1,301 results for "DEC 11 2014"

Page 49 of 53
EFTA00078337.pdf
OCR Confidence: 85%  •  3016.1 KB
...de DI 77 2398 4796 02/l2/2014 26 SDNY_GM_02742216 EFTA00078362 de 0177 2399 4797 02/12/2014 Individual Retirement Accounts The Agreements and Disclosures booklet contains the UBS IRA Custodial Agreements and the IRA Disclosure Statements that apply to any Traditional, Roth, SEP or SIMPLE Individual Retirement...
EFTA00069716.pdf
OCR Confidence: 85%  •  10096.1 KB
...My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade scats in SEC filings to be expunged. Now, we...
EFTA00587636.pdf
OCR Confidence: 85%  •  1081.8 KB
...Curriculum vitae July 1988 — Sept 1991, Neurology Consultant, Franklin Regional Hospital, Franklin, NH July 1992 —Dec 2009, Attending Neurologist, Massachusetts General Hospital, Boston, MA July 1992 — June 2005, Neurology Consultant, McLean Hospital, Belmont, MA July 1996 — Dec 2009, Research Associate, Eaton-Peabody Laboratory of Auditory Physiology, Massachusetts Eye & Ear Infirmary...
EFTA00088802.pdf
OCR Confidence: 85%  •  4927.8 KB
...The Evidence Contained in the Government's October 11, 2021 Letter is Admissible On October 11, 2021, the Government notified the defense of certain evidence it may offer at trial. In particular, the letter addressed and the expected testimony of one potential witness. (See October 11, 2021 Letter, Def. Mot...
EFTA00271100.pdf
OCR Confidence: 85%  •  2345.2 KB
...41-60% 11.5. Federal law requires us ro obtain, verify and record information that identifies each person or entity char opens an Account with us. When you open an Account. we will ask for your name, street address dare of birth and a tax identification number• such as a...
EFTA00106555.pdf
OCR Confidence: 85%  •  11180.2 KB
...POST 600 630 7:00 7:30 8:00 8:30 MO 0:30 10:00 10:30 11:00 11:10 UNIT 7 NORTH 02 LNIT ? SOUTH *1 'NIT 7 SOUTH n L-NIT 9 NORTH • i CNIT *NORTH 02 UNIT 9 SOUTH el UNIT 0 SOUTH 02 UNIT...
EFTA00070043.pdf
OCR Confidence: 85%  •  10334.7 KB
...EFTA00070049 My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade scats in SEC filings to be expunged. Now...
EFTA00071966.pdf
OCR Confidence: 85%  •  10296.7 KB
...My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade scats in SEC filings to be expunged. Now, we...
EFTA00065241.pdf
OCR Confidence: 85%  •  1905.7 KB
...of 11.25 years, Myrie was sentenced to five years of supervised release. He is the second defendant to be sentenced in this case by Wood for his participation in sex trafficking of minors. Reuben Sands, who pleaded guilty to conspiracy to violate the Travel Act, was sentenced Dec. 18...
EFTA00070202.pdf
OCR Confidence: 85%  •  10449.6 KB
...My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade scats in SEC filings to be expunged. Now, we...
EFTA00093702.pdf
OCR Confidence: 85%  •  10555.7 KB
...My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade stats in SEC filings to be expunged. Now, we...
EFTA00087400.pdf
OCR Confidence: 85%  •  9639.7 KB
...Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of...
EFTA00040288.pdf
OCR Confidence: 85%  •  4120.0 KB
...Mon, 07 Dec 2020 18:18:15 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf More IG fraud this time the "independent" DFC IG: "investigating" Kushner...
EFTA00093864.pdf
OCR Confidence: 85%  •  10677.9 KB
...My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade stats in SEC filings to be expunged. Now, we...
EFTA00069571.pdf
OCR Confidence: 85%  •  9608.6 KB
...Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of...
EFTA00072134.pdf
OCR Confidence: 85%  •  9784.3 KB
...Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of...
EFTA00070362.pdf
OCR Confidence: 85%  •  10773.1 KB
...My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade stats in SEC filings to be expunged. Now, we...
EFTA00080676.pdf
OCR Confidence: 85%  •  9910.1 KB
...Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of...
EFTA00071140.pdf
OCR Confidence: 85%  •  9568.7 KB
...Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of...
EFTA00085225.pdf
OCR Confidence: 85%  •  2421.0 KB
...I 3-cr-272 27 EFTA00085251 Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 28 of 34 (PGG), 2014 WL 3057917, at *3 (S.D.N.Y. July 7, 2014) (collecting cases). The Court therefore denies Maxwell's motion to dismiss multiplicitous counts without prejudice...
EFTA00090494.pdf
OCR Confidence: 85%  •  2421.0 KB
...I 3-cr-272 27 EFTA00090520 Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 28 of 34 (PGG), 2014 WL 3057917, at *3 (S.D.N.Y. July 7, 2014) (collecting cases). The Court therefore denies Maxwell's motion to dismiss multiplicitous counts without prejudice...
EFTA00092755.pdf
OCR Confidence: 85%  •  2421.0 KB
...I 3-cr-272 27 EFTA00092781 Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 28 of 34 (PGG), 2014 WL 3057917, at *3 (S.D.N.Y. July 7, 2014) (collecting cases). The Court therefore denies Maxwell's motion to dismiss multiplicitous counts without prejudice...
EFTA00092886.pdf
OCR Confidence: 85%  •  2421.1 KB
...I 3-cr-272 27 EFTA00092912 Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 28 of 34 (PGG), 2014 WL 3057917, at *3 (S.D.N.Y. July 7, 2014) (collecting cases). The Court therefore denies Maxwell's motion to dismiss multiplicitous counts without prejudice...
EFTA00103238.pdf
OCR Confidence: 85%  •  2421.0 KB
...I 3-cr-272 27 EFTA00103264 Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 28 of 34 (PGG), 2014 WL 3057917, at *3 (S.D.N.Y. July 7, 2014) (collecting cases). The Court therefore denies Maxwell's motion to dismiss multiplicitous counts without prejudice...
EFTA00103273.pdf
OCR Confidence: 85%  •  2421.0 KB
...I 3-cr-272 27 EFTA00103299 Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 28 of 34 (PGG), 2014 WL 3057917, at *3 (S.D.N.Y. July 7, 2014) (collecting cases). The Court therefore denies Maxwell's motion to dismiss multiplicitous counts without prejudice...

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