1,237 results for "December 4 2014"

Page 44 of 50
EFTA00071898.pdf
OCR Confidence: 85%  •  4747.9 KB
...The 2019 annual report of BILZF content (otcmarkets.com) Consolidated Financial Statements Consolidated Financial Statements For the years ended December 31, 2019 and 2018 For the three and twelve months ended December 31, 2019 backend.otcmarkets.com subsequent events: related party transactions: "Unemcumbered cash of $10 mil" and of course...
EFTA00069074.pdf
OCR Confidence: 85%  •  2986.6 KB
...Despite my very generous 4 day offer to produce the entire record which is the basis of my award application/denial/appeal AND REQUIRED by the statute I have referenced: 240.21F-12 "Materials that may form the basis of an award determination and that may comprise the record on...
EFTA00071747.pdf
OCR Confidence: 85%  •  3254.6 KB
...the company Between Blink and New Image Concepts, BLNK was known as Car Charging Inc https://www.sec.gov/Archives/edgar/data/1429764/000114420414059745/v390669 defl4c.htm This 2014 SEC approved offering also had several red flags of its own. WHOPPERS in fact. Guess who ELSE was involved in this...
EFTA00097378.pdf
OCR Confidence: 85%  •  816.2 KB
...Seven years later, on December 30, 2014, Ms. moved to join the CVRA action, claiming she too had her CVRA rights violated by the government. On January 1, 2015, Ms. filed a "corrected" joinder motion. The issue presented in her joinder motion was narrow: whether she should be permitted to...
EFTA00069339.pdf
OCR Confidence: 85%  •  5804.1 KB
...OTC Pink Basic Disclosure Guidelines (v2.1 December 2019) Page 1 of 23 . Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines EFTA00069345 backend.otcmarkets.com Back in 2010, AV1 Group New York was controlled by a Moussa Traore SEC FORM D Who happens to have the same name as...
EFTA00070691.pdf
OCR Confidence: 85%  •  2909.7 KB
...Immediately prior to the transaction closing on 7/31/2017 the SEC/Cifu wrote down more than $4 billion in leverage from the KCG balance sheet. INCLUDING fraud assets used to calculate the grossly inflated acquisition price of KCG. SEC/Handler/Jefferies KNEW KCG was insolvent in 2012 AND July...
EFTA00072287.pdf
OCR Confidence: 85%  •  5050.9 KB
...Monday, April 19, 2021 4:10 PM EFTA00072292 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Welcome to Episode number: I lost track: of SEC criminal obstruction/corruption while screwing the public it is mandated to protect and screwing the whistleblower who caught them...
EFTA00096058.pdf
OCR Confidence: 85%  •  5329.7 KB
...Tuesday, May 4, 2021 7:15 PM EFTA00096060 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended. 2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS...
EFTA00077515.pdf
OCR Confidence: 85%  •  2193.7 KB
...deputy commissioner for the New York Police Department, recommended after a departmental trial that Officer Daniel Pantaleo be fired for the 2014 death of Eric Gamer. 46 pages, 4.15 MB But, like the local grand jury and federal prosecutors before her, she did not find evidence that the chokehold...
EFTA00092932.pdf
OCR Confidence: 85%  •  2196.4 KB
...deputy commissioner for the New York Police Department, recommended after a departmental trial that Officer Daniel Pantaleo be fired for the 2014 death of Eric Gamer. 46 pages, 4.15 MB But, like the local grand jury and federal prosecutors before her, she did not find evidence that the chokehold...
EFTA00064615.pdf
OCR Confidence: 85%  •  3660.6 KB
...UP 90% from December 2019 https://www.sec.gov/Archives/edgar/data/1592386/000110465920057660/tm 2018404d1 ex99-1.htm SEC.gov I HOME Exhibit 99.1 . Virtu Announces First Quarter 2020 Results . NEW YORK, NY, May 7, 2020 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and...
EFTA00071624.pdf
OCR Confidence: 85%  •  2170.8 KB
...Procedural History 4 ARGUMENT 5 I. The Government Has Not Met Its Burden of Showing the Search was Adequate 6 II. The Government Has Not Met Its Burden of Justifying Withholding Under Exemption 7(A) 8 III. The Government Has Not Met Its Burden of Justifying Withholding Under Exemptions 6...
