1,948 results for "December 1 2016"

Page 67 of 78
EFTA00069181.pdf
OCR Confidence: 85%  •  4811.1 KB
...WV:Vi.sec.q ov New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to Keener involvement. https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf Case No. 2:16-cv-03250 1 2 3 4 5 6...
EFTA00091093.pdf
OCR Confidence: 85%  •  8983.9 KB
...OTC Pink Basic Disclosure Guidelines (v2.1 December 2019) Page 1 of 23 . Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines backend.otcmarkets.com Back in 2010, AV1 Group New York was controlled by a Moussa Traore SEC FORM D Who happens to have the same name as former...
EFTA00092123.pdf
OCR Confidence: 85%  •  3850.5 KB
...UP 90% from December 2019 https://www.sec.gov/Archives/edgar/data/1592386/000110465920057660/tm2018404d1 ex99-1.htm SEC.gov I HOME Exhibit 99.1 . Virtu Announces First Quarter 2020 Results . NEW YORK, NY, May 7, 2020 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products...
EFTA00074964.pdf
OCR Confidence: 85%  •  2237.7 KB
...7, 2016). I declare under penalty of perjury that the foregoing is true and correct. Executed on July 1, 2020. By: Is/Laura A. Menninger Laura A. Menninger 2 EFTA00074987 CagesR15.614034994AffenDbetanORM242(FiaRaThat/RagEitigef3149f 3 CERTIFICATE OF SERVICE I certify that on July 1, 2020, I electronically served this Declaration...
EFTA00069900.pdf
OCR Confidence: 85%  •  2386.3 KB
...In March 2016, Pinto-Thomaz passed the inside information about the paint merger to Jeremy Millul, a friend, and to Abell Oujaddou, his hairdresser, so that they could "use it to make profitable trades in Valspar stock and options.," Berman said. On March 21, 2016, the first trading day after...
EFTA00085684.pdf
OCR Confidence: 85%  •  2402.1 KB
...In March 2016, Pinto-Thomaz passed the inside information about the paint merger to Jeremy Millul, a friend, and to Abell Oujaddou, his hairdresser, so that they could "use it to make profitable trades in Valspar stock and options.," Berman said. On March 21, 2016, the first trading day after...
EFTA00104460.pdf
OCR Confidence: 85%  •  4069.9 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00064662.pdf
OCR Confidence: 85%  •  3077.5 KB
...www.sec.gov New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to Keener involvement. https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf EFTA00064675 Case No. 2:16-cv-03250 1 2 3 4 5 6 7...
EFTA00065103.pdf
OCR Confidence: 85%  •  9177.5 KB
...OTC Pink Basic Disclosure Guidelines (v2.1 December 2019) Page 1 of 23 . Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines backend.otcmarkets.com Back in 2010, AV1 Group New York was controlled by a Moussa Traore SEC FORM D Who happens to have the same name as former...
EFTA00262413.pdf
OCR Confidence: 85%  •  8696.0 KB
...18/03/2016 .41r1Ea...<:1 O ‹:) 'e 's Time : 13:05:44 TALBUC CCW,E1J 1 -0 Fr -C ' Entity Type : Date • PEARCE, amcgortomE 1 14..-3\1 Page 8 5:51S fRabetkci \ST X3 1S Notation Text / ‘I iCciMs 6E-IQTREL-iKiK AC•cocArr actq *colaw.imart tNatAzmEN-r...
EFTA00070529.pdf
OCR Confidence: 85%  •  3189.9 KB
...voArv; sec gov EFTA00070541 New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to Keener involvement. https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf Case No. 2:16-cv-03250 1 2 3 4 5 6 7...
EFTA00069247.pdf
OCR Confidence: 85%  •  2610.4 KB
...See (1, 0 V New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to Keener involvement. https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf Case No. 2:16-cv-03250 1 2 3 4 5 6 7...
EFTA00136474.pdf
OCR Confidence: 85%  •  4930.3 KB
...Department of Justice for its review." The subpoena also demands "all records related to requests" to the General Services Administration or the Office of the Inspector General for the GSA for "presidential transition records from November 2016 through December 2017." The FBI must provide "these documents to the committee by...
EFTA00082947.pdf
OCR Confidence: 85%  •  8381.5 KB
...OTC Pink Basic Disclosure Guidelines (v2.1 December 2019) Page 1 of 23 . Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines backend.otcmarkets.com Back in 2010, AV1 Group New York was controlled by a Moussa Traore SEC FORM D Who happens to have the same name as former...
EFTA00071827.pdf
OCR Confidence: 85%  •  4165.1 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00069109.pdf
OCR Confidence: 85%  •  3142.3 KB
...34 ... ;'u_SEC (7,0V New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to Keener involvement. https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf Case No. 2:16-cv-03250 1 2 3 4 5 6...
EFTA00102264.pdf
OCR Confidence: 85%  •  4473.4 KB
...voArv; sec gov EFTA00102297 New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to Keener involvement. https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf Case No. 2:16-cv-03250 1 2 3 4 5 6 7...
EFTA00069926.pdf
OCR Confidence: 85%  •  2439.5 KB
...On March 21, 2016, the first trading day after the public announcement of the acquisition, the price of Valspar stock increased approximately 23 percent over the prior day's close. Millul, a Manhattan jeweler opened a brokerage account on March 13, 2016, and shortly thereafter purchased 480 shares of Valspar...
EFTA00071708.pdf
OCR Confidence: 85%  •  3182.9 KB
...New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to Keener involvement. https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf Case No. 2:16-cv-03250 1 2 3 4 5 6 7 8 9 10 11...
EFTA00078082.pdf
OCR Confidence: 85%  •  3261.7 KB
...WV:Vi.sec.q ov New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to Keener involvement. https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf Case No. 2:16-cv-03250 1 2 3 4 5 6...
EFTA00064615.pdf
OCR Confidence: 85%  •  3660.6 KB
...UP 90% from December 2019 https://www.sec.gov/Archives/edgar/data/1592386/000110465920057660/tm 2018404d1 ex99-1.htm SEC.gov I HOME Exhibit 99.1 . Virtu Announces First Quarter 2020 Results . NEW YORK, NY, May 7, 2020 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and...
EFTA00098380.pdf
OCR Confidence: 85%  •  2665.1 KB
...WV:Vi.sec.q ov New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to Keener involvement. https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf Case No. 2:16-cv-03250 1 2 3 4 5 6...
EFTA00078132.pdf
OCR Confidence: 85%  •  3262.3 KB
...See (1, 0 V New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to Keener involvement. https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf Case No. 2:16-cv-03250 1 2 3 4 5 6 7...
EFTA00070998.pdf
OCR Confidence: 85%  •  9436.1 KB
...OTC Pink Basic Disclosure Guidelines (v2.1 December 2019) Page 1 of 23 . Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines backend.otcmarkets.com Back in 2010, AV1 Group New York was controlled by a Moussa Traore SEC FORM D Who happens to have the same name as former...
EFTA00086579.pdf
OCR Confidence: 85%  •  3304.8 KB
...See (1, 0 V New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to Keener involvement. https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf Case No. 2:16-cv-03250 1 2 3 4 5 6 7...

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