686 results for "October 27 2010"
Page 24 of 28
EFTA00069716.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00072134.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00136892.pdf
From
To
Subject.
-
y, October 22, 2020
Importance: Normal
Priority: Normal
Sensitivity: None
Mobile version and searchable archives available at fbi.bulletinintelligence.com
TO: THE DIRECTOR AND SENIOR STAFF
DATE: THURSDAY, OCTOBER 22, 2020...
EFTA00070202.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00093702.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00599662.pdf
...Do you remember it being in October or
November?
16
A.
Either the very end of October or the very
t7
beginning of November.
is
Q.
Did anyone -- well, let me strike that.
I9
Do you remember whether the person -- let me strike
20
that.
21
At the meeting who...
EFTA00266270.pdf
...Matrimonial Property Settlement
We confirm that you have an appointment with the writer at our Port Pirie office on Monday 27
October 2008 at 1pm.
As discussed with you at our office on 20 October 2008, Kelly Morgan has resumed conduct of
your file now that Brooke Kennedy is no...
EFTA00089154.pdf
...Cr. 502, 12 Cr. 645, 2013 WL 12131300, at *7 (D. Utah Aug. 27, 2013); United States v. Cohen,
No. C 10-00547, 2010 WL 5387757, at *9 n.11 (N.D. Cal. Dec. 20, 2010); United States v. Bohn,
330 F. Supp. 2d 960, 961 (W.D. Tenn. 2004...
EFTA00596488.pdf
...Page 27
Yet, with EDWARDS and RRA as her attorneys, L.M. did a "180" at her
September, 2009 deposition in saying:
A: . . . Once they were there, they were scared out of their mind.
They did it anyways and some of them walked out and said L.M.
don't...
EFTA00093864.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00295614.pdf
...Proceeds
Fair Value
% Net Assets
Common stocks
$
(24,410,268) $
(23,367,572)
(26.36) %
Government bonds
(3,034,964)
(2,899,260)
(3.27)
Options
(30,297)
(65,575)
(0.07)
Total
$
(27.475.529) $
(26,332,407)
(29.70) %
(continued)
See notes to consolidated financial statements.
EFTA00295629
CCM...
EFTA00070362.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00149018.pdf
...The agencies "identified glaring deficiencies in the
agency's handling of personnel security and the safeguarding of classified documents" between
2010 and 2014. For instance, people "were given clearances who lied on forms, left required
sections blank, and even used fake names." Robbins says the problems "long predated both the...
EFTA00285853.pdf
...The company has 36 staffers in
Stamford, New York and London, including 27 traders.
Tourmaline touts its status as a stand-alone trading busi-
ness as offering an advantage over competitors owned by larger
companies. About a dozen trading shops cater to hedge funds,
split evenly between those two ownership...
EFTA00161836.pdf
...LSJE, LLC is a Virgin Islands Limited Liability Company that was organized on
October 27, 2011. Defendants Indyke and Kahn were authorized signatories on the company's
checking account.
95.
Indyke and Kahn signed company checks for combined value of almost
$300,000 made out personally to young women or...
EFTA00723972.pdf
...4
Friday, February 12, 2010
10:10 - 12:27 p.m.
Reported By:
Cynthia Hopkins, RPR, FPR
Notary Public, State of Florida
Prose Court Reporting
PROSE COURT REPORTING AGENCY, INC.
Electronically signed by cynthia hopkins
Electronically signed by cynthia hopkins
Electronically signed by cynthia hopkins
•
Electronically signed by cynthia hopkins...
EFTA00683479.pdf
...In October of that year the U.S. and its allies
tentatively worked out a deal with Iranian negotiators to move some of
their enriched uranium outside Iran. Western analysts were confident that
Mr. Khamenei would give his blessing, given the international pressure he
was said to be under following...
EFTA00067669.pdf
...Postal Inspection Service and the SEC Office of Inspector General,
federal authorities arrested Henning in Florida in October 2018.
Henning has admitted to the allegations and has agreed to forfeit nearly $1 million in restitution, according to a
plea agreement he signed Monday.
Henning's sentencing is scheduled for Oct...
EFTA00065526.pdf
...2896, 2919 (2010) (approving district
court's use of questionnaire in trial of former Enron executive, Jeffrey Skilling); United States v.
Robert Sylvester Kelly, 19 Cr. 286 (AMD) (EDNY) ("R. Kelly case"); United States v. Elizabeth
Holmes, 18 Cr. 258 (EJD) (NDCA) ("Theranos case"); United States v. Keith Rainier, 18...
EFTA00093044.pdf
...2009)
27
United States v. Abdullahu, 488 F. Supp. 2d 433 (D.N.J. 2007)
19
United States v. Bank!, 10 Cr. 008 (JFK), Dkt. 7 (S.D.N.Y. Jan. 21, 2010), aff'd, 369 F. App'x 152 (2d Cir. 2010) 26
United States v. Benatar, No. 02...
EFTA00261546.pdf
...Attorney-General
'
ndustrial
Relations and Public
Sector
Kauma Country
GPO Exchange
10 Franklin Street
Adelaide SA 5000
GPO Box 464
Adelaide SA 5001
DX 336
Tel
—Z., I write in response to your letters dated 26 and 27 October 2023 and enclosed
material.
•
I am sorry to hear of your...
EFTA00160820.pdf
...According to the article, Vaughn vanished on July 27 near his home in Idaho,
and in the months since investigators have searched surrounding neighborhoods. In October, investigators
were seeking assistance in identifying the driver of a white Honda Pilot that was spotted in the vicinity of
where Vaughn disappeared from...
EFTA00727790.pdf
FA
MARKZEFF
LITTLE SAINT JAMES
KITCHEN FINISH SPECIFCATIONS
October 20, 2010
515 WEST 20TH ST, 4W
NEW YORK, NY 10011 P 212.624.4004
F 212.624.4008
markzeftcom
EFTA00727790
IA
MARK ZEFF
Project Name:
LITTLE SAINT JAMES
Project #:
LS3-01
Issue Date:
Item Number:
HD-01
Item Description: SMALL...
EFTA02445563.pdf
...Hacker, 565 F.3d 522, 526-
27 (8th Cir.2009) (holding that an individual has no standing to challenge SORNA on the
ground that it improperly commandeers state officials in violation of the Tenth Amendment);
United States v. Shenandoah, 595 F.3d 151, 161-62 (3d Cir.2010) (following Hacker...
EFTA00711710.pdf
...a tepid response to the housing
and jobs crisis even as Wall Street received a generous rescue; a recovery that's been much better for
EFTA00711711
the richest 1 percent (who received 93 percent of pre-tax income gains in 2010) than for the rest of
Americans; and rates of...
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