359 results for "October 03 2014"

Page 13 of 15
EFTA00340944.pdf
OCR Confidence: 85%  •  82566.9 KB
...reused up to 345 days after the last stopover - that was outbound flight on November 21st 2014, so December 2015 is after 345 days. So we can change return only to depart by October 31st with add collect 111.00USD. For December will be new one way ticket. Let me...
EFTA00078132.pdf
OCR Confidence: 85%  •  3262.3 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00078133 The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective...
EFTA00064699.pdf
OCR Confidence: 85%  •  1984.6 KB
...Forbes KTLA-CW (Los Angeles CA) Newsweek NATIONAL SECURITY Politico: "A top terrorism fighter's dire warning," Betsy Woodruff Swan, July 09, 2020, 10:03 PM America's intelligence agencies risk slipping back into dangerous pre-9/11 habits, a recently departed top counterterrorism official is warning in his first...
EFTA00076843.pdf
OCR Confidence: 85%  •  3333.8 KB
...Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00076845 From: Chris Dilorio Sent: Wednesday. October 14. 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capiital TCR & Appendix The...
EFTA00067702.pdf
OCR Confidence: 85%  •  4097.1 KB
...Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00067715 From: Chris Dilorio Sent: Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The...
EFTA00674046.pdf
OCR Confidence: 85%  •  3570.6 KB
...From January to October, murders increased by 18 percent, and street robberies jumped by 48 percent compared to the same time last year, according to the state's security institute. Rio organizers still owe creditors about $40 million. Four of the new arenas in the main Olympic Park have failed...
EFTA00141295.pdf
OCR Confidence: 85%  •  25726.8 KB
...EFTA00141298 All other disciplines are tentatively scheduled to be completed by October 2024. It is anticipated that the workforce planning tool will be fully utilized beginning in October 2024. (5) OIG requests FBOP to provide an analysis of whether the new incentives mentioned in its previous status update have made...
EFTA00083150.pdf
OCR Confidence: 85%  •  3787.1 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00040288.pdf
OCR Confidence: 85%  •  4120.0 KB
...Wednesday, October 14, 2020 10:17 AM To: EFTA00040289 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Different version/additional information From: Chris Dilorio Sent: Wednesday, September 23, 2020 7:18 PM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital...
EFTA00098841.pdf
OCR Confidence: 85%  •  8617.1 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00079641.pdf
OCR Confidence: 85%  •  4328.0 KB
...Wednesday, October 14, 2020 10:17 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Different version/additional information From: Chris Dilorio Sent: Wednesday, September 23, 2020 7:18 PM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00097262.pdf
OCR Confidence: 85%  •  3966.2 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00237405.pdf
OCR Confidence: 85%  •  52461.4 KB
...German Bun& 2008 2009 2010 2011 2012 2013 2014 Munich / Frankfurt (Weighted Avg.) .Gemtan toYR Bund vi vii R3C Source: Real Capital Analytics, October 2015. Source: CBRE ERIX Database. October 2015. CONFIDENTIAL UBSTERRAMAR00001857 EFTA00237488 Overview of Blackstone Real Estate Partners Europe V The real estate operating environment remains stable, with...
EFTA00104460.pdf
OCR Confidence: 85%  •  4069.9 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00091093.pdf
OCR Confidence: 85%  •  8983.9 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (finra.org) EFTA00091134 Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis...
EFTA00078082.pdf
OCR Confidence: 85%  •  3261.7 KB
...In a 2014 letter to the SEC, I detailed the first 2 months of NITE OTCM share volumes. When the 1Q2014 10Q was filed, these volumes were confirmed: An ASTRONOMICAL increase sequentially as well as year over year. These share volumes/my letter/TCR SHOULD have triggered an immediate SEC...
EFTA00095591.pdf
OCR Confidence: 85%  •  4525.4 KB
...Wednesday, October 14, 2020 10:17 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Different version/additional information From: Chris Dilorio Sent: Wednesday, September 23, 2020 7:18 PM EFTA00095600 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR...
EFTA00071898.pdf
OCR Confidence: 85%  •  4747.9 KB
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Sat, 03 Apr 2021 14:41:42 +0000 KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR 3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate...
EFTA00071827.pdf
OCR Confidence: 85%  •  4165.1 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00086579.pdf
OCR Confidence: 85%  •  3304.8 KB
...Wednesday, October 14, 2020 9:00 AM EFTA00086581 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective...
EFTA00065103.pdf
OCR Confidence: 85%  •  9177.5 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (finra.org) EFTA00065147 Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis...
EFTA00039828.pdf
OCR Confidence: 85%  •  3343.8 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do...
EFTA00086617.pdf
OCR Confidence: 85%  •  3382.4 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do...
EFTA00069970.pdf
OCR Confidence: 85%  •  4295.0 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00088144.pdf
OCR Confidence: 85%  •  3421.8 KB
...In a 2014 letter to the SEC, I detailed the first 2 months of NITE OTCM share volumes. When the 1Q2014 10Q was filed, these volumes were confirmed: An ASTRONOMICAL increase sequentially as well as year over year. These share volumes/my letter/TCR SHOULD have triggered an immediate SEC...

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