991 results for "February 5 2010"
Page 29 of 40
EFTA00083600.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00067702.pdf
...I
reserved decision on the Section 5 claim. The parties dispute whether Sourliss actions rise to the level of
participation necessary for a Section 5 violation. For the reasons that follow the SECs motion for summary
judgment is granted and Sourliss motion is denied. SO ORDERED. (Signed by Judge Miriam...
EFTA00207722.pdf
...SOUUKIAS
NOAH Fox
Assistant United States Attorney
500 South Australian Avenue
West Palm Beach, FL 33401-6223
Jeffrey Epstein has an April 5, 2010 deadline for the filing of a Motion to
Dismiss, and thereafter an Answer, to claims brought by Jane Doe 103 pursuant
to 18 USC §2255 that...
EFTA00067007.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00083403.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00712943.pdf
...In his fiscal year 2010 budget—the first he presented—the president
envisaged growth of 3.2 percent in 2010, 4.0 percent in 2011, 4.6 percent
in 2012. The actual numbers were 2.4 percent in 2010 and 1.8 percent in
2011; few forecasters now expect it...
EFTA00213246.pdf
...SOUUKIAS
NOAH Fox
E-Mail
March 29, 2010
Esq.
Assistant United States Attorney
99 N.E. 4th Street
Miami, FL 33132
RE:
Jeffrey Epstein
Dear Counsel:
Esq.
Assistant United States Attorney
500 South Australian Avenue
West Palm Beach, FL 33401-6223
Jeffrey Epstein has an April 5, 2010 deadline for...
EFTA00083446.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00619811.pdf
...Epstein "knowingly transported LM and other minors in interstate
commerce with the intent that the [sic] LM engage in prostitution . . ."
However, in her February 9, 2010 deposition, LM testified under oath (at
page 611) she never traveled with Epstein.
See L.M. Federal Complaint; Epstein's Motion to Dismiss Complaint...
EFTA00092123.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
EFTA00092149
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22...
EFTA00298214.pdf
...24
February 15, 2006.
25
A. Yes.
Page 343
1
A. No.
2
O
fild you take notes of your conversation with
3
Ms. M.?
4
A. No.
5
Q. Did you write any supplemental report
6
regarding your interview attempts with Ms. 5?
7
A. I believe I did...
EFTA00143878.pdf
...I will be travelling and will be in different time
zones starting
February 2nd until February 12th.
I will have access to my email but might be slow to
respond.
If you need immediate assistance to book a
speaking engagement or have
questions regarding our training, please contact:
Darlene Rosa...
EFTA00589566.pdf
...7, 2008) at note 2, available at http://www.justice.gov/usarn/criminal-
resource-manual-163-selection-and-use-monitors (last visited February 26, 2016) ("In the
5
EFTA00589570
nonprosecution agreement context, formal charges are not filed and the agreement is maintained
by the parties rather than being filed with...
EFTA00094212.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00070565.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00640144.pdf
...According to a 2010 World Health Organization
report, nearly all of that Pacific island's inhabitants (95 percent) are considered overweight. On the
other end of the scale is Japan, the thinnest developed country. Just 4.5 of Japanese adults are
considered obese, the U.N. says.
Prevalence of obesity...
EFTA00088057.pdf
...17
EFTA00088073
SDNY News Clips, Thursday, March 5, 2020
White Plains
Nikc
Chappaqua Businessman Pleads In Tax Evasion Case
Patch
By Lanning Taliaferro
3/5/2020
CHAPPAQUA, NY — A Chappaqua businessman will be paying $395,745 to the Internal Revenue Service as restitution for
evading taxes from 2010-14. Antonio...
EFTA00718929.pdf
...In most
of these cases, the connection is really not that o L LS, I J e 1-S4i f
k I, rfN&ii I bplist00£ Hotoi U IOUstartXdurationWquality(5-00
d'VUflagsUvalueYtimescaleUepoch+FH-I X(5-00 )1V40-"?
£(5-I U 41116-00 P-M5-#•0
L"? ETm§(51...
EFTA00744357.pdf
...Tue, 12 Jan 2010 00:28:25 +0000
terrific. i want to hear more about the trip
On Mon, Jan 11, 2010 at 6:32 PM, Peggy Siegal <
> wrote:
Wrote this for the February issue of AVENUE Magazine. Thought it would amuse you. Tell me what you
think of it...
EFTA00040288.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00596643.pdf
...22,
2010) (dkt. #148).
3 The affidavit of Bradley James Edwards is attached to this memorandum as Exhibit A.
The affidavit of Michael Fisten is attached to this memorandum as Exhibit B.
5
EFTA00596651
On October 22, 2009, Fisten called Rush to get the tape. Rush had no hesitancy
in...
EFTA00615157.pdf
at New Hark gimes
/..hircti 5. 23 3
A Polarizing Figure Who Led a
Movement
By SIMON ROMERO
CARACAS, Venezuela — Hugo Chavez, who died on Tuesday at 58, rose from poverty in a
dirt-floor adobe house to unrivaled influence in Venezuela as its president, consolidating power
and wielding the...
EFTA00091035.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00724646.pdf
...CAYMAN ISLANDS
TEL
David Stem
Asia Gateway Limited (China)
Rm 310, Building 16,China Central Place
No 89, Jianguo Road
100025 Beijing
February 25, 2010
Dear David,
This letter is intended to set out the key heads of terms under which Greater Pacific Capital
Ltd. or one of its affiliates...
EFTA00096577.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
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John Smith