1,197 results for "Feb 10 2014"

Page 44 of 48
EFTA00100380.pdf
OCR Confidence: 85%  •  3041.6 KB
...888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private Security is Inadequate...
EFTA00071674.pdf
OCR Confidence: 85%  •  3042.5 KB
...888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private Security is Inadequate...
EFTA00076331.pdf
OCR Confidence: 85%  •  3042.4 KB
...888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private Security is Inadequate...
EFTA00105478.pdf
OCR Confidence: 85%  •  3042.5 KB
...888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private Security is Inadequate...
EFTA00078231.pdf
OCR Confidence: 85%  •  3043.9 KB
...888744, at *9 (N.D. Cal. Feb. 2018) (same); United States v. Anderson, 384 F. Supp.2d 32, 41 (D.D.C. 2005) (same); United States v. Benatar, No. 02 Cr. 099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002) (same). 5. Private Security is Inadequate...
EFTA00069074.pdf
OCR Confidence: 85%  •  2986.6 KB
...Federal Bureau of Investigation believes firms in the nearly $10-trillion private investment funds industry are being used as vehicles for laundering money at scale, according to a leaked ... www.reuters.com Janey, Even though you admit not distributing my information within the SEC, I was busy distributing it myself...
EFTA00086617.pdf
OCR Confidence: 85%  •  3382.4 KB
...Fri, 12 Feb 2021 21:31:38 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blosteinjpg; KCGMarch2017.jpg Well, The Sell side got close...
EFTA00098380.pdf
OCR Confidence: 85%  •  2665.1 KB
...NEW YORK, NY / ACCESSWIRE / April 10, 2018 / SeeThruEquity, a leading independent equity research and corporate access firm focused on smallcap and microcap public companies, today announced that it has issued an update on Net Element, Inc. 0. The note is available here: NETE April 2018 Update Note. Net Element Inc...
EFTA00096577.pdf
OCR Confidence: 85%  •  3949.6 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00088144.pdf
OCR Confidence: 85%  •  3421.8 KB
...Wed, 17 Feb 2021 22:53:59 +0000 EFTA00088144 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blosteinjpg; KCGMarch2017.jpg Judge Preska et al: This...
EFTA00069042.pdf
OCR Confidence: 85%  •  2825.9 KB
...Monday, July 13, 2020 10:50 AM EFTA00069043 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, Hoecker, Jay et al still MORE SEC attempts to cover up illegal activity at the expense of the public it is mandated to protect. The SEC...
EFTA00074029.pdf
OCR Confidence: 85%  •  5028.2 KB
...New York Post, July 10, 2019 ("July 10.2019 NY Post Article") 18 EFTA00074046 Case 1:19-cr-00490-RMB Document 32 Filed 07/18/19 Page 19 of 33 ("Jeffrey Epstein never once checked in with City cops in eight-plus years since a Manhattan judge ordered him to...
EFTA00083150.pdf
OCR Confidence: 85%  •  3787.1 KB
...In 2Q2020 the receivable had fallen by just $100 EFTA00083168 mil from 10. Meaning: The 10 receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31...
EFTA00083356.pdf
OCR Confidence: 85%  •  3493.6 KB
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Fri, 19 Feb 2021 14:47:46 +0000 KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR 3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate...
EFTA00079641.pdf
OCR Confidence: 85%  •  4328.0 KB
...Wednesday, October 14, 2020 10:17 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Different version/additional information From: Chris Dilorio Sent: Wednesday, September 23, 2020 7:18 PM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00705916.pdf
OCR Confidence: 85%  •  3270.8 KB
...Sun, 02 Mar 2014 18:55:51 +0000 2 March, 2014 Article l. The New-Yorker Putin Goes to War David Remnick Article 2. NYT Making Russia Pay? It's Not So Simple Peter Baker Article 3. The Washington Post Ukraine crisis tests Obama's foreign policy focus on diplomacy...
EFTA00094182.pdf
OCR Confidence: 85%  •  2807.4 KB
...In 2Q2020 the receivable had fallen by just $100 mil from 10. Meaning: The 10 receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable...
EFTA00039383.pdf
OCR Confidence: 85%  •  4533.9 KB
...New York Post, July 10, 2019 ("July 10.2019 NY Post Article") 18 EFTA00039400 Case 1:19-cr-00490-RMB Document 32 Filed 07/18/19 Page 19 of 33 ("Jeffrey Epstein never once checked in with City cops in eight-plus years since a Manhattan judge ordered him to...
EFTA00081947.pdf
OCR Confidence: 85%  •  4540.4 KB
...New York Post, July 10, 2019 ("July 10.2019 NY Post Article") 18 EFTA00081964 Case 1:19-cr-00490-RMB Document 32 Filed 07/18/19 Page 19 of 33 ("Jeffrey Epstein never once checked in with City cops in eight-plus years since a Manhattan judge ordered him to...
EFTA00606417.pdf
OCR Confidence: 85%  •  2460.1 KB
...Gregor}, .1 Ferguson NOTAPv PUBLIC LNP 012-10 Commie ;or, Expires 05/02/2014 Territory of Inc U.S. Virgin Islands State of: Commission expires on: Page 8 of 8 •••••.... ..m.m.••••••• EFTA00606425 (5) QUESTION 4 ATTACHMENT Draft Articles of Incorporation ARTICLES OF INCORPORATION OF FINANCIAL STRATEGY GROUP, LTD. We...
EFTA00091035.pdf
OCR Confidence: 85%  •  4292.5 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00066454.pdf
OCR Confidence: 85%  •  3572.2 KB
...Sun, 28 Feb 2021 00:57:33 +0000 Attachments: KCG_Appendix 3-20_13_penultimate.doex; KCG_TCR_3-20-13-penultimate_drafl.pdf; KCG_TCR 3-20-13-penultimate draft.doex; KCG Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blostein.jpg; KCGMarch2017.jpg; FINRA.jpg Well well well...
EFTA00123832.pdf
OCR Confidence: 85%  •  7118.5 KB
Capolay)ne Paget of 2 Customer Sennee www.capitalone.com Platinum MasterCard NEW BALANCE 587.72 MINIMUM PAYMENT 525.00 PLEASE PAY Al YEAST TH6 MOM Credit Limit $200.00 Account oral Nj 11 DUE DATE Feb 12, 2015 Dec.16 . Jan. IS, 2015 31 Days In Bilk® Cyde ] MINIMUM...
EFTA00095591.pdf
OCR Confidence: 85%  •  4525.4 KB
...S7-11-10] RIN 3235-AK51 Consolidated Audit Trail AGENCY: Securities and Exchange Commission ACTION: Final rule. SUMMARY: The Securities and Exchange Commission ("Commission") is adopting Rule 613 under the Securities Exchange Act of 1934 ("Exchange Act" or "Act") to require national www.sec.gov STILL not up and running...
EFTA00069011.pdf
OCR Confidence: 85%  •  2732.5 KB
...NEW YORK, NY / ACCESSWIRE / April 10, 2018 / SeeThruEquity, a leading independent equity research and corporate access firm focused on smallcap and microcap public companies, today announced that it has issued an update on Net Element, Inc. 0. The note is available here: NETE April 2018 Update Note. Net Element Inc...

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