827 results for "October 21 2010"
Page 31 of 34
EFTA00102521.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org)
EFTA00102542
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis...
EFTA00039689.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00097481.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00040288.pdf
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then
suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both
shells 2010-2013?
WHY did it take until September 2018 before the SEC finally revoked the CGFIA...
EFTA00067752.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00082705.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00067932.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00067130.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00281382.pdf
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EFTA00079641.pdf
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then
suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both
shells 2010-2013?
WHY did it take until September 2018 before the SEC finally revoked the CGFIA...
EFTA00082947.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00149018.pdf
...The agencies "identified glaring deficiencies in the
agency's handling of personnel security and the safeguarding of classified documents" between
2010 and 2014. For instance, people "were given clearances who lied on forms, left required
sections blank, and even used fake names." Robbins says the problems "long predated both the...
EFTA00067620.pdf
...His trial is set for April 21.
He entered the courtroom wearing a blue dress shirt and navy pants with his hands and ankles shackled. His
ankles remained shackled throughout the hearing. He is accused of stealing $300,000 that Daniels received from
a book advance.
Avenatti rose to fame...
EFTA00594729.pdf
...Murphy is one of our founders and has served as our Chief Operating Officer since
November 2011, and as a member of our board of directors since October 2004. Mr. Murphy also served as our
Chief Financial Officer from October 2004 to August 2010. Prior to joining our company, Mr...
EFTA00095591.pdf
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then
suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both
shells 2010-2013?
WHY did it take until September 2018 before the SEC finally revoked the CGFIA...
EFTA00598642.pdf
...Martin Albers was
appointed to the Supervisory Board effective October 1, 2015 through a decision taken by the District Court
of Essen on October 2, 2015 in accordance with Section 104 of the German Stock Corporation Act (AktG).
Glinter Adam resigned from the Supervisory Board effective December 10, 2015. He...
EFTA00160820.pdf
...In October, investigators
were seeking assistance in identifying the driver of a white Honda Pilot that was spotted in the vicinity of
where Vaughn disappeared from and the identity of a man with dark hair, wearing a white t-shirt and black
shorts, who was seen walking nearby at the...
EFTA02367909.pdf
...Sunday, May 21, 2017 1:07 PM
To:
undisclosed-recipients:
Subject:
Greg Brown's Weekend Reading and Other Things.. 05/21/2017
DEAR FRIEND
Consider This
Trying to come to terms with=President Trump's proposal to increase the US military budget by an additional $54 billion...
EFTA00147306.pdf
...52 Miles Of New Wall System Has Been Built.
• Democrats Boycott Senate Hearing On Border Bill.
• House Democrats Confront Officials Over Family Separations.
• Record 61,000 Unaccompanied Migrant Children In Federal Custody Since October.
• Border Patrol Chief Was Member Of Racist Facebook Group Under Investigation.
• House Approves TPS For Venezuelans...
EFTA00702684.pdf
...In October 2003, Rumsfeld told a press conference about
President Bush's request for $21 billion for Iraq and Afghan reconstruction that "the $20 billion the
president requested is not intended to cover all of Iraq's needs. The bulk of the funds for Iraq's
reconstruction will come from...
EFTA00603367.pdf
...DJ-083894-2010
X
Personal Guarantee
1,795.10
Sea Lect Wholesale Seafood
C/O Edward P E. stein
ACCOUNT NO. J-209325-2010
Small Business Loan
107,226.98
Sovereign Bank
800 North Kings Highway
Cherry Hill, NJ 08034
ACCOUNT NO. DJ-279091-2009
X
Cert of Debt
X...
EFTA00262007.pdf
...PM
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EFTA00094540.pdf
...In 2010, apparently down and out, Mr. Ray, who had recently been released from prison on a custody charge, moved
into his daughter's dorm room at Sarah Lawrence College in Yonkers, N.Y., federal investigators said.
He is now facing decades in prison, accused of manipulating students from the...
EFTA00104913.pdf
...In 2010, apparently down and out, Mr. Ray, who had recently been released from prison on a custody charge, moved
into his daughter's dorm room at Sarah Lawrence College in Yonkers, N.Y., federal investigators said.
He is now facing decades in prison, accused of manipulating students from the...
EFTA00700292.pdf
...In October, a
nonpartisan study of Illinois's finances by the State Budget Crisis Task
Force offered painful evidence that liberal Illinois is suffering from abject
economic, demographic and social decline. With the worst credit rating in
the country, and with the second-biggest public debt per capita, the Prairie...
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