EFTA00069247.pdf
OCR Confidence: 85%  •  2610.4 KB
...Despite my very generous 4 day offer to produce the entire record which is the basis of my award application/denial/appeal AND REQUIRED by the statute I have referenced: 240.21F-12 "Materials that may form the basis of an award determination and that may comprise the record on...
EFTA00088701.pdf
OCR Confidence: 85%  •  2180.1 KB
...Procedural History 4 ARGUMENT 5 I. The Government Has Not Met Its Burden of Showing the Search was Adequate 6 II. The Government Has Not Met Its Burden of Justifying Withholding Under Exemption 7(A) 8 III. The Government Has Not Met Its Burden of Justifying Withholding Under Exemptions 6...
EFTA00065405.pdf
OCR Confidence: 85%  •  5312.8 KB
...Tuesday, May 4, 2021 7:15 PM EFTA00065407 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended. 2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS...
EFTA00098380.pdf
OCR Confidence: 85%  •  2665.1 KB
...Despite my very generous 4 day offer to produce the entire record which is the basis of my award application/denial/appeal AND REQUIRED by the statute I have referenced: 240.21F-12 "Materials that may form the basis of an award determination and that may comprise the record on...
EFTA00040401.pdf
OCR Confidence: 85%  •  4216.9 KB
...Audit of the Office of Terrorism and Financial Intelligence's Report on Section 241 of the www.treasury.gov Her report was a scathing condemnation of Russian money laundering and other illegal activity I point you to pg 4 I especially like #3 "The exposure of KEY economic sectors of...
EFTA00065335.pdf
OCR Confidence: 85%  •  5075.5 KB
...In 1Q 2021, more than 4 TRILION shares of OTCM money laundering shells were traded. Money laundering shells like SEC reporting HWIN and hundreds just like it. Bitcoin continues to be mined in China, Russia, and Belarus. Bitcoin claims to have a limited supply. But, can that actually be verified...
EFTA00067669.pdf
OCR Confidence: 85%  •  2166.4 KB
...In December 2018, the committee urged states to impose new taxes on Netflix, Google, Facebook, and many other businesses that require Internet access to operate. The resulting funding would have been transferred to ISPs via grants that subsidize private broadband providers' network construction. (Pau didn't back the tax proposal...
EFTA00067870.pdf
OCR Confidence: 85%  •  4631.0 KB
...Austrian BAWAG's $4.3 bin sale to Cerberus closed I Reuters Austrian BAWAG's $4.3 bin sale to Cerberus closed I Reuters U.S. investor Cerberus Capital [CBS.UL) on Tuesday sealed the 3.2 billion euro ($4.3 billion) acquisition of Austria's fifth-largest bank BAWAG...
EFTA00069011.pdf
OCR Confidence: 85%  •  2732.5 KB
...Despite my very generous 4 day offer to produce the entire record which is the basis of my award application/denial/appeal AND REQUIRED by the statute I have referenced: 240.21F-12 "Materials that may form the basis of an award determination and that may comprise the record on...
EFTA00131225.pdf
OCR Confidence: 85%  •  41599.6 KB
...Institution Supplement 5502.10b, Duty Officers, dated December 16, 2014. Directives Referenced: Program Statement 5502.11 Duty Officers, dated September 26, 2016. 3. POLICY: To make available an Administrative Duty Officer (ADO) and Institution Duty Officer (IDO), as designated by the Warden, to whom emergency calls will be directed during...
EFTA00040288.pdf
OCR Confidence: 85%  •  4120.0 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00156400.pdf
OCR Confidence: 85%  •  3116.8 KB
...3:12-CR-40 (JBA), 2014 WL 252013, at *4 (D. Conn. Jan. 22, 2014), aff'd, 744 F. App'x 716 (2d Cir. 2018) (summary order) (distinguishing between a § 371 conspiracy to "commit theft from an interstate shipment and to transport stolen property across state lines" and one to...
EFTA00675613.pdf
OCR Confidence: 85%  •  1665.5 KB
...Asharq Al-Awsat American and Iranian DNA Ataollah Mohajerani Article 4. The National Interest How to Handle Russia Denis Corboy, William Courtney, Kenneth Yalowitz Article 5. Al-Monitor Why Palestinians Should Not Recognize Israel as Jewish State Nabeel Kassis Article 6. The American Interest A New Grand Strategy in the...

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