873 results for "September 19 2013"
Page 20 of 35
EFTA00083492.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00083518
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00074309.pdf
...David Rodgers Subpoena
We attach flight logs for David Rodgers, dated between January 23, 2006 and September 19, 2013. We understand that these
records will be kept confidential, pursuant to Fed. R. Crim. P. 6(e).
As discussed on the phone last week, we are in the process of obtaining...
EFTA00151495.pdf
...Epstein began discussions in the spring of 2013 about
a potential relationship between Deutsche Bank and Mr. Epstein.
19.
In April of 2013, in preparation for Mr. Epstein's onboarding, a junior
relationship coordinator on the Epstein account (herein, "RELATIONSHIP COORDINATOR-
1") prepared a memorandum for RELATIONSHIP MANAGER-1 to...
EFTA00070950.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00149162.pdf
...used software made in Venezuela at the direction of Hugo
Chavez," who "died in 2013."
The Washington Post (11/19, Zak, Dawsey, 14.2M) says that "for 90 minutes, an
unmasked Rudy and four maskless colleagues - 'an elite strike force team,' according to senior
legal adviser Jenna Ellis - spun a...
EFTA00386261.pdf
...Wed, 31 Jul 2013 10:01:19 +0000
Inline-Images: image00 1 .jpg; image002.png
ppescription:
Description:
Good Morning ... European Markets mixed +1- 50bps (periphery underperforming) ... ASX +0.09%, NKY
-1.45%, KOSPI -0.16%, TWSE -0.68%, SHCOMP +0.19%, HSI -0.32%
EUR 1.3278 (+0.12%) JPY...
EFTA00621909.pdf
...HSBC Bank USA, M, 2013 WL 3306161 at *5 MI
July 1, 2013).
Yours truly,
teeva - 6-
t
ct
.
'
Martin G. Weinberg
cc:
Assistant U.S. Attorney
y's Office
500 South Australian Ave
Suite 400
West Palm Beach, Florida 33401
Roy Black, Esq.
Black, Srebnick, Komspan & Stumpf,
201 South...
EFTA00071487.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00297356.pdf
...19 September 2017 07:20:52
Any changes made after this time are not reflected below
Travel Arrangements for
American Express Travel Record Locator
Agent Details
Centurion Travel Service
2401 W. Behrend Dr Ste.55 M/C 08-03-69
Phoenix Arizona 85027
Toll Free 1-877-877-0987
When...
EFTA00212781.pdf
...19:25
AMERICA II) 1:6
amount ill 6:15
Ann (11 1:17
answer ill 16:1719:19
anybody (4)15:1.9 18:22022
apologize (I)9:8
appntal 111 21:22
appartmly III 13:2
nano .2; 1712
appearances (2) 1:142:6
apprwitale(2) 2:2013...
EFTA00067870.pdf
...From the BD SRO FINRA complaint:
"Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to
understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue
"....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00597681.pdf
...The final close date is defined as the initial closing date of January 7, 2013 or the
most current subsequent closing date.
According to Management, a subsequent closing was
completed on September I I, 2014.
10 Based on the most recent monthly account statement.
EFTA00597686
Alan Halperin, Esq.
October 16...
EFTA00701936.pdf
...According to the
IMF, growth is estimated to reach 2.2 percent in 2012 with a forecast of 3.5 percent growth in 2013. Foreign investment
has increased by 19 percent, although unemployment, the main economic factor behind the revolts last year; remains
high (18 percent). Prime Minister Hamadi Jebali...
EFTA00071898.pdf
...From the BD SRO FINRA complaint:
"Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to
understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue
"....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00585511.pdf
THE BLACK 2006 FAMILY TRUST
RELEASE AND INDEMNIFICATION AGREEMENT
Agreement made as of the
day of
, 2013, by and
between (1) LEON D. BLACK ("LEON"), JOHN J. HANNAN ("JOHN") and RICHARD
RESSLER ("RICHARD"), each individually and as trustee of the BLACK 2006 FAMILY
TRUST (the "Trust"), and (2) LEON, DEBRA...
EFTA00133349.pdf
...FEDERAL BUREAU OF INVESTIGATION
Date of entry
12/06/2039
Pursuant to a Federal Grand Jury subpoena served by the Southern District
of New York, Apple provided the attached response, dated September 19, 2019.
Investigation on
09/19/2019 at
Fik# 90A-NY-3151227-GJ
New York, New York, United...
EFTA00211249.pdf
...Ultimately, on June 19, 2013, the Court denied the Government's motion to dismiss. DE
189. The Court ruled that, based on a proper showing, the victims could obtain the relief of re-
opening the case: "[T]he court concludes that the statue [i.e., the CVRA) is properly interpreted...
EFTA02730996.pdf
...The documentary record suggests that shares were transferred in 2013 to Southern Financial LLC, another entity affiliated with Epstein, where
they remained through at least September 2019. It is unknown whether these shares continue to be held, directly or indirectly, by Epstein's estate
today.
12
Certain Apollo employees assisted...
EFTA00069247.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00069251
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA02730486.pdf
...256
9/29/2015 11:16
255
3/11/2015 12:22
254
7/12/2013 14:47
251
7/12/2013 11:32
al
7/8/2013 13:19
251
7/8/2013 13:16
250
8/12/20110:00
249
7/1/2011 0:00
248
3/23...
EFTA00094182.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00098380.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00098385
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00069042.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00040288.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00127564.pdf
...on September
18 22nd, 2021. This is Special Agent
and
19 the interview is being ended.
20
21
22
23
24
25
EFTA00127624
62
CERTIFICATE
I hereby certify that the foregoing pages
represent an accurate transcript of the
electronic sound recording of the proceedings
before the Department of Justice, Office...
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