data Monthly (finra.org)
ABSOLUTELY nothing has changed in the last 8 years. Infact, as the grossly corrupt SEC,Doi et al have been...
EFTA00097481.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00065335.pdf
...In 1Q 2021, more than 4 TRILION shares of OTCM
money laundering shells were traded. Money laundering shells like SEC reporting HWIN and hundreds just like
it. Bitcoin continues to be mined in China, Russia, and Belarus. Bitcoin claims to have a limited supply. But, can
that actually be verified...
EFTA00299022.pdf
...Epstein by the USAO-SDFL (hereinafter the
"Epstein Remedies"). (DE 458:4-5, 13 n.5).
Despite having themselves relied on the NPA to settle their civil lawsuits against
Mr. Epstein in 2010 and expressly agreed in a settlement agreement to not seek any further
remedies against him either in...
EFTA00160254.pdf
...The article added that
between FY 2018 and May 2023, during McMillion's tenure, the FBI increased "racial/ethnic diversity" by 5.4% and
the proportion of female employees by 4.1%. The article noted that McMillion has stated that "diversity, equity,
inclusion and accessibility is literally within [the FBI...
EFTA00586852.pdf
...5
57.9
150.1
464%
Foundation Medicine
Dec-I2
11.0
204.2
900.0
293.3%
23andme
Dec-12
30.0
311.2
311.2
Twist
Jul-13
0.8
17.0
17.0
—
Boreal
Aug - Oct 13
12.4
52.7
58.0
33.5%
Genapso
Nov...
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