1,172 results for "November 21 2015"
Page 35 of 47
EFTA00059973.pdf
...So, they have -
21 yes - so, I guess you were transferred to the
22 MDC in Brooklyn, 2014, and in 2015 was when you
23 were promoted to Deputy Captain?
24
: That is correct.
25
: Okay. It says,
EFTA00059989
18
1 directly supervises approximately-
2 Lieutenants." Does that compromise of...
EFTA00284339.pdf
...Zuckerman
Appendix 1- Maturity Distribution Graph - December 31, 2011
Year
Value
Percent Per Year
2012
$12267.000.00
7.55%
2013
$41061.000.00
27.75%
2014
$23.471000.00
14.45%
2015
$19.821.000.00
12.21%
2016
$12/79.000.00
7.87%
2017
$8.607.000...
EFTA00083356.pdf
...Friday, November 6, 2020 7:09 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey et al,
NITE/VIRT just released 3Q2020 earnings. A direct result of a massive, ongoing, SEC facilitated fraud on the
public the SEC is mandated to protect...
EFTA00070362.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00070998.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00069716.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
EFTA00069775
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00071140.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00145606.pdf
...Kind Regrads
On 2" November 2017, I wrote to Brad again,
"Hi Brad,
I hope you are well?
Please can we arrange a time to talk?
Kind Regards
On the 7th of November 2017, I wrote to Brad again,
"Hi Brad
I havent heard back from you for weeks now...
EFTA00092123.pdf
...NITE
2015-2020.21 BILION worthless shares dumped on Main Street by willing executing BD/MM NITE in RXMD and
BVTK. Here's the deal Janey: As the record clearly shows, Fife should have been out of business BEFORE this
fraud on the public ever happened HAD the SEC not...
EFTA00082825.pdf
...Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix
Date: Fri, 16 Jul 2021 21:37:36 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate...
EFTA00087400.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org)
EFTA00087451
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00261828.pdf
...1
LDIS0RDERSICN , ANXIETY AND SLEEP
Ir2
This condition is
i MAY CONTINUE
Date of onset (f known)
Tuesday, 3
November 2015
S m toms (7:tasc list c't functional symptoms of the condition)
LOW MOOD, INSOMNIA, STRESSED
AND ANXIETY
Prognosis - Symptoms are:
Uncertain
Fitness for work/study
In my...
EFTA00623075.pdf
...6 And following the filing of Cassell and Edwards' summary judgment motion, filed on November 26, 2015.
6
EFTA00623087
Case 1:15-cv-07433-RWS Document 184 Filed 06/01/16 Page 14 of 40
Deposition in the Defamation Case
The Settlement of the Defamation Case
Ultimately, Cassell, Edwards, and...
EFTA02230448.pdf
...86
1043 24NOV EWR P51 0932A 1232P
1 ADT 166.21
TOTAL FARE - USD 332.42
UA
450 29NOV PBI EWR 1115A 0202P
1 ADT 137.20
TOTAL FARE - USD 274.40
EFTA_R1_00982689
EFTA02230450
Regards,
Natalia (Natasha) Molotkova
Centurion Relationship Manager
Hours: Mon through Friday 9AM-530PM EST...
EFTA00070043.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00071966.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
EFTA00072028
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00095591.pdf
...www.finra.org
The SEC
https://www.sec.gov/litigation/admin/2015/33-9711.pdf
Before the SECURITIES AND EXCHANGE COMMISSION
Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING...
EFTA00069042.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
Appendix
Date: Tue, 14 Jul 2020 18:34:21 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20...
EFTA00102521.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org)
EFTA00102542
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00088144.pdf
...keeping the fraud up and running.
There is NO SEC investigation.
Chris
From: Chris Ditorio
Sent: Friday. November 6. 2020 7:09 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey et al,
NITE/VIRT just released 3Q2020 earnings. A direct result...
EFTA00263734.pdf
...She claims she was taken to his mansion,
; Perversion of Justice, Miami Herald,
where he exposed himself and had sexual intercourse with
November 30, 2018.
her, and paid her $2oo immediately afterward.fPg
.
A similar $50-million suit was filed in March 2008, by a different woman, who was represented...
EFTA00069276.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
Appendix
Date: Tue, 14 Jul 2020 21:31:33 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20...
EFTA00070669.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
Appendix
Date: Tue, 08 Sep 2020 21:56:46 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20...
EFTA00072364.pdf
...www.finra.org
EFTA00072380
The SEC
https://www.sec.gov/litigation/admin/2015/33-9711.pdf
Before the SECURITIES AND EXCHANGE COMMISSION
Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015...
EFTA00039828.pdf
...Friday, November 6, 2020 7:09 AM
EFTA00039829
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey et al,
NITE/VIRT just released 3Q2020 earnings. A direct result of a massive, ongoing, SEC facilitated fraud on the
public the SEC is mandated to...
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