1,320 results for "December 5 2018"

Page 43 of 53
EFTA00094182.pdf
OCR Confidence: 85%  •  2807.4 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00262164.pdf
OCR Confidence: 85%  •  5941.3 KB
...41 can confirm that we have met on two occasions to discuss your proposed Business Plan and * * research and that these meetinos were held on 11 December 2009 and 5 February 2010rnas %arranged by my then Executive Assistant, Ms Jemma Salvemini. Iic I also understand that you would like information...
EFTA00067130.pdf
OCR Confidence: 85%  •  7350.2 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00089393.pdf
OCR Confidence: 85%  •  3028.8 KB
...047, 2018 WL 888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private...
EFTA00068050.pdf
OCR Confidence: 85%  •  3036.1 KB
...047, 2018 WL 888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private...
EFTA00076303.pdf
OCR Confidence: 85%  •  3040.7 KB
...047, 2018 WL 888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private...
EFTA00080486.pdf
OCR Confidence: 85%  •  3038.7 KB
...047, 2018 WL 888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private...
EFTA00100380.pdf
OCR Confidence: 85%  •  3041.6 KB
...047, 2018 WL 888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private...
EFTA00071674.pdf
OCR Confidence: 85%  •  3042.5 KB
...047, 2018 WL 888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private...
EFTA00076331.pdf
OCR Confidence: 85%  •  3042.4 KB
...047, 2018 WL 888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private...
EFTA00105478.pdf
OCR Confidence: 85%  •  3042.5 KB
...047, 2018 WL 888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private...
EFTA00078231.pdf
OCR Confidence: 85%  •  3043.9 KB
...047, 2018 WL 888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private...
EFTA00292747.pdf
OCR Confidence: 85%  •  918.8 KB
...Tuesday, March 06, 2018 11:49 AM To: 'Richard Kahn' < Cc: 'Bella Klein' < >; Stewart Oldfield Subject: DB New York Acct Hi Rich, As discussed with Stew, attached are the account opening documents for the DB New York account on the 2017 Caterpillar Trust. Please have Leslie and Daphne sign the...
EFTA00099391.pdf
OCR Confidence: 85%  •  1185.9 KB
...35(b), the Office may offer or use at any stage of the criminal proceeding any statement made by Client during the meeting, and all evidence obtained directly or indirectly therefrom, to the extent such use is consistent with Section 402 of the First Step Act of 2018. (5) To...
EFTA00118226.pdf
OCR Confidence: 85%  •  17271.3 KB
...t even go 5 home. They try to sleep in the locker room 6 because the manpower is not there. And it's 7 absolutely ridiculous. For me, I started in 8 June of 2018. The indictment said 2016. 9 That's not true. To December. That's only 6...
EFTA00075024.pdf
OCR Confidence: 85%  •  2063.7 KB
...See Sealed December 5, 2019 Letter (providing the Court with a list of broad and vague categories of reasons for maintaining nearly all of the motion papers in this matter under seal); Brown v. Maxwell, No. 18-2868, Dkt. 149 (2d Cir. Mar. 19, 2019) (listing in a cursory fashion...
EFTA00093044.pdf
OCR Confidence: 85%  •  26426.5 KB
...18-CR-2041 (NGG) (VMS), 2018 WL 6344202, at *2 n.7 (E.D.N.Y. Dec. 5, 2018) (noting that lais the court has already held one detention hearing, it need not hold another' the standards set forth in 18 U.S.C. § 3142(f)(2) are met); United...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00082705.pdf
OCR Confidence: 85%  •  7855.8 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00225025.pdf
OCR Confidence: 85%  •  818.6 KB
...administrative. 5 EFTA00225029 Attorney, Mr. Biran served as the Appellate Chief of the U.S. Attorney's Office for the District of Maryland. After leaving government service, Mr. Biran co-founded the law firm of Biran Kelly LLC, and subsequently joined Baker Donelson as a shareholder in December 2018. 13...
EFTA00079746.pdf
OCR Confidence: 85%  •  3491.8 KB
...EFTA00079812 1 2 3 4 5 6 7 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 case. Second, there's an inherent contradiction between the government's tying these two payments by Mr. Epstein in November and early December of 2018...
EFTA00095388.pdf
OCR Confidence: 85%  •  3491.2 KB
...EFTA00095454 1 2 3 4 5 6 7 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 case. Second, there's an inherent contradiction between the government's tying these two payments by Mr. Epstein in November and early December of 2018...
EFTA00266322.pdf
OCR Confidence: 85%  •  6811.0 KB
...I can confirm that we have met on two occasions to discuss your proposed Business Plan and research and that these meetings were held on 11 December 2009 and 5 February 2010, as arranged by my then Executive Assistant, Ms Jemma Salvemini. I also understand that you would like information...
EFTA00069147.pdf
OCR Confidence: 85%  •  3026.7 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00070691.pdf
OCR Confidence: 85%  •  2909.7 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.govilitigation/complaints/2018/comp-pr2018-259 pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6. SeeThruEquity...

Search Tips

Ask the Files