947 results for "October 21 2015"
Page 29 of 38
EFTA00097262.pdf
...Wednesday, October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their respective "do...
EFTA00668850.pdf
...Editorial_October_15,2015.pdf;
British:firm_secured Benghazi_consulate_contract_with_little_experience_Damien_McElr
oy_The_Telegraph O—ctober 14,2012.pdf;
30 of_your_Britiasms usa by_Americans BBC_News Magazine_October 15,2012.0
f; obama_For_Presidentl-fraorsement_by_a_Times_cictober_21„2012.pd...
EFTA00104460.pdf
...Wednesday, October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their respective "do...
EFTA00082825.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA02329710.pdf
...September 26, Mo=day
=0:p class="">
TOKYO=o:p class="">
KYOTO
Nozomi#
21
9:30 AM=o:p class="">
11:50 AM
Nozomi#
219
=span lang="EN-US" style="font-family: Calibri, sans-serif;" class="">=:40 AM
>»
11:58 AM
Nozomi#
105
9:50 AM<=pan lang="EN...
EFTA00071487.pdf
...SDNY and Sell Side analists covering NITE/VIRT
Cheers!
Christopher.' Dilorio
Whistleblower
From: Chris Dilorio
Sent Wednesday. October 14. 2020 9.00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is...
EFTA00066454.pdf
...Wednesday, October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their respective "do...
EFTA00070950.pdf
...Wednesday, October 14, 2020 9:00 AM
To:
EFTA00070961
>;
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their...
EFTA00604410.pdf
...34
282.31
31.932
6137 ON SEMICONDUCTOR CORP
12.000
1.448
0.56%
67%
5
200.038
$256.320
11/1312017
1687
21.36
156.282
9/14117 OUALCOMM INC
5.000
1499)
8.18%
-13%
255.380
$273.700
1242018
51.08
54.74
118.320
020...
EFTA00086579.pdf
...Wednesday, October 14, 2020 9:00 AM
EFTA00086581
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their respective...
EFTA00071898.pdf
...Wednesday, October 14, 2020 9:00 AM
To:
EFTA00071925
<
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their...
EFTA00069970.pdf
...Wednesday, October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00069990
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their respective...
EFTA00098841.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00088802.pdf
...The Evidence Contained in the Government's October 11, 2021 Letter is
Admissible
On October 11, 2021, the Government notified the defense of certain evidence it may offer
at trial. In particular, the letter addressed
and the expected testimony of one potential
witness. (See October 11, 2021 Letter, Def. Mot...
EFTA02372824.pdf
...Saturday, October 24, 2015 1:30 PM
To:
jeffrey E.
Subject:
Another reason to give a shit?
http://www=economist.com/news/united-states/21676778-failures-iraq-and-afghanistan-ha=e-widened-gulf-between-
most-americans-and-armed?fsrc=scnitwite/pe/ed/who=illfightthenextwar
EFTA00102521.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org)
EFTA00102542
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00070722.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00086617.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
Appendix
Date: Fri, 12 Feb 2021 21:31:38 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20...
EFTA00040288.pdf
...Wednesday, October 14, 2020 10:17 AM
To:
EFTA00040289
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Different version/additional information
From: Chris Dilorio
Sent: Wednesday, September 23, 2020 7:18 PM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital...
EFTA00071827.pdf
...Wednesday October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their respective "do...
EFTA00083356.pdf
...Wednesday, October 14, 2020 9:00 AM
EFTA00083362
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their respective...
EFTA00174628.pdf
...The period of the racketeering activity outlined in the indictment began
in 2006 and extended through October 2018, and involved multiple states and several European
countries. Sixteen (16) burglaries and attempted burglaries, ITSP, Money Laundering, and
Arson are described in the indictment as crimes committed by the enterprise, with losses...
EFTA00095591.pdf
...Wednesday, October 14, 2020 10:17 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Different version/additional information
From: Chris Dilorio
Sent: Wednesday, September 23, 2020 7:18 PM
EFTA00095600
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR...
EFTA00263576.pdf
...21
"otal Royalties Information for October 2020 - April 2021
Total Royalties Information
4-Author Name:
Ms. Holly Jackson
Book Title:
Reality
-A Publication Date:
30-10-202Q
Amount Paid for This Time
£ 69.99
Period:
Total Broughtforward:
£ 2.96
Total Credit Note amount:
£ 0.00
Advance Contract Amount
£ 0.00...
EFTA00078082.pdf
...and Sell Side analists covering NITE/VIRT
Cheers!
Christopher.' Dilorio
Whistleblower
From: Chris Dilorio e
>
Sent: Wednesday. October 14. 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00078083
The corrupt, criminal relationship with Handler/Jefferies as I have stated...
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