1,257 results for "December 5 2011"
Page 35 of 51
EFTA00064615.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00094336.pdf
...In August of 2011, I informed
the SEC that NITE was insolvent having reported just $105 mil in working capital at June 30, 2011. AND, for the
resaons cited in my TCR detailing massive accounting fraud as a direct result of illegal naked shorting/self
clearing/reverse splits/cusip changes...
EFTA00064662.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00088671.pdf
...under FOIA Exemptions 5, 6, 7(A), 7(C), 7(E), and/or 7(F).
Christenson DecL ¶ 7.
3
EFTA00088679
Case 1:20-cv-00833-PAE Document 25 Filed 08/05/20 Page 10 of 30
The Times subsequently sent BOP two additional FOIA requests. On December 12, 2019,
the...
EFTA00071554.pdf
...under FOIA Exemptions 5, 6, 7(A), 7(C), 7(E), and/or 7(F).
Christenson DecL ¶ 7.
3
EFTA00071562
Case 1:20-cv-00833-PAE Document 25 Filed 08/05/20 Page 10 of 30
The Times subsequently sent BOP two additional FOIA requests. On December 12, 2019,
the...
EFTA00098380.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
S distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00075437.pdf
...under FOIA Exemptions 5, 6, 7(A), 7(C), 7(E), and/or 7(F).
Christenson DecL ¶ 7.
3
EFTA00075445
Case 1:20-cv-00833-PAE Document 25 Filed 08/05/20 Page 10 of 30
The Times subsequently sent BOP two additional FOIA requests. On December 12, 2019,
the...
EFTA00593235.pdf
...Subtract line 8 from Ilne 5
35,800
199,842
—205,241
35,800
50,732
14,932
can
ron, 1065 2012,
EFTA00593239
ANOLLC 06072013 324 PM
SCHEDULE B-1
(Form 1065)
Information on Partners Owning 50% or
(Rev. December 2011)
Drearier% 01 Ole Treasury
More of the Partnership
u...
EFTA00668522.pdf
...Could_A.I.G._Happen_Again_NYT_Editorial_December_23,_2012.pdf;
It's_our system_on_the_cliff E.J._Dionne_TWP_December 23,2012.pdf;
John_Boehner's_animal_House_Dana_Milbank_TWP_December 21,_2012.pdf;
Celebrating_the_Prince_of Peace_in_the_Land_of Guns_Michael...
EFTA00298388.pdf
...and lines lc and 5
may be blank Generally a noncovered security means: a
security other than stock: stock purchased before 2011: stock
in most mutual funds and other regulated investment companies
purchased before 2012: and stock purchased in or transferred
to a dividend reinvestment plan before 2012.
Line 8...
EFTA00525113.pdf
...2015
Labor Day
Closed September 5-7, 2015
Thanksgiving
Closed November 26-29. 2015
Christmas
Closed December 25. 2015
New Years
Closed January 1, 2016
Martin Luther King Jr.
Closed January 18, 2016
Memorial Day
Closed May 28-30, 2016
INTERNET SCHEDULING
You may schedule for your test by completing...
EFTA00069042.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00071708.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00607178.pdf
...other new issue CLOs (approaching
subordination of an Investment Grade bond)
— This tranche is approximately 110.0% over-collateralized
— Its reinvestment period is over and is de-leveraging rapidly
Indicative Terms
Ticker
INGIM 2011-1A D
Size
$5.0mm
Offer
99.97px
Model Discount Margins
451bps
Rating
Ba2/BB
Coupon...
EFTA00069109.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00190141.pdf
...due March 2011. Interest rate of 5.90% at February 3, 2007
$ 500 $ 500
5.25% $500 million Notes due November 2014, less unamortized discount
499
498
6.95% $350 million Debentures due March 2033, less unamortized discount
350
349
6.125% $300 million Notes due December 2012, less unamortized...
EFTA00595846.pdf
...The expanded definition of
"real estate assets" is effective for taxable years beginning after December 31, 2015.
5.14
EFTA00595862
Under current law, the aggregate value of all securities of taxable REIT subsidiaries held by us may not
exceed 25% of the value of our gross assets. Effective for taxable...
EFTA00295044.pdf
...Departing
06:45 PM
Arriving
07:50 PM
Arrival Terminal
Terminal 5
Class
M Economy Class
Seats
10A
Thank You For Choosing American Express Travel Services
Additional Messages
Linate
London Heathrow
Confirmed
Estimated Time
2 Hrs 5 Mins
Equipment
Airbus Industrie A319
Meal
Food-Bev/Pur
Number of Stops
Non...
EFTA00094263.pdf
...In August of 2011, I informed
the SEC that NITE was insolvent having reported just $105 mil in working capital at June 30, 2011. AND, for the
resaons cited in my TCR detailing massive accounting fraud as a direct result of illegal naked shorting/self
clearing/reverse splits/cusip changes...
EFTA00603188.pdf
...Thomas,
Virgin Islands (hereinafter "the Property").
4.
Little St. James Cay is located within the first tier of the Coastal Zone.
5.
On or about December 8, 2011 personnel from the divisions of Coastal Zone
Management and Fish and Wildlife conducted a site visit at Little St. James Cay.
6...
EFTA00205770.pdf
...Epstein's attorneys by the United States Attorney in
2
December. That's part three, I will call it.
3
There is now a dispute between the Government and
4
Mr. Epstein's attorneys about whether certain portions after
5
the original agreement are effective and binding. I just
6...
EFTA00204936.pdf
...Epstein's attorneys by the United States Attorney in
2
December. That's part three, I will call it.
3
There is now a dispute between the Government and
4
Mr. Epstein's attorneys about whether certain portions after
5
the original agreement are effective and binding. I just
6...
EFTA00212781.pdf
...Epstein's attorneys by the United States Attorney in
2
December. That's part three, I will call it.
3
There is now a dispute between the Government and
4
Mr. Epstein's attorneys about whether certain portions after
5
the original agreement are effective and binding. I just
6...
EFTA00065065.pdf
...District of
Florida, dated July 29, 2011, with attached
memorandum from
to
summarizing
Jeffrey
Epstein Investigation
Box #3
P-013272
Thru
P-013278
Emails between
Executive Office
for United States
ttorneys, and
Southern District of Florida, seeking advice
regarding office-wide recusal, dated December 16
and 17, 2010, with attached...
HOUSE_OVERSIGHT_014500.jpg
Tuesday, December 13, 2016
VIRGIN ISLANDS
The Virgin Islands Daily News 3
Work stoppage threat gets Waste Management to table
By JONATHAN AUSTIN
Daily News Staff
A Waste Management Authority
contractor had planned a work stop-
page this week because the Virgin Is-
lands Waste Management Authority
owes vendors a...
Search Tips
- Use quotes for exact phrases:
"flight manifest" - Use OR for alternatives:
bank OR financial - Use wildcard for partial matches:
invest* - Exclude words:
document -redacted - Search names:
John Smith