1,257 results for "December 5 2011"

Page 34 of 51
EFTA00270372.pdf
OCR Confidence: 85%  •  10251.1 KB
...1--)c-4 - - t picirsicoh 6;9 eilelle, kr? - ( th 5 ;2 dor Scram T‘ vThnc-14 c vl ci-c)v) c_ rc, 5 5 evence_ 4r inforhocArtic9 (CM° \V") sicCeas -Ctr-, -1/4c_ o uO C 0 Kvur-410/7 tick EFTA00270378 6,0 \d/ D5 — Kje/ 1...
EFTA00069276.pdf
OCR Confidence: 85%  •  2928.9 KB
...Keener told FINRA to 'F Off" https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS 5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On September 22, 2011...
EFTA00083198.pdf
OCR Confidence: 85%  •  2295.2 KB
...In August of 2011, I informed the SEC that NITE was insolvent having reported just $105 mil in working capital at June 30, 2011. AND, for the resaons cited in my TCR detailing massive accounting fraud as a direct result of illegal naked shorting/self clearing/reverse splits/cusip changes...
EFTA00285631.pdf
OCR Confidence: 85%  •  3488.9 KB
...1594, as well as 1593(a), action brought pursuant to other Those would include 1592, 1593 and which was added in December of 2008 and did not previously exist. SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 EFTA00285653 L^ I877DOEC 4 5 6 7 8 9 10 11 12 13...
EFTA00285853.pdf
OCR Confidence: 85%  •  2872.1 KB
...The Eurekahedge Al Hedge Fund Index, which tracks just 13 funds, is showing an annualized return of 9.6% since 2011, ver- sus a 6.7% rise for the the Eurekahedge Hedge Fund Index. The Al index's only down year was last year, when it declined 5.3%. FORM...
EFTA00292094.pdf
OCR Confidence: 85%  •  3668.1 KB
...Executed at San Francisco, California on December 5 2011. IIOSAIN RAIIMAN. Pr/sidcnt and Chief Executive Officer . e MICIIAEL TAMARU. Chief Financial Officer and Secretary 120239 vISF EFTA00292112 -enoy catty trit in foregoing !rinscipt f ^igo(s) I a S. true and sorted cm, of T. _rite' :earl .n .Jstcsay...
EFTA00064250.pdf
OCR Confidence: 85%  •  1583.1 KB
...4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 8 NW N Yeah. Oh, no. Co ahead. no. No problem. And when exactly did you work, start, begin work for SigNet? : That was April 2011. : Okay. And...
EFTA00594211.pdf
OCR Confidence: 85%  •  852.5 KB
...On December 30, 2014, moved to join the on-going litigation previously filed by Jane Doe I in the Southern District of Florida challenging Epstein's non-prosecution agreement by filing her own joinder motion. 5 EFTA00594221 Case 1:15-cv-07433 Document 1 Filed 09/21/15 Page 6...
EFTA00069074.pdf
OCR Confidence: 85%  •  2986.6 KB
...p182993 0 0.pdf FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS EFTA00069085 5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA www.finra.org...
EFTA00069247.pdf
OCR Confidence: 85%  •  2610.4 KB
...Keener told FINRA to 'F Off" https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS 5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On September 22, 2011...
EFTA00164745.pdf
OCR Confidence: 85%  •  2370.3 KB
...In or around December 2011, the Subject Premises was transferred from the Corporation to another corporate entity, Maple, Inc., which is registered in the U.S. Virgin Islands, where EPSTEIN was then known to and continues to reside. Though no officer of Maple, Inc., is identified in the transfer paperwork...
EFTA00210695.pdf
OCR Confidence: 85%  •  1372.0 KB
...As the 4 EFTA00210698 Case 9:08-cv-80736-KAM Document 311 Entered on FLSD Docket 02/06/2015 Page 5 of 21 Court is aware, discovery issues are currently pending before the Court. The Government has not yet fully answered the victims' discovery requests. On December 30, 2014, two...
EFTA00039665.pdf
OCR Confidence: 85%  •  2243.5 KB
...In August of 2011, I informed the SEC that NITE was insolvent having reported just $105 mil in working capital at June 30, 2011. AND, for the resaons cited in my TCR detailing massive accounting fraud as a direct result of illegal naked shorting/self clearing/reverse splits/cusip changes...
EFTA00594193.pdf
