749 results for "December 31 2018"

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EFTA00270372.pdf
OCR Confidence: 85%  •  10251.1 KB
...As your GST tax periods are quarterly, you must lodge a GST return with us for each of the three month periods ending on 30 September, 31 December, 31 March and 30 June. Your GST return will form part of an activity statement that is issued towards the end of...
EFTA00146704.pdf
OCR Confidence: 85%  •  1626.0 KB
...Thank you and hope you are doing great," On 20th November 2018, asked, " -could you ask a you. On 18TH December, wrote to me I never had the chance to do ecause of so h i w can I then be encouraged to before I was as per communication? 24...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00094212.pdf
OCR Confidence: 85%  •  3884.6 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00064615.pdf
OCR Confidence: 85%  •  3660.6 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. U8S agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00069147.pdf
OCR Confidence: 85%  •  3026.7 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00102521.pdf
OCR Confidence: 85%  •  7693.8 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00076359.pdf
OCR Confidence: 85%  •  1447.9 KB
...The same records appear to show that just three days after that, on or about December 3, 2018, the defendant wired $250,000 from the same trust account to another individual named as a possible co-conspirator in the NPA and also identified as one of the defendant's employees...
EFTA00058455.pdf
OCR Confidence: 85%  •  1449.1 KB
...The same records appear to show that just three days after that, on or about December 3, 2018, the defendant wired $250,000 from the same trust account to another individual named as a possible co-conspirator in the NPA and also identified as one of the defendant's employees...
EFTA00096577.pdf
OCR Confidence: 85%  •  3949.6 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00074890.pdf
OCR Confidence: 85%  •  678.9 KB
...s At a hearing before the Court on December 2, 2019, the Court ordered lo turn over her deposition transcript from Maxwell to Mr. Dershowitz. (See Transcript at 21:2-7.) 6 EFTA00074895 casgaf1-( et43§)-tcurneobalniefiFilPiiNilielf36M-V26' rt:fiefilth 13 3. Mr. Dershowitz's Request to Modify the Maxwell Protective...
EFTA00271468.pdf
OCR Confidence: 85%  •  1969.9 KB
...10/27/18 -11/26/181 Payment Due Date December 23, 2018 Minimum Payment Due S35.00 UBS Visa Signature credit card statement Prepared for: GHISLAME MAXWELL Primary Card Number Irking in:MI Page t of 4 Questions? Call 1-800-762-1000 ubs.com/onlineservices Account Summary Activity Summary...
EFTA00190141.pdf
OCR Confidence: 85%  •  10428.3 KB
...2004, New York & Company agreed to make an additional payment to Limited Brands if (i) New York & Company completed an initial public offering pursuant to a registration statement filed on or before December 31.2004 or was sold pursuant to an agreement entered into on or before December 31. 2004...
EFTA00091035.pdf
OCR Confidence: 85%  •  4292.5 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00079641.pdf
OCR Confidence: 85%  •  4328.0 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00039828.pdf
OCR Confidence: 85%  •  3343.8 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00082705.pdf
OCR Confidence: 85%  •  7855.8 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00135832.pdf
OCR Confidence: 85%  •  4005.3 KB
...Lemmons "was arrested in Erie in 2018 on charges that he and his co-defendant, Jasmine L. Carter, 31, also of the Atlanta area, used homeless people to cash fraudulent checks created with stolen account information. Carter was sentenced in September to 31/2 years in federal prison after she...
EFTA00086617.pdf
OCR Confidence: 85%  •  3382.4 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00092123.pdf
OCR Confidence: 85%  •  3850.5 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00070529.pdf
OCR Confidence: 85%  •  3189.9 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00612414.pdf
OCR Confidence: 85%  •  1227.8 KB
...Coverage Price First Year Fleet discount % applied Number MPP G550 5173 N415LM 300 ? 09/04/2017 $31,584 6% * TBD 1m YR -- 09/03/2018 MPP G550 5173 N415LM 300 ? 09/04/2018 $32,531 6% TBD ?" YR -- 09/03/2019 MPP G550 5173 N415LM 300 ? 09/04/2019 $33...
EFTA00067702.pdf
OCR Confidence: 85%  •  4097.1 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00070950.pdf
OCR Confidence: 85%  •  3794.3 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00064699.pdf
OCR Confidence: 85%  •  1984.6 KB
...Colorado's Internet Crimes Against Children (ICAC) Task Force began investigating Jason Van Hoesen, 46, in December 2018. [Continue Reading] WDSU-NBC (New Orleans, LA): "Another indicted in failed First NBC Bank investigation," Chris Slaughter, July 09, 2020, 7:00 PM Another indictment was handed down in the large, ongoing...

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