1,809 results for "Dec 10 2014"

Page 71 of 73
EFTA00065103.pdf
OCR Confidence: 85%  •  9177.5 KB
...Form 10-K - Filed by newsfilecorp.com (sec.gov) TEC TECHNOLOGY, INC. - sec.gov UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 . FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF vo.v,,rsec cloy Cemtrex...
EFTA00106555.pdf
OCR Confidence: 85%  •  11180.2 KB
...1 • r Mon, Dec 10.201a Senatsm But LImbsaGlad EFTA00106627 NEW YORK MCC INVENTORY REPORT BY LOCATION AMMUNMONi LOCATION: CALIBER 9MM BOOM:: LOCATION: SERIAL I 4152 GENERAL ITEMS: LOCATION: ITEM BAG HOLSTER MAGAZINE MAGAZINE MAGAZINE MICROPHONE POUCH WEAPONS:_ LOCATION: CALIBER 9MM Morning Watch: Day Watch: Evening Watch: Discrepancies ESCORT BAG...
EFTA00092123.pdf
OCR Confidence: 85%  •  3850.5 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office EFTA00092125 https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML...
EFTA00094212.pdf
OCR Confidence: 85%  •  3884.6 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00067932.pdf
OCR Confidence: 85%  •  6985.9 KB
...1Q2017 (below) where total equity market making share volumes were "a hair OVER 10 billion shares per day": 10.082 billion shares per day to be exact. KCG 1Q2017: 154 mil trading revenue 93.589 mil commissions/fees eps .05/ 67 mil shares outstanding Since Dougie "Mr Transparency" Cifu won...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...Per below: "Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,I mean April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first quarter " Meaning: 10 2021 equity market...
EFTA00102521.pdf
OCR Confidence: 85%  •  7693.8 KB
...Per below: "Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,I mean April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first quarter " Meaning: 10 2021 equity market...
EFTA00067669.pdf
OCR Confidence: 85%  •  2166.4 KB
SDNY News Clips, Tuesday, June 25, 2019 SDNY News Clips Tuesday, June 25, 2019 Contents Civil 2 NYCHA 2 Complex Frauds and Cybercrime 10 Pierce 10 Kromah 12 White Plains 14 Parmar 14 Henning 20 Securities and Commodities Fraud 23 Ceglia 23 Public Corruption 26 Calk 26 Epstein 28 Matters...
EFTA00067130.pdf
OCR Confidence: 85%  •  7350.2 KB
...Per below: "Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,I mean April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first quarter " Meaning: 10 2021 equity market...
EFTA00064615.pdf
OCR Confidence: 85%  •  3660.6 KB
...In 1Q2020, the receivable at NITE was up 90% or $1.2 BILLION from Dec 2019 to $2.562,721 billion Per the extensive record Janey: fails: because of self clearing are booked as a receivable. FRAUD. no intention of delivering. More accurately a liability. AND per my 2013 TCR...
EFTA00082705.pdf
OCR Confidence: 85%  •  7855.8 KB
...Per below: "Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,l mean April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first quarter " Meaning: 10 2021 equity market...
EFTA00096577.pdf
OCR Confidence: 85%  •  3949.6 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00079641.pdf
OCR Confidence: 85%  •  4328.0 KB
...Wednesday, October 14, 2020 10:17 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Different version/additional information From: Chris Dilorio Sent: Wednesday, September 23, 2020 7:18 PM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00148398.pdf
OCR Confidence: 85%  •  4234.8 KB
...The Minneapolis Star Tribune (11/12, Mannix, 1.04M) reports, "The three men drove through the night in a rented pickup truck with a bag full of automatic rifles in the back seat, and after 10 hours on the road Michael Hari revealed the objective of their trip. 'We're...
EFTA00160751.pdf
OCR Confidence: 85%  •  5654.7 KB
...It would have subpoena power and be charged with issuing a final report by Dec. 31, along recommendations to prevent future attacks." Axios (5/14, 1.26M) says, "Legislation will establish a 10-person bipartisan commission. Five commissioners, including the chair, will be appointed by House Speaker Nancy Pelosi and...
EFTA00095591.pdf
OCR Confidence: 85%  •  4525.4 KB
...S7-11-10] RIN 3235-AK51 Consolidated Audit Trail AGENCY: Securities and Exchange Commission ACTION: Final rule. SUMMARY: The Securities and Exchange Commission ("Commission") is adopting Rule 613 under the Securities Exchange Act of 1934 ("Exchange Act" or "Act") to require national www.sec.gov STILL not up and running...
EFTA00065268.pdf
OCR Confidence: 85%  •  4731.6 KB
...Mon, 19 Apr 2021 22:10:49 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG TCR 3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf Welcome to Episode number: I lost track: of SEC criminal obstruction...
EFTA00091035.pdf
OCR Confidence: 85%  •  4292.5 KB
...For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint...
EFTA00064843.pdf
OCR Confidence: 85%  •  4874.6 KB
...Monday, April 19, 2021 4:10 PM EFTA00064845 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Welcome to Episode number: I lost track: of SEC criminal obstruction/corruption while screwing the public it is mandated to protect and screwing the whistleblower who caught them...
EFTA00133624.pdf
OCR Confidence: 85%  •  24673.5 KB
...M those of an itithvidual at pumerdlip of five or fewer FORM USAi2I I Signahn of United State, Office Re-mien:alive Dec FEB. 2014 EFTA00133825 NAVY FEDERAL Credit Union CERTIFICATION STATEMENT in reply refer to: The undersigned is a duly authorized custodian of records of NAVY FEDERAL CREDIT UNION...
EFTA00136693.pdf
OCR Confidence: 85%  •  6080.8 KB
...DEA's Interim Final Hemp Rule Exceeds Limits Of 2018 Farm Bill. • Bill Clinton Dined With Ghislaine Maxwell In 2014. International News • UK Reintroduces Restrictions Meant To Curb Virus Spread. • Experts Warn Restriction Fatigue Fueling Increase In Cases In Europe. • Peace Talks Eyed As Path To End Fighting In Somalia...
EFTA00040963.pdf
OCR Confidence: 85%  •  60567.4 KB
...International expressed concern that conditions on 10 South "fall short of international standards for humane treatment" and "appear incompatible with the presumption of innocence." The brutal nature of life on the unit, including its extreme conditions of isolation, were also documented in a 2014 Human 8 EFTA00041045 Rights Watch Report...
EFTA00072287.pdf
OCR Confidence: 85%  •  5050.9 KB
...also NETE reported 10 2021 earnings today. I know Janey was working around the clock to find the SBNY SEC Edgar page as it mysteriously went missing. I hope you can do a better job finding them. TIA "1 off's"???? Too f'n funny Cheers! Chris From: Chris Dilorio...
EFTA00083075.pdf
OCR Confidence: 85%  •  5138.0 KB
...In 10 2021, more than 4 TRILION shares of OTCM money laundering shells were traded. Money laundering shells like SEC reporting HWIN and hundreds just like it. Bitcoin continues to be mined in China, Russia, and Belarus. Bitcoin claims to have a limited supply. But, can that actually be verified...
EFTA00065335.pdf
OCR Confidence: 85%  •  5075.5 KB
...Monday, April 19, 2021 4:10 PM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Welcome to Episode number: I lost track: of SEC criminal obstruction/corruption while screwing the public it is mandated to protect and screwing the whistleblower who caught them: ME...

Search Tips

Ask the Files