1,721 results for "Jan 3 2018"
Page 67 of 69
EFTA00065405.pdf
...enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in...
EFTA00094212.pdf
...enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in...
EFTA00067932.pdf
...enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in...
EFTA00096058.pdf
...govienforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in...
EFTA00161600.pdf
...On Jan. 15, 2018, Walmart
notified Thornton police that they were investigating a scheme involving stolen credit card
information. The Thornton detectives partnered with the FBI, the U.S. Postal Service,
Department of Homeland Security and the State Department pursuing the international case,
according to a news release."
OTHER WASHINGTON...
EFTA00162630.pdf
...Koch officials
worked closely with the administration and Congress to enact the First
Step Act, a criminal justice overhaul in 2018. But they also opposed
Trump's trade wars and nativist immigration policies.
The Seminar Network, as Koch's groups were previously known, rebranded
last year under the name Stand...
EFTA00069339.pdf
...enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in...
EFTA00138265.pdf
...24, 2019 at 3:23 PM
> wrote:
Hi Samanta,
Attached starting at p. 26, please find the application and NCIC check form. Paralegals must submit new
applications yearly to retain legal visiting privileges. Please be advised, our records reflected that your
last application expired in September 2018. Please complete the...
EFTA00104460.pdf
...KCG_Appendix 3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR 3-20-13-penultimate draft.docx; KCG Appendix_3-20_13_pentiltimate.pdf;
Cifti.jpg; Blostein.jpg; KCGMarch2017.jpg; FINRA.jpg
SONY Judges,
per below: the BD SRO FINRA (not SEC) Nov 2020...
EFTA00129645.pdf
...JAN 3
. 1. 21:1136 1
Page Number: 55
Bill Date: 01/01/2006
SANTA MONICA CA
90405-4729
LOCAL TOLL CALLS
DIRECT DIALED CALLS
DATECALLTOHRMINPA TELNO MIN PL CPTSLN FROM
REF
1227SAN C
1
41181T
<0A
1231SAN C
1
43181T
<0A
.14 J OR
.08 J OR
TOTAL VERIZON...
EFTA00093044.pdf
...099, 2002 WL 31410262, at *3 (E.D.N.Y. Oct. 10, 2002)
(same); see also United States v. Casteneda, No. 18 Cr. 047, 2018 WL 888744, at *9 (N.D. Cal.
Feb. 2018) (same); United States v. Anderson, 384 F. Supp. 2d 32, 41 (D.D.C. 2005) (same...
EFTA00150161.pdf
...Flynn's lies were not a crime because they were not connected to a legitimate investigation."
Also reporting on the move are CBS News (7/30, Hymes, 3.68M), ABC News (7/30, Mallin,
2.97M), BBC World News (UK) (7/30, 3.28M), The Washington Examiner (7/30, Chaitin...
EFTA00150682.pdf
...US-Coronavirus - 7 minutes, 5 seconds
US-Reopening Schools - 4 minutes, 50 seconds
Trump-Stone Sentence - 3 minutes, 55 seconds
Trump-Reopening Schools - 3 minutes, 45 seconds
San Diego-Navy Ship Explosion - 3 minutes, 40 seconds
White House-Fauci Tensions — 2 minutes, 20 seconds
Trump-Mask Use - 40 seconds
Story...
EFTA00091035.pdf
...enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in...
EFTA00593752.pdf
...BIOMATICS CAPITAL PARTNERS, LP
HIGHLY CONFIDENTIAL - NOT FOR DISTRIBUTION
EFTA00593758
Structural Change
6
5
4
U)
O
•
3
U)
1
0
OLD MEDICINE is contributing to
unsustainable rise in healthcare
costs...
• Doctor-driven disease management of
acute conditions
• Symptom / point of origin diagnostics
• Expensive, broad-based hit or
drug development...
EFTA00067752.pdf
...enforce/34.84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in...
EFTA00102521.pdf
...enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in...
EFTA00065268.pdf
...enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in...
EFTA00056410.pdf
...gave $3 million "Breakthrough Awards" to two math
professors. You can give me a similar award. Lord Robert May of Oxford, former President of
the Royal Society, wrote to me in 2007, "I thought your analysis of the bee epidemic was
nice, and could well be useful." In 2018, I...
EFTA00067130.pdf
...enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in...
EFTA00074744.pdf
...Testament of Jeffrey Epstein
are collectively attached as Exhibit 3.
2
EFTA00074745
the 1953 Trust. On January 16, 2020, the Government filed a Criminal Activity Lien against the
Estate to secure its claims against the Estate. Criminal Activity Lien Not. (Jan. 16, 2020), Exhibit
5.
As the Plaintiff in that...
EFTA00082705.pdf
...enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in...
EFTA00094540.pdf
SDNY News Clips, Wednesday, February 12, 2020
SDNY News Clips
Wednesday, February 12, 2020
Contents
Public Corruption
2
Avenatti
2
Epstein
3
Violent and Organized Crime
5
Ray
5
Gomez
9
Berry
10
Securities and Commodities Fraud
11
Madoff
11
General Crimes
13
Reynolds and Cohen
13
Money Laundering and...
EFTA00104913.pdf
SDNY News Clips, Wednesday, February 12, 2020
SDNY News Clips
Wednesday, February 12, 2020
Contents
Public Corruption
2
Avenatti
2
Epstein
3
Violent and Organized Crime
5
Ray
5
Gomez
9
Berry
10
Securities and Commodities Fraud
11
Madoff
11
General Crimes
13
Reynolds and Cohen
13
Money Laundering and...
EFTA00136474.pdf
...3," and he "allege[d] the second bank robbery took place at 3:30 p.m. Thursday."
New Jersey Police Officer Charged With Falsifying Information On Search Warrant.
The Trentonian (NJ)
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