1,098 results for "July 21 2020"
Page 28 of 44
EFTA00070613.pdf
...www.finra.org
In July 2020, Bobby Sollazzo: SEC NY BD OCIE retires after 38 years of obstructing criminal activity of criminal
BD's like NITE.
SEC.gov i Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years
SEC.gov I Broker-Dealer Exam Program Leader...
EFTA00040401.pdf
...www.finra.org
In July 2020, Bobby Sollazzo: SEC NY BD OCIE retires after 38 years of obstructing criminal activity of criminal
BD's like NITE.
SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years
SEC.gov I Broker-Dealer Exam Program Leader...
EFTA00067752.pdf
...3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and
companies he controls for acquiring and selling more than 21 billion shares of penny stock without
registering as a securities dealer with the SEC.
VO.VW.SEC goy
Justin Keener/JMJ...
EFTA00089739.pdf
...Please note that both this letter and the enclosed materials are governed by the July 31,
2020 Protective Order in this case. This letter is itself designated as "confidential," because it
includes information regarding records designated as "confidential" under the Protective
Order. An index of the materials contained in this...
EFTA00067130.pdf
...3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and
companies he controls for acquiring and selling more than 21 billion shares of penny stock without
registering as a securities dealer with the SEC.
VO.VW.SEC goy
Justin Keener/JMJ...
EFTA00074964.pdf
...July 1, 2020
Respectfully submitted,
/s/ Laura A. Menninger
Laura A. Menninger (LM-1374)
Jeffrey S. Pagliuca (pro hac vice)
Ty Gee (pro hac vice)
Haddon, Morgan and Foreman, P.C.
150 East 10th Avenue
Denver. CO 80203
Phone:
Fax:
Attorneys for Ghislaine Maxwell
21
EFTA00074984
Ca
a:Mag0743tikIcAlPneDbt0rfiefiFO7203(11O3913...
EFTA00067932.pdf
...3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and
companies he controls for acquiring and selling more than 21 billion shares of penny stock without
registering as a securities dealer with the SEC.
VA'AV.SeCgOV
Justin Keener/JMJ
Justin...
EFTA00086564.pdf
...Wednesday, July 21,2021 12:29 PM
To: Editor Jim W. Dean
Subject: Federal Courts:
Dear Mr. Dean: Thomson Reuters News
EFTA00086565
I received your July 11, 2021 email. Would you have time to review these attachments for a news story? I
received a Civilian Crime Report...
EFTA00064662.pdf
...money laundering fraud on the public ACTIVELY facilitated by the SEC in July 2020 despite overwhelming
whistleblower (me) information. Linked to Milken,Russia, Trump, and Epstein. Of course the 7/22 trading
activity NEVER would have happened without willing, executing BD's and MM's like the criminal entity known...
EFTA00102521.pdf
...3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and
companies he controls for acquiring and selling more than 21 billion shares of penny stock without
registering as a securities dealer with the SEC.
www. sec g ov
EFTA00102538
Justin Keener...
EFTA00094289.pdf
...May 21, 2003)
8
United States v. Salvagno,
314 F. Supp. 2d 115 (N.D.N.Y. 2004)
27
United States v. Stephens,
447 F. Supp. 3d 63 (S.D.N.Y. 2020)
7, 38
United States v. Ward,
63 F. Supp. 2d 1203 (C.D. Cal. 1999)
7
iii...
EFTA00102264.pdf
...www.finra.org
In July 2020, Bobby Sollazzo: SEC NY BD OCIE retires after 38 years of obstructing criminal activity of criminal
BD's like NITE.
SEC.gov i Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years
EFTA00102268
SEC.gov I Broker-Dealer Exam Program...
EFTA00097481.pdf
...20549 DIVISION OF CORPORATION FINANCE -
SEC.gov
United States securities and exchange commission logo December 11, 2020 Jeffrey McGonegal Chief
Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401
vo.vw. sec .g ov
and resulted in Susquehanna/CVI pump and dump
EDGAR Filing Documents for 0001104659-21-023563...
EFTA00072464.pdf
...Mollo Building
One Saint Andrew's Plaza
New York, New York 10007
November 23, 2020
BY ECF
The Honorable Alison J. Nathan
United States District Court
Southern District of New York
United States Courthouse
40 Foley Square
New York, New York 10007
Re:
United States v. Ghislaine Maxwell, 20 Cr...
EFTA00076061.pdf
...July 9, 2019 at 12:21:51 PM EDT
To:
Subject: FW: VANITY FAIR; "IT WOULD BE RIDICULOUSLY NAIVE NOT TO BE CONCERNED":
TRUMP HAS POLITICIZED THE DOJ. HOW LONG CAN THE SDNY HOLD OUT?
From:
Sent: Tuesday, July 9, 2019 11:46 AM
To:
(USANYS)
Cc:
(USANYS)
Subject: VANITY...
EFTA00090355.pdf
...www.finra.org
In July 2020, Bobby Sollazzo: SEC NY BD OCIE retires after 38 years of obstructing criminal activity of criminal
BD's like NITE.
SEC.gov i Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years
SEC.gov I Broker-Dealer Exam Program Leader...
EFTA00086291.pdf
...www.finra.org
In July 2020, Bobby Sollazzo: SEC NY BD OCIE retires after 38 years of obstructing criminal activity of criminal
BD's like NITE.
SEC.gov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years
EFTA00086297
SEC.gov I Broker-Dealer Exam Program...
EFTA00264665.pdf
...from mid-June onward and an increasing
percentage of positive test results, Trump largely continued to downplay the pandemic, including
his false claim in early July 2020 that 99 percent of COVID-19 cases are "totally
harmless".[21iLs??1. He also began insisting that all states should open schools to...
EFTA00071584.pdf
...See Letter dated January 13, 2020, Dkt. No. 186, United
States v. Tartaglione, No. 16 Cr. 832 (KMK); Letter dated January 21, 2020, Dkt. No. 193,
8
EFTA00071595
Case 1:20-cv-00833-PAE Document 41 Filed 01/15/21 Page 13 of 25
United States v. Tartaglione, No. 16...
EFTA00088605.pdf
...See Letter dated January 13, 2020, Dkt. No. 186, United
States v. Tartaglione, No. 16 Cr. 832 (KMK); Letter dated January 21, 2020, Dkt. No. 193,
8
EFTA00088616
Case 1:20-cv-00833-PAE Document 41 Filed 01/15/21 Page 13 of 25
United States v. Tartaglione, No. 16...
EFTA00069074.pdf
...Tuesday, July 14, 2020 3:31 PM
To:
EFTA00069042.pdf
...Tue, 14 Jul 2020 18:34:21 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf
MORE SEC corruption/obstruction
ANOTHER Jaclin money laundering shell:
https://www...
EFTA00070565.pdf
...Tuesday, July 7, 2020 6:09 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey,
MORE EXTRAORDINARY SEC corruption and criminal obstruction designed to protect criminals and screw
whistleblowers like me. Despite my very generous 4 day offer to produce the entire...
EFTA00083446.pdf
...Tuesday, July 7, 2020 6:09 AM
Su•Ject: Fw: Forma appea or pre iminary •enia covere• action 2015-016 Knig t Capita TCR : Appendix
Janey,
MORE EXTRAORDINARY SEC corruption and criminal obstruction designed to protect criminals and screw
whistleblowers like me. Despite my very generous 4 day offer to...
EFTA00069276.pdf
...Tue, 14 Jul 2020 21:31:33 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf
OH JOHNNY!
https://www.reuters.corniarticle/bc-finreg-fbi-laundering-private...
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