OCR Confidence: 85%  •  860.1 KB
...On December 30, 2014, moved to join the on-going litigation previously filed by Jane Doe I in the Southern District of Florida challenging Epstein's non-prosecution agreement by filing her own joinder motion. 5 EFTA00594203 Case 1:15-cv-07433 Document 1 Filed 09/21/15 Page 6...
EFTA00164594.pdf
OCR Confidence: 85%  •  2381.1 KB
...In or around December 2011, the Subject Premises was transferred from the Corporation to another corporate entity, Maple, Inc., which is registered in the U.S. Virgin Islands, where EPSTEIN was then known to and continues to reside. Though no officer of Maple, Inc., is identified in the transfer paperwork...
EFTA00069011.pdf
OCR Confidence: 85%  •  2732.5 KB
...Keener told FINRA to 'F Off" https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS 5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On September 22, 2011...
EFTA00613644.pdf
OCR Confidence: 85%  •  1381.4 KB
...As the 4 EFTA00613647 Case 9:08-cv-80736-KAM Document 311 Entered on FLSD Docket 02/06/2015 Page 5 of 21 Court is aware, discovery issues are currently pending before the Court. The Government has not yet fully answered the victims' discovery requests. On December 30, 2014, two...
EFTA00171773.pdf
OCR Confidence: 85%  •  2281.3 KB
...In or around December 2011, the Subject Premises was transferred from the Corporation to another corporate entity, Maple, Inc., which is registered in the U.S. Virgin Islands, where EPSTEIN was then known to and continues to reside. Though no officer of Maple, Inc., is identified in the transfer paperwork...
EFTA00089576.pdf
OCR Confidence: 85%  •  2100.2 KB
...In August of 2011, I informed the SEC that NITE was insolvent having reported just $105 mil in working capital at June 30, 2011. AND, for the resaons cited in my TCR detailing massive accounting fraud as a direct result of illegal naked shorting/self clearing/reverse splits/cusip changes...
EFTA00262521.pdf
OCR Confidence: 85%  •  19834.5 KB
...k M .5 V t-c-ac.) Kecetcsn Gom I SIC: \ fia - Vg041:44-010 "-sh. li.:11.1V10 • fief23%101"tain %.10 n tiv,20Skills%20As~ tg/0•4;7e.1 int! -ReCt.t‘pptitirbon ferm 117/4 ?Kl ~erwt Matrix 2011 11) ertt Matrix_2011 (2) ment Metris...
EFTA00112943.pdf
OCR Confidence: 85%  •  4451.3 KB
...There was talks of - there 5 was already camera issues I guess had going on 6 when I had gotten there. 7 MR. : Okay. 8 MR. : And I believe - well, it was 9 December of 2016, so nothing happened in '16. 10 I think, you know, because I was - I...
EFTA00673207.pdf
OCR Confidence: 85%  •  2355.3 KB
...On 12 December 2011, former dissident and veteran human rights activist Moncef Marzouki was elected president. In March 2012, Ennanda declared it will not support maldng sharia the main source of legislation in the new constitution, maintaining the secular nature of the state. Ennanda's stance on the issue was...
EFTA00591605.pdf
OCR Confidence: 85%  •  3501.4 KB
...On December 5, 2007, Starr sent a letter to U.S. Attorney Acosta (with copy to AUSA Sloman) asking about issuance of victim notification letters and stating: "While we believe that it is wholly inappropriate for your Office to send this letter under any circumstances, it is certainly inappropriate to...
EFTA00605032.pdf
OCR Confidence: 85%  •  2965.6 KB
...1.0 liter and 0.5 liter PET bottles, transported by container) to the U.S. in May 2006. • Isbre completed the construction of a temporary bottling facility at the Osa source in December 2005. The construction of a permanent facility was completed in December 2006 and expanded in October...
EFTA00095591.pdf
OCR Confidence: 85%  •  4525.4 KB
...SETTLEMENT In 1Q2020, the NITE receivable grew to $2.5 BILLION. UP 90% from December 2019 https://www.sec.gov/Archivesiedgar/data/1592386/000110465920057660/tm2018404d1 ex99-1.htm SEC.gov I HOME Exhibit 99.1 . Virtu Announces First Quarter 2020 Results . NEW YORK, NY, May 7, 2020 - Virtu Financial, Inc...

Search Tips

Ask the Files