1,525 results for "December 9 2014"
Page 55 of 61
EFTA00082705.pdf
...2014.
EFTA00082818
Doesn't the NITE/VIRT compliance Department have internet service in Jersey City? As a DIRECT result of the
SEC obstructing a complete and thorough investigation into the ENTIRETY of trading activity in APCX and CGFIA,
the top NITE/VIRT traded OTCM money laundering shell in December 2019...
EFTA00083446.pdf
...Wednesday, October 14, 2020 9:32 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
From: Chris Dilorio a>
Sent: Wednesday, October 14, 2020 9:00 AM
EFTA00083455
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00083198.pdf
...Tuesda June 23 2020 9:48 AM
u eject:
orma appea or pre imina
e
. action I
• •
nig t
pi
• : • ppen. ix
Ms Norberg,
I am in receipt of the SEC OWB correspondence allowing me more time to respond to the preliminary denial of
my award application for the Oppenheimer...
EFTA00603557.pdf
Deutsche Asset
& Wealth Management
Blanche Lark Christerson
Managing Director, Senior Wealth Planning Strategist
Tax Topics
Table of Contents
2013
2013
12/20/13
Budgets, tax reform and "extenders-; end of the year round-up
2013-12
11/15/13
The government shutdown, and selected inflation-adjusted numbers for 2014 and...
EFTA00069247.pdf
...2:16-cv-03250
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document
1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00094440.pdf
...OK Pink Basic Disclosure Guidelines (v2.1 December 2019) Page 1 of 23 .
Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines
backend.otcmarkets.com
Back in 2010, AV1 Group New York was controlled by a Moussa Traore
SEC FORM D
Who happens to have the same name as former...
EFTA00067669.pdf
...There will be times when my family comes to visit — because New
York is a great place."
9
EFTA00067677
SDNY News Clips, Tuesday, June 25, 2019
Complex Frauds and Cybercrime
Pierce
Ex-chair of FCC broadband committee gets five years in prison for fraud
Ars Technica
By Jon Brodkin
6...
EFTA00069042.pdf
...Wednesday, July 8, 2020 9:35 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey, Hoecker et al,
Is Trump prolific Bag Man Jonathan Farkas related to Bag Man Michael Farkas: Skyway largest shareholder:
REVOKED
https://www.hollywoodreporter.com/rambling-reporter/inside...
EFTA00069339.pdf
...Sunday, May 9, 20215:06 PM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Per below:
EFTA00069342
Judge Cote's sentencing of Dan Kamensky is a gross miscarriage of justice. The SDNY, NY Supreme Court, Audrey
Strauss, Mr Kamensky's counsel, FBI, other Do...
EFTA00614243.pdf
...provided in Section 9.13.
"Curative Contribution" shall have the meaning provided in Section 5.2(d).
"Cure Period" shall have the meaning provided in Section 5.2(d).
NRWYOQX 69411B I (IX)
EFTA00614250
EXHIBIT B
Page 8
"Cut-Off Date" shall mean February 23, 2014.
"Damages" shall have the...
EFTA00065405.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
EFTA00065431
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML...
EFTA00088802.pdf
...4 at 8-9) conclude that the admission of evidence about
distinct criminal incidents are not direct evidence of the conspiracy. See United States v.
Cummings, 60 F. Supp. 3d 434, 438 (S.D.N.Y. 2014), vacated on other grounds, 858 F.3d 763 (2d
Cir. 2017) (evidence of...
EFTA00076843.pdf
...Wednesday, October 14, 2020 9:32 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00076845
From: Chris Dilorio
Sent: Wednesday. October 14. 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capiital TCR & Appendix
The...
EFTA00067007.pdf
...Wednesday, October 14, 2020 9:32 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
From: Chris Dilorio <
Sent: Wednesday, October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt...
EFTA00096058.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
EFTA00096084
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML...
EFTA00069011.pdf
...Wednesday, July 8, 2020 9:35 AM
suoject: rw: rormai appeal for preliminary uenial coverea action zun-usty rung,nt Lapital ILK or< /A ppenaix
Janey, Hoecker et al,
Is Trump prolific Bag Man Jonathan Farkas related to Bag Man Michael Farkas: Skyway largest shareholder:
REVOKED
https://www.hollywoodreporter.com...
EFTA00071898.pdf
...The 2019 annual report of BILZF
content (otcmarkets.com)
Consolidated Financial Statements
Consolidated Financial Statements For the years ended December 31, 2019 and 2018 For the three and
twelve months ended December 31, 2019
backend.otcmarkets.com
subsequent events: related party transactions:
"Unemcumbered cash of $10 mil"
and of course...
EFTA00083492.pdf
...Wednesday, October 14, 2020 9:32 AM
>
Su •ject: Fw: Forma appea or pre iminary • enia covere• action 2015-016 Knig t Capita TCR : Appen• ix
From: Chris Dilorio <
Sent: Wednesday, October 14, 2020 9:00 AM
EFTA00083506
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight...
EFTA00083403.pdf
...Wednesday, October 14, 2020 9:32 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
From: Chris Dilorio e
>
Sent: Wednesday, October 14, 2020 9:00 AM
EFTA00083409
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00078132.pdf
...October 14.2020 9:32 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
From: Chris Dilorio ‹
>
Sent: Wednesday, October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00078133
The corrupt...
EFTA00133182.pdf
...Epstein documents
9/4/2019
47
8/30/2019
Equifax
, Noel, Thomas financial information
9/13/2019
48
8/30/2019
Experian
, Noel, Thomas financial information
9/13/2019
49
8/30/2019
TransUnion
, Noel, Thomas financial information
9/13/2019
50
9/6/2019
Magic Auto Sale LLC
Documents...
EFTA00086579.pdf
...Wednesday, October 14, 2020 9:00 AM
EFTA00086581
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their respective...
EFTA00069147.pdf
...Wednesday, September 16, 2020 9:20 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Judge Cave,
The criminal, corrupt relationship between the SEC/Handler/NITE goes further.
Doesn't it Mr Repetto?
For the Sell Siders on this e mail:
Please tell...
EFTA00156400.pdf
...3:12-CR-40 (JBA),
2014 WL 252013, at *4 (D. Conn. Jan. 22, 2014), aff'd, 744 F. App'x 716 (2d Cir. 2018)
(summary order) (distinguishing between a § 371 conspiracy to "commit theft from an interstate
shipment and to transport stolen property across state lines" and one to...
EFTA00070565.pdf
...Wednesday, October 14, 2020 9:32 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
From: Chris Dilorio .zz
>
Sent: Wednesday, October 14, 2020 9:00 AM
EFTA00070576
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix...
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