1,394 results for "Sep 15 2015"

Page 52 of 56
EFTA00071966.pdf
OCR Confidence: 85%  •  10296.7 KB
...15, 2019) Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings. viww sec g ov AND, I filed separate but related NewLead and FreeSeas TCR's in 2015...
EFTA00083075.pdf
OCR Confidence: 85%  •  5138.0 KB
...15, 2019) Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings. www.sec gov AND, I filed separate but related NewLead and FreeSeas TCR's in 2015 Then...
EFTA00065335.pdf
OCR Confidence: 85%  •  5075.5 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00361931.pdf
OCR Confidence: 85%  •  351.1 KB
...Thu, 25 Sep 2014 09:51:24 +0000 Inline-Images: image001.jpg: image002.png u,:pescription: Description: Good Morning ... European Markets up 20-90 bps (UK -0.13%, Greece +1.42%)... NKY +1.28%, SHCOMP +0.07%, HSI -0.64%, KOSPI -0.08%, TWSE -0.96%, ASX +0.12% EUR...
EFTA00094336.pdf
OCR Confidence: 85%  •  2244.6 KB
...15, 2019) Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings. viww sec g ov AND, I filed separate but related NewLead and FreeSeas TCR's in 2015...
EFTA00095591.pdf
OCR Confidence: 85%  •  4525.4 KB
...Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Sat, 09 Jan 2021 20:15:29 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13...
EFTA00079641.pdf
OCR Confidence: 85%  •  4328.0 KB
...15, 2019) Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings. vo.vw.sec.gov AND, I filed separate but related NewLead and FreeSeas TCR's in 2015...
EFTA00097481.pdf
OCR Confidence: 85%  •  6551.0 KB
...15, 2019) Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings. www.sec.gov AND, I filed separate but related NewLead and FreeSeas TCR's in 2015 Then...
EFTA00065405.pdf
OCR Confidence: 85%  •  5312.8 KB
...Tuesday, May 4, 2021 7:15 PM EFTA00065407 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended. 2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS...
EFTA00072287.pdf
OCR Confidence: 85%  •  5050.9 KB
...15, 2019) Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings. viww sec g ov AND, I filed separate but related NewLead and FreeSeas TCR's in 2015...
EFTA00096058.pdf
OCR Confidence: 85%  •  5329.7 KB
...Tuesday, May 4, 2021 7:15 PM EFTA00096060 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended. 2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS...
EFTA00069339.pdf
OCR Confidence: 85%  •  5804.1 KB
...15, 2019) Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings. www.sec gov AND, I filed separate but related NewLead and FreeSeas TCR's in 2015 Then...
EFTA00094440.pdf
OCR Confidence: 85%  •  5602.4 KB
...Tuesday, May 4, 2021 7:15 PM EFTA00094447 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended. 2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS...
EFTA00294306.pdf
OCR Confidence: 85%  •  1519.6 KB
...Jul Aug Sep Oct Nov Dec Year MSCI Net Europe LC L TR 3.6% -0.8% 3.5% -0.5% 4.2% 4.6% 24.6% 19.8% -6.1% -2.1% 0.9% 2.1% 3.1% 2.9% 3.5% 2.2% 26.5% 15.6% -3...
EFTA00287311.pdf
OCR Confidence: 85%  •  583.2 KB
...of all fees) Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Year 2015 1.68% 10.78% 0.81% -4.61% 4.04% -2.64% 4.08% -1.76% -2.65% 5.45% 15.16% 2014 -3.46% 2.60% -0.89% 4.94% 3.00...
EFTA00130149.pdf
OCR Confidence: 85%  •  42648.3 KB
...N/A GREENSVILLE COUNTY 01/01/2016 - 11)3012016 03/18/2015 - 10/14/2015 05/15/2015 - 09/14/2015 02/01/2014 - 02/27/2015 01/01/2015 - 01/31/2015 04/19/2013 - 04:192013 04/05/2013 - 04/05/2013 11/01/2012 - 11/01/2012...
EFTA00094263.pdf
OCR Confidence: 85%  •  2268.6 KB
...15, 2019) Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings. www.sec gov AND, I filed separate but related NewLead and FreeSeas TCR's in 2015 Then...
EFTA00090355.pdf
OCR Confidence: 85%  •  4515.4 KB
...reviewed 10Q for the Sep 30 2020 quarter https://vvvvvv.sec.gov/Archives/edgar/data/1632121/000149315220021288/form10-q,htm www.sec.gov united states. securities and exchange commission. washington, d.c. 20549 . form 10-q [x] quarterly report pursuant to section 13 or 15(d) of the securities exchange...
EFTA00064843.pdf
OCR Confidence: 85%  •  4874.6 KB
...15, 2019) Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings. www.sec.gov AND, I filed separate but related NewLead and FreeSeas TCR's in 2015 Then...
EFTA02380224.pdf
OCR Confidence: 85%  •  298.7 KB
...Baggage Rules Of Delta Air Lines apply to this itinerary, and can be accessed by visiting filly'3 cull baggajo Travel Details Saturday 19 Sep 15 Other Information CITIZENS OF RUSSIAN FEDERATION MUST CARRY A VALID PASSPORT Flight Information Airline Record Locator F8TZGE Confirmed Airline Lines Estimated Time 4 Hrs...
EFTA00089576.pdf
OCR Confidence: 85%  •  2100.2 KB
...15, 2019) Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings. vo.vw.sec.gov AND, I filed separate but related NewLead and FreeSeas TCR's in 2015...
EFTA00607213.pdf
OCR Confidence: 85%  •  238.5 KB
...LATIN AMERICA PERSPECTIVES SEP 0918 2015 BRAZIL: A NEW (UPHILL) FISCAL BATTLE + Fernando J. Losada, Senior Economist—Latin America Research. S&P's decision to downgrade Brazil to junk status this month prompted the government to announce a more ambitious fiscal plan. But politicians' reaction to the proposal was lukewarm...
EFTA00096577.pdf
OCR Confidence: 85%  •  3949.6 KB
...15, 2019) Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings. www.sec.gov AND, I filed separate but related NewLead and FreeSeas TCR's in 2015 Then...
EFTA00407451.pdf
OCR Confidence: 85%  •  401.9 KB
...Expectations are that they will wait until Sep meeting for further action but could extend ZIRP into mid-2015 today and reiterate dovish stance of ready to act at any time if appropriate. ECB tomorrow the bigger event this week after Draghi's recent comments. Consensus seems to expect that...
EFTA00262240.pdf
OCR Confidence: 85%  •  7981.9 KB
...GO $228.15 11:10BILE NUMBER: 0487199381 User name: MISS JACQUELINE PEARCE P F.) OL.- C.ARDNeR S4 CUNT Act - 42e-a i ti ,:.splayed to others urless 1831 prefix dialled Voice Usage included in current plan benefit pate _.Time _ Origin Destination Tel No Mimic 25 Sep 11:16pm Port...

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