889 results for "December 26 2012"

Page 28 of 36
EFTA00094159.pdf
OCR Confidence: 85%  •  2234.6 KB
...I will also forward correspondence from 2012 and following detailing my extensive correspondence with Robin Traxler at FINRA as well as Sean McKessy in the OWB. Even though, I have previously forwarded your office as well as the SEC IG office the exact same corroborating EFTA00094161 evidence. My response to...
EFTA00040401.pdf
OCR Confidence: 85%  •  4216.9 KB
...Tuesday, December 1, 2020 7:10 AM EFTA00040402 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix FBI Agents, SDNY Judges: Unfortunately, the SEC has absolutely no interest in a REAL, THOROUGH investigation of my irrefutably, overwhelmingly accurate allegations of SEC corruption and criminal...
EFTA00098841.pdf
OCR Confidence: 85%  •  8617.1 KB
...son or after December 12, 2011 who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104, attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the amount...
EFTA00083150.pdf
OCR Confidence: 85%  •  3787.1 KB
...SEC/Handler/Jefferies knew KCG was insolvent in 2012 as well as 2017 as a direct result of this illegal activity Handler/Jefferies were the largest shareholder of KCG in 2017 when the SEC/Handler/Jefferies/Cifu orchestrated VIRT/KCG merger was consumated https://www.clearygottlieb.com/news-and-insights...
EFTA00093702.pdf
OCR Confidence: 85%  •  10555.7 KB
...son or after December 12, 2011, who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104, attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the amount...
EFTA00070950.pdf
OCR Confidence: 85%  •  3794.3 KB
...SEC/Handler/Jefferies knew KCG was insolvent in 2012 as well as 2017 as a direct result of this illegal activity Handler/Jefferies were the largest shareholder of KCG in 2017 when the SEC/Handler/Jefferies/Cifu orchestrated VIRT/KCG merger was consumated https://www.clearygottlieb.com/news-and-insights...
EFTA00072134.pdf
OCR Confidence: 85%  •  9784.3 KB
...son or after December 12, 2011, who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104, attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the amount...
EFTA00064250.pdf
OCR Confidence: 85%  •  1583.1 KB
...And then, I entered into the role, I want to say it was probably somewhere in 2012, middle of 2012, or maybe early 2013. I think it was the middle of 2012, they put me as the senior customer support representative. : And that was your position in August 2019? NW...
EFTA00071140.pdf
OCR Confidence: 85%  •  9568.7 KB
...son or after December 12, 2011, who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104 attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the amount...
EFTA00069011.pdf
OCR Confidence: 85%  •  2732.5 KB
...158, 179-180.6 On September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA www.finra.org FINRA barred Keener/JMJ in 2013 as a "Bad Actor" The SEC was certainly aware of the FINRA action hups://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00071284.pdf
OCR Confidence: 85%  •  9841.4 KB
...son or after December 12, EFTA00071307 2011 who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104 attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the...
EFTA00605032.pdf
OCR Confidence: 85%  •  2965.6 KB
...in May 2006. • Isbre completed the construction of a temporary bottling facility at the Osa source in December 2005. The construction of a permanent facility was completed in December 2006 and expanded in October 2008. • In February 2009, the Company entered into a distribution agreement with Norske Glace Limited, a...
EFTA00082947.pdf
OCR Confidence: 85%  •  8381.5 KB
...son or after December 12, 2011, who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104, attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the amount...
EFTA00127564.pdf
OCR Confidence: 85%  •  2048.0 KB
...And then, I entered into the role, I want to say it was probably somewhere in 2012, middle of 2012, or maybe early 2013. I think it was the middle of 2012, they put me as the senior customer support representative. MR. : And that was your position in August 2019...
EFTA00301255.pdf
OCR Confidence: 85%  •  6905.7 KB
...EFFECTIVE DATE This notice is effective for taxable years beginning after December 31, 2004. EFTA00301292 WINSTON &STRAWN LLP North America Cueope Asla To: Brenda Zent From: Barry J. Hart Peter N. Hiebert Date: June 26, 2014 RE: Section 937(a): Liberalization of Presence Test I. Introduction 1700 K Street, NW...
EFTA00262521.pdf
OCR Confidence: 85%  •  19834.5 KB
...She made her maiden speech to the House on le November 1998.1.331 Gillard was a member of the standing committee for Employment, Education and Workplace Relations from 8 December 1998 to 8 December aooi, ir, addition to Aboriginal and Torres Strait Islander Affairs from 20 March 2003 to...
EFTA00069421.pdf
OCR Confidence: 85%  •  9934.2 KB
...son or after December 12, 2011, who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104, attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the amount...
EFTA00093864.pdf
OCR Confidence: 85%  •  10677.9 KB
...son or after December 12, 2011, who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104, attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the amount...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...Shall I point out the pages for you? Blackstone wanted to buy NITE but only AFTER theirSEC/JEF et al orchestrated August 1 2012 "glitch" "luckiest f'ers" on the Street https://www.businessinsider.com.au/blackstone-dodged-a-bullet-with-knight-capital-2012-8 WHEW: Blackstone Almost Bought Knight...
EFTA00083492.pdf
OCR Confidence: 85%  •  3968.7 KB
...SEC/Handler/Jefferies knew KCG was insolvent in 2012 as well as 2017 as a direct result of this illegal activity Handler/Jefferies were the largest shareholder of KCG in 2017 when the SEC/Handler/Jefferies/Cifu orchestrated VIRT/KCG merger was consumated https://www.clearygottlieb.com/news-and-insights...
EFTA00067130.pdf
OCR Confidence: 85%  •  7350.2 KB
...Shall I point out the pages for you? Blackstone wanted to buy NITE but only AFTER theirSEC/JEF et al orchestrated August 1 2012 "glitch" "luckiest f'ers" on the Street https://www.businessinsider.com.au/blackstone-dodged-a-bullet-with-knight-capital-2012-8 WHEW: Blackstone Almost Bought Knight...
EFTA00070362.pdf
OCR Confidence: 85%  •  10773.1 KB
...son or after December 12, 2011, who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104 attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the amount...
EFTA00069181.pdf
OCR Confidence: 85%  •  4811.1 KB
...Thursday, December 3, 2020 12:43 PM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Grossly corrupt SEC et al, I'm not engaging in hyperbole when I REITERATE: The Criminal, corrupt SEC is actively facilitating MULTIPLE frauds on the public. But, it...
EFTA00102521.pdf
OCR Confidence: 85%  •  7693.8 KB
...Shall I point out the pages for you? Blackstone wanted to buy NITE but only AFTER theirSEC/JEF et al orchestrated August 1 2012 "glitch" "luckiest f'ers" on the Street https://www.businessinsider.com.au/blackstone-dodged-a-bullet-with-knight-capital-2012-8 EFTA00102602 WHEW: Blackstone Almost Bought...
EFTA00091093.pdf
OCR Confidence: 85%  •  8983.9 KB
...son or after December 12, 2011, who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104 attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the amount...

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