1,033 results for "December 24 2018"

Page 32 of 42
EFTA00065268.pdf
OCR Confidence: 85%  •  4731.6 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00070722.pdf
OCR Confidence: 85%  •  6763.0 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00295586.pdf
OCR Confidence: 85%  •  808.2 KB
CASH FLOW ASSUMPTIONS JULY 7 2015 R JOSLIN BFP APOLLO DISTRIBUTIONS BASED ON JUNE ESTIMATES FROM APOLLO FINANCE AUG $0.40 NOV $0.33 FEB'16 $0.58 PLANE 70 HOURS OF REIMBURSEMENT/ CHARTER FROM APOLLO BOAT CHARTERS IN SUMMER AND DECEMBER TO MOSTLY DEFRAY OPERATING COSTS FROM JULY TO...
EFTA00591070.pdf
OCR Confidence: 85%  •  809.4 KB
CASH FLOW ASSUMPTIONS JULY 7 2015 R JOSLIN BFP APOLLO DISTRIBUTIONS BASED ON JUNE ESTIMATES FROM APOLLO FINANCE AUG $0.40 NOV $0.33 FEB'16 $0.58 PLANE 70 HOURS OF REIMBURSEMENT/ CHARTER FROM APOLLO BOAT CHARTERS IN SUMMER AND DECEMBER TO MOSTLY DEFRAY OPERATING COSTS FROM JULY TO...
EFTA00708554.pdf
OCR Confidence: 85%  •  809.4 KB
CASH FLOW ASSUMPTIONS JULY 7 2015 R JOSLIN BFP APOLLO DISTRIBUTIONS BASED ON JUNE ESTIMATES FROM APOLLO FINANCE AUG $0.40 NOV $0.33 FEB'16 $0.58 PLANE 70 HOURS OF REIMBURSEMENT/ CHARTER FROM APOLLO BOAT CHARTERS IN SUMMER AND DECEMBER TO MOSTLY DEFRAY OPERATING COSTS FROM JULY TO...
EFTA00613223.pdf
OCR Confidence: 85%  •  11290.6 KB
...withholding tax may apply to certain payments or, for a disposition occurring after December 31, 2018, the gross proceeds from a disposition of any U.S. stock or securities, in each case paid to (i) a "foreign financial institution" (as specifically defined in the Code) which does not provide sufficient...
EFTA00092123.pdf
OCR Confidence: 85%  •  3850.5 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00091035.pdf
OCR Confidence: 85%  •  4292.5 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00079641.pdf
OCR Confidence: 85%  •  4328.0 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00039689.pdf
OCR Confidence: 85%  •  6837.1 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00071898.pdf
OCR Confidence: 85%  •  4747.9 KB
...The 2019 annual report of BILZF content (otcmarkets.com) Consolidated Financial Statements Consolidated Financial Statements For the years ended December 31, 2019 and 2018 For the three and twelve months ended December 31, 2019 backend.otcmarkets.com subsequent events: related party transactions: "Unemcumbered cash of $10 mil" and of course...
EFTA00128987.pdf
OCR Confidence: 85%  •  494.2 KB
...Once the documentation was received and reviewed by HILL-MCFADDEN and her team, a decision to proceed or not was made and the Investiptionon 07/12/2019 at Jacksonville, Florida, United States (In Person) Filet Date drafted 07/24/2019 I This document contains neither recommendations nor conclusions of the...
EFTA00069147.pdf
OCR Confidence: 85%  •  3026.7 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6...
EFTA00263676.pdf
OCR Confidence: 85%  •  5176.3 KB
...NE30 Se , R1N/C., TO Rcen N - CaZoo Hi .'5122/22, 1:31 PM --vimptiena Epstein a masse" She claims she was taken to his mansion, Perversion of Justice, Miami Herald, where he exposed himself and had sexual intercourse with November 30, 2018. her, and paid her $200 immediately afterward...
EFTA00082825.pdf
OCR Confidence: 85%  •  8114.4 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00096577.pdf
OCR Confidence: 85%  •  3949.6 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00088671.pdf
OCR Confidence: 85%  •  1990.6 KB
...Tartaglione has been detained since he was arrested on December 19, 2016. Capone DecL ¶ 11. For certain periods in July 2019—including on July 23, 2019, the night of Epstein's apparent suicide attempt—Tartaglione was housed at the MCC with Epstein as his cellinate. Id. IV. The Times's...
EFTA00070691.pdf
OCR Confidence: 85%  •  2909.7 KB
...In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.govilitigation/complaints/2018/comp-pr2018-259 pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6. SeeThruEquity...
EFTA00071554.pdf
OCR Confidence: 85%  •  1991.2 KB
...Tartaglione has been detained since he was arrested on December 19, 2016. Capone DecL ¶ 11. For certain periods in July 2019—including on July 23, 2019, the night of Epstein's apparent suicide attempt—Tartaglione was housed at the MCC with Epstein as his cellinate. Id. IV. The Times's...
EFTA00264665.pdf
OCR Confidence: 85%  •  5575.6 KB
...PDF 2017-2018 annual report - Office of the Public Advocate 27 Sept 2018 —Attorney-General... The role of the Public Advocate In Guardianship Separate disability and mental health forensic services . 48 pages https:/Mviw.abc.nelau . news > vickie-chapman-kanga... SA Attorney-General Vickie Chapman had conflict of interest ... 15...
EFTA00064699.pdf
OCR Confidence: 85%  •  1984.6 KB
...Colorado's Internet Crimes Against Children (ICAC) Task Force began investigating Jason Van Hoesen, 46, in December 2018. [Continue Reading] WDSU-NBC (New Orleans, LA): "Another indicted in failed First NBC Bank investigation," Chris Slaughter, July 09, 2020, 7:00 PM Another indictment was handed down in the large, ongoing...
EFTA00067932.pdf
OCR Confidence: 85%  •  6985.9 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00083075.pdf
OCR Confidence: 85%  •  5138.0 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00040288.pdf
OCR Confidence: 85%  •  4120.0 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00075437.pdf
OCR Confidence: 85%  •  2003.4 KB
...Tartaglione has been detained since he was arrested on December 19, 2016. Capone DecL ¶ 11. For certain periods in July 2019—including on July 23, 2019, the night of Epstein's apparent suicide attempt—Tartaglione was housed at the MCC with Epstein as his cellinate. Id. IV. The Times's...

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