672 results for "August 23 2007"

Page 20 of 27
EFTA00082705.pdf
OCR Confidence: 85%  •  7855.8 KB
...www.finra.org FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the SEC/FINRA and their PFOF/Best execution "requirements" Regulatory Notice 21-23 I FINRA.org Regulatory Notice 21-23 I FINRA.org Summary FINRA is issuing this Notice...
EFTA00098380.pdf
OCR Confidence: 85%  •  2665.1 KB
...my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails...
EFTA00069042.pdf
OCR Confidence: 85%  •  2825.9 KB
...my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails...
EFTA00069571.pdf
OCR Confidence: 85%  •  9608.6 KB
...www.finra.org FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the SEC/FINRA and their PFOF/Best execution "requirements" Regulatory Notice 21-23 1 FINRA.org Regulatory Notice 21-23 I FINRA.org Summary FINRA is issuing this Notice...
EFTA00266270.pdf
OCR Confidence: 85%  •  8230.1 KB
...23.10 RIVER MURRAY LEVY 58.60 / 54 S 5.05 BALANCE TO HOMESTART BALANCE HELD BY BOYLAN & CO S 137,236.00 S 49,609.98 - k-1 ( L TOTAL S 195,685.46 S 195,685.46 BOYLAN & CO Per SUE STEPHENS Conveyancing Clerk DATED: 6th August 2008...
EFTA00082825.pdf
OCR Confidence: 85%  •  8114.4 KB
...www.finra.orn FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the SEC/FINRA and their PFOF/Best execution "requirements" Regulatory Notice 21-23 1 FINRA.org Regulatory Notice 21-23 I FINRA.org EFTA00082836 Summary FINRA is issuing this...
EFTA00268891.pdf
OCR Confidence: 85%  •  14448.2 KB
...23/04/2012 21:52:41 OPSP RML ARRANGEMENT FILE ON HOLD PENDING FURTHER PAYMENT(S) 23/04/2072 21:52:41 OPSP RML ARRANGEMENT ACCOUNT STATUS HAS BEEN CHANGED TO PART PAID. 23/04/2012 21:52:41 OPSP RML ARRANGEMENT SAVED ACCOUNT ID: CCOUNT NAME: JACQUELINE CAROL PEARCE...
EFTA00083403.pdf
OCR Confidence: 85%  •  3542.6 KB
...my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails...
EFTA00083446.pdf
OCR Confidence: 85%  •  3701.1 KB
...my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails...
EFTA00069109.pdf
OCR Confidence: 85%  •  3142.3 KB
...my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails...
EFTA00161110.pdf
OCR Confidence: 85%  •  1368.9 KB
FBI PUBLIC AFFAIRS - DIRECTOR'S AM NEWS BRIEFING WEDNESDAY, AUGUST 21, 2019 5:00 AM EDT Three Arrested In Domestic Terror Threats Across US On Tuesday. David Muir opened ABC World News Tonight (8/20, lead story, 2:30, 6.49M) 'with the disturbing new headline, after El Paso and...
EFTA00066454.pdf
OCR Confidence: 85%  •  3572.2 KB
...my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails...
EFTA00587914.pdf
OCR Confidence: 85%  •  1696.1 KB
...gave a sworn statement to two FBI agents and an Assistant United States Attorney on April 24, 2007 before she had hired Edwards and RRA. L.M. had a different attorney at the time she gave her sworn testimony. In April of 2007, she testified: A girlfriend introduced her to...
EFTA00083600.pdf
OCR Confidence: 85%  •  3446.8 KB
...my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails...
EFTA00070998.pdf
OCR Confidence: 85%  •  9436.1 KB
...www.finra.org FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the SEC/FINRA and their PFOF/Best execution "requirements" Regulatory Notice 21-23 1 FINRA.org Regulatory Notice 21-23 I FINRA.org Summary FINRA is issuing this Notice...
EFTA00071284.pdf
OCR Confidence: 85%  •  9841.4 KB
...www.finra.org FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the SEC/FINRA and their PFOF/Best execution "requirements" Regulatory Notice 21-23 I FINRA.org Regulatory Notice 21-23 I FINRA.org Summary FINRA is issuing this Notice...
EFTA00070565.pdf
OCR Confidence: 85%  •  3768.3 KB
...my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails...
EFTA00307193.pdf
OCR Confidence: 85%  •  5383.8 KB
...3.Year MM1 December 31 KOSS June 30 NOKI V December 31 CPSE:GN December 31 PLT Man:h 31 RIMM February 26 NTGR December 31 LOGI Man:h 31 2007 NA 4.5% 233% 5.1% 10.1% 64.3% 23.8% 16.9% 0.0% to 75.0...
EFTA00307294.pdf
OCR Confidence: 85%  •  5383.8 KB
...3.Year MM1 December 31 KOSS June 30 NOKI V December 31 CPSE:GN December 31 PLT Man:h 31 RIMM February 26 NTGR December 31 LOGI Man:h 31 2007 NA 4.5% 233% 5.1% 10.1% 64.3% 23.8% 16.9% 0.0% to 75.0...
EFTA00307395.pdf
OCR Confidence: 85%  •  5383.8 KB
...3.Year MM1 December 31 KOSS June 30 NOKI V December 31 CPSE:GN December 31 PLT Man:h 31 RIMM February 26 NTGR December 31 LOGI Man:h 31 2007 NA 4.5% 233% 5.1% 10.1% 64.3% 23.8% 16.9% 0.0% to 75.0...
EFTA00083356.pdf
OCR Confidence: 85%  •  3493.6 KB
...my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails...
EFTA00603264.pdf
OCR Confidence: 85%  •  3962.0 KB
...11:1-23,23). 40 K&E14468443418268112,11 EFTA00603306 B. The Court Improperly Allowed Personal Feelings and Matters Outside the Record to Influence Its SORA Determination. Next, the Court abused its discretion by allowing an apparent personal distaste for Appellant, the nature of the crime for which he pleaded guilty...
EFTA00263504.pdf
OCR Confidence: 85%  •  5345.7 KB
...Phone (08) 8838 4581 Fax (08) 86984358 ASN 96 157 660 818 Weans my, heailh sarrov.ay pesos AI write In response to your letter dated 23 April 2013 in which you are seeicinq information on the,- meetings that have occurred durinffi the year of 2009. between you and I...
EFTA00102999.pdf
OCR Confidence: 85%  •  15947.5 KB
...2290 (US), 2007 WL 2994449 (S.D.N.Y. Oct. 15, 2007) 234 Falter v. United States, 23 F.2d 420 (2d Cir. 1928) 45 Fisher v. United States, 425 U.S. 391 (1976) 140, 146 Flagg v. Yonkers Say. & Loan Ass 'n, 396 F.3d 178 (2d Cir. 2005...

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