990 results for "APRIL 24 2013"

Page 21 of 40
EFTA00397162.pdf
OCR Confidence: 85%  •  434.4 KB
...Wed, 23 Jan 2013 11:01:01 +0000 Inlinc-Images: image00 1 jpg; image002.png ;Description: Description: Good Morning ... Europe mixed +/- 40bps (Italy -0.50%, Swiss/Portugal +1.0%)... ASX +0.18%, NKY -2.08%, KOSPI -0.81%, TWSE -0.19%, SHCOMP +0.25%, HSI -0.10% EUR 1.333...
EFTA00040628.pdf
OCR Confidence: 85%  •  1699.4 KB
...This Court subsequently held two bail hearings related to Weigand, the first on March 17, 2020, and the second on April 24, 2020, culminating in an Order dated April 27, 2020, ordering the defendant's continued detention pending trial. Defendant Akhavan surrendered to the U.S. Marshals in the Central...
EFTA00098593.pdf
OCR Confidence: 85%  •  19923.6 KB
...Sept & Dec April April & Oct Oct April & Oct April April, July. Oct & Jan Oct April, Say, Oct & Jan May May & Nov Nov May & Nov May May. Aug, Nov & Feb Nov May, Aug, Nov & Feb June June & Dec Dec June & Dec June June. Sept, Dec & Mar Dec June, Sept. Dec & Mar...
EFTA00067007.pdf
OCR Confidence: 85%  •  3466.8 KB
...Sunday, April 26, 2020 9:36 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio Sent: Friday, April 24, 2020 8:18 AM < Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00067039 I...
EFTA00608765.pdf
OCR Confidence: 85%  •  7342.2 KB
...In 2013, FMV updated The FMV Restricted Stock Stud?" 24 (the "2013 Discount Study"). At March 2013, the 2013 Discount Study contained data on 779 restricted stock transactions occurring from 1980 to 2013. The study provided data on approximately 50 variables for each transaction. FMV used multiple techniques to define...
EFTA00070565.pdf
OCR Confidence: 85%  •  3768.3 KB
...Sunday, April 26, 2020 9:36 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00070603 From: Chris Dilorio Sent: Friday, April 24, 2020 8:18 AM Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix I...
EFTA00083600.pdf
OCR Confidence: 85%  •  3446.8 KB
...Sunday, April 26, 2020 9:36 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00083631 From: Chris Dilorio Sent: Friday, April 24, 2020 8:18 AM Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix I...
EFTA00094263.pdf
OCR Confidence: 85%  •  2268.6 KB
...Sunday, April 26, 2020 9:36 AM To Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio Sent: Friday, April 24, 2020 8:18 AM Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00094278 I...
EFTA00069109.pdf
OCR Confidence: 85%  •  3142.3 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00039665.pdf
OCR Confidence: 85%  •  2243.5 KB
...www.sec.gov pg 27 "Our stock is subject to a "Global Lock" imposed by the Depository Trust and Clearing Corporation (DTCC)" "On September 24, 2013, we were notified that the DTCC would be placing a 'Global Lock" on the Company's Class A stock as a result of actions...
EFTA00071827.pdf
OCR Confidence: 85%  •  4165.1 KB
...Sunday, April 26, 2020 9:36 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio < Sent: Friday, April 24, 2020 8:18 AM > I>: >;~ Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix I...
EFTA00098507.pdf
OCR Confidence: 85%  •  15607.1 KB
...to 07/24/2010 and then to Paris. Employment: EEC naasIbmk 41 Thomas YY 00000 A6:Irms: 1728 Cat Clue RD pop peach Cowry Jail WEST PAO4 PRAO1. FL 31406-3001 Address: 1514 El Bello Way Patin eseli.ELAIIISLIZIL Page 2 of 2 Accepted 12/30/2013 Accepted 07/26...
EFTA00070950.pdf
OCR Confidence: 85%  •  3794.3 KB
...Sunday, April 26, 2020 9:36 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio Sent: Friday, April 24, 2020 8:18 AM ; Ce; Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00083198.pdf
OCR Confidence: 85%  •  2295.2 KB
...Sunday, April 26, 2020 9:36 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio Sent: Friday, April 24, 2020 8:18 AM u jec : Formal appeal or preliminary denial covered action tuts-u16/ Knight Capital Appendix I am...
EFTA00067702.pdf
OCR Confidence: 85%  •  4097.1 KB
...Sunday, April 26, 2020 9:36 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio Sent: Friday, April 24, 2020 8:18 AM nomplimpr.>: < u je : orma appea or pre iminary enia covere a ion - / Knight Capital TCR & Appendix...
EFTA00083403.pdf
OCR Confidence: 85%  •  3542.6 KB
...Sunday, April 26, 2020 9:36 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio Sent: Friday, April 24, 2020 8:18 AM Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix I am...
EFTA00394115.pdf
OCR Confidence: 85%  •  389.6 KB
...Wed, 06 Mar 2013 11:03:06 +0000 Inline-Images: image00 1 .jpg; image002.png Description: Description: Good Morning ... Europe mostly higher (DAX +0.89%, Italy -0.20%) ... ASX +0.82%, NKY +2.13%, KOSPI +0.20%, TWSE +0.22%, SHCOMP +0.90%, HSI +0.96% EUR 1.3030 (-0...
EFTA00088144.pdf
OCR Confidence: 85%  •  3421.8 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00069970.pdf
OCR Confidence: 85%  •  4295.0 KB
...Sunday, April 26, 2020 9:36 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00070017 From: Chris Dilorio Sent: Friday, April 24, 2020 8:18 AM Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix I...
EFTA00608623.pdf
OCR Confidence: 85%  •  1268.4 KB
...15 21:8 April 22:16 argue 17:11 argued 13:3,10 17:22 argument 6:6,16 13:25 arguments 3:21 12:7,9 12:12,14 arises 8:16 asked 9:17 asks 7:16 assert 3:25 14:12,14,24 asserted 5:20 15...
EFTA00094212.pdf
OCR Confidence: 85%  •  3884.6 KB
...Sunday, April 26, 2020 9:36 AM To Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio < Sent: Friday, April 24, 2020 8:18 AM Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix I am...
EFTA00087338.pdf
OCR Confidence: 85%  •  1241.6 KB
...who was indicted in 2013 on U.S. charges that he had bribed Indian officials to gain access to mining licenses. Barclays reported the 12 transactions, which did not include those tied to the corruption case, in SAR 31000037709600. The indictment was unsealed in April 2014. For years before this...
EFTA00083150.pdf
OCR Confidence: 85%  •  3787.1 KB
...Sunday, April 26, 2020 9:36 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio < Sent: Friday, April 24, 2020 8:18 AM > I>; C >; Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00071433.pdf
OCR Confidence: 85%  •  3885.6 KB
...Sunday, April 26, 2020 9:36 AM To Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00071470 From: Chris Dilorio Sent: Friday, April 24, 2020 8:18 AM Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix I...
EFTA00083356.pdf
OCR Confidence: 85%  •  3493.6 KB
...Sunday, April 26, 2020 9:36 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00083389 From: Chris Dilorio Sent: Friday, April 24, 2020 8:18 AM Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix I...

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