1,557 results for "Dec 3 2014"

Page 61 of 63
EFTA00091035.pdf
OCR Confidence: 85%  •  4292.5 KB
...and also the topic in a March 2014 letter I sent to the SEC. In the end, the emergency funding was NOT collateral based. The participants knew exactly what a fraud the KCG balance sheet was. After the stock was decimated to $3, the deal was a convertible with a...
EFTA00079641.pdf
OCR Confidence: 85%  •  4328.0 KB
...and also the topic in a March 2014 letter I sent to the SEC. In the end, the emergency funding was NOT collateral based. The participants knew exactly what a fraud the KCG balance sheet was. After the stock was decimated to $3, the deal was a convertible with a...
EFTA00070722.pdf
OCR Confidence: 85%  •  6763.0 KB
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER...
EFTA00092123.pdf
OCR Confidence: 85%  •  3850.5 KB
...and also the topic in a March 2014 letter I sent to the SEC. In the end, the emergency funding was NOT collateral based. The participants knew exactly what a fraud the KCG balance sheet was. After the stock was decimated to $3, the deal was a convertible with a...
EFTA00102521.pdf
OCR Confidence: 85%  •  7693.8 KB
...MID ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org) EFTA00102542 Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER...
EFTA00039689.pdf
OCR Confidence: 85%  •  6837.1 KB
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER...
EFTA00143287.pdf
OCR Confidence: 85%  •  10433.6 KB
...Dec 31.3]V a 10 4 aek. %rcl- Rear nolcame wormer" heel- malice Oa Toe. Deo 31. ZIO4 m 104. creamed-solar"' ebkarmuic clim-'peoconmel_ • ran salm'acm. leanly Mat ans.sonl: lotemet: lame' cle'sug $0 jog io ilea ~eta yai gays mama le me me =OM Le...
EFTA00097481.pdf
OCR Confidence: 85%  •  6551.0 KB
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER...
EFTA00067130.pdf
OCR Confidence: 85%  •  7350.2 KB
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER...
EFTA00148445.pdf
OCR Confidence: 85%  •  4195.3 KB
...Jeff Pegues of the CBS Evening NewsVI (10/22, story 3, 2:00, O'Donnell, 3.96M) reported, "The cyber security alert says the Russian hacks began last month, targeting dozens of government and aviation computer networks in the United States, successfully obtaining data from at least two victim servers...
EFTA00149721.pdf
OCR Confidence: 85%  •  3962.1 KB
...Bloomberg (5/20, Litvan, House, 3.57M) reports that there are "concerns among some Republicans that the commission would create additional political peril. The House legislation establishing the 10-member panel requires a final report by Dec. 31, of this year, almost guaranteeing that it would resonate into 2022." Sen...
EFTA00082705.pdf
OCR Confidence: 85%  •  7855.8 KB
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER...
EFTA00095591.pdf
OCR Confidence: 85%  •  4525.4 KB
...and also the topic in a March 2014 letter I sent to the SEC. In the end, the emergency funding was NOT collateral based. The participants knew exactly what a fraud the KCG balance sheet was. After the stock was decimated to $3, the deal was a convertible with a...
EFTA00135796.pdf
OCR Confidence: 85%  •  4126.9 KB
...Jeff Pegues of the CBS Evening NPWq (10/22, story 3, 2:00, O'Donnell, 3.96M) reported, "The cyber security alert says the Russian hacks began last month, targeting dozens of government and aviation computer networks in the United States, successfully obtaining data from at least two victim servers...
EFTA00148034.pdf
OCR Confidence: 85%  •  4858.8 KB
...3 election to ascertain Biden as the apparent winner." Biden's transition team "raised $7.3 million between the election and the GSA releasing funds." White House Aides Say Ignoring Trump Is Easier Now That Biden Is President. The Washington Post (2/22, Parker, Viser, 10.52M) reports that while...
EFTA00633220.pdf
OCR Confidence: 85%  •  2898.0 KB
...03/26/2017 Sun, 26 Mar 2017 07:43:46 +0000 CHUCK BERRY_GODDAMN_interview BY LUKE DITTRICH_Dec._18,2011.docx; These_86_Programs_Would_Lose_Federal_Fun—ding_Uitder_Trump_Bloomberg_March_16, 20 I 7.docx image.png; image(I).png; image(2).png; image(3).png...
EFTA00692779.pdf
OCR Confidence: 85%  •  2057.1 KB
...1, 1978, to Dec. 31, 1989. Along the way, he put an end to the career of the Tammany boss Carmine G. De Sapio and served two years as a councilman and nine more in Congress representing, with distinction, the East Side of Manhattan. With his trademark — "How'm I...
EFTA00065268.pdf
OCR Confidence: 85%  •  4731.6 KB
...and also the topic in a March 2014 letter I sent to the SEC. In the end, the emergency funding was NOT collateral based. The participants knew exactly what a fraud the KCG balance sheet was. After the stock was decimated to $3, the deal was a convertible with a...
EFTA00083075.pdf
OCR Confidence: 85%  •  5138.0 KB
...and also the topic in a March 2014 letter I sent to the SEC. In the end, the emergency funding was NOT collateral based. The participants knew exactly what a fraud the KCG balance sheet was. After the stock was decimated to $3, the deal was a convertible with a...
EFTA00094440.pdf
OCR Confidence: 85%  •  5602.4 KB
...and also the topic in a March 2014 letter I sent to the SEC. In the end, the emergency funding was NOT collateral based. The participants knew exactly what a fraud the KCG balance sheet was. After the stock was decimated to $3, the deal was a convertible with a...
EFTA00072287.pdf
OCR Confidence: 85%  •  5050.9 KB
...and also the topic in a March 2014 letter I sent to the SEC. In the end, the emergency funding was NOT collateral based. The participants knew exactly what a fraud the KCG balance sheet was. After the stock was decimated to $3, the deal was a convertible with a...
EFTA00065335.pdf
OCR Confidence: 85%  •  5075.5 KB
...and also the topic in a March 2014 letter I sent to the SEC. In the end, the emergency funding was NOT collateral based. The participants knew exactly what a fraud the KCG balance sheet was. After the stock was decimated to $3, the deal was a convertible with a...
EFTA00149061.pdf
OCR Confidence: 85%  •  5052.8 KB
...Coronavirus - 10 minutes, 50 seconds Senate-SCOTUS Seat - 8 minutes, 30 seconds Tropical Storm Beta - 3 minutes, 25 seconds Louisville-Breonna Taylor Case - 3 minutes, 20 seconds Story Lineup From This Morning's Radio News Broadcasts: ABC: Coronavirus-Deaths Milestone; Trump-Mail-In Voting; Seattle-Police Cuts Veto; Louisville- Breonna...
EFTA00064843.pdf
OCR Confidence: 85%  •  4874.6 KB
...and also the topic in a March 2014 letter I sent to the SEC. In the end, the emergency funding was NOT collateral based. The participants knew exactly what a fraud the KCG balance sheet was. After the stock was decimated to $3, the deal was a convertible with a...